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Intra-Sessional Autonomic Arc Detection in Ketamine-Assisted Therapy for PTSD: A Signal Characterisation Pilot Study (OMS-KAT)

2026年5月28日 更新者:Adriaan Dirk van der Wart

Intra-Sessional Autonomic Arc Detection Using Continuous HRV and EDA Monitoring in Adults Undergoing Ketamine-Assisted Therapy for PTSD: A Prospective Observational Signal Characterisation Pilot Study

This study examines whether a continuous wearable biosensor and a proprietary signal detection algorithm (JungleCODE, Open Medicine Studio) can detect and characterise the autonomic nervous system arc - a trajectory from a state of high physiological arousal (aporia) to a state of regulated calm (ataraxia) - during ketamine-assisted therapy (KAT) sessions in adults with post-traumatic stress disorder (PTSD).

Participants independently arrange their own ketamine-assisted therapy sessions with a licensed British Columbia provider. The researcher does not administer ketamine or any other substance. The researcher's role is continuous physiological monitoring via a wrist-worn biosensor (EmbracePlus, Empatica) and a structured post-session interview only.

The primary purpose is to determine whether the JungleCODE arc-position detection algorithm can identify a consistent, characterisable autonomic trajectory within KAT sessions, and to assess the feasibility of this monitoring protocol. This is a pilot signal characterisation study (N=2-6); no therapeutic outcomes are assessed and no clinical claims are made.

調査の概要

詳細な説明

Post-traumatic stress disorder (PTSD) affects an estimated 9.2% of Canadians over a lifetime, with particularly high prevalence among first responders, veterans, and survivors of interpersonal violence. Conventional first-line treatments leave a significant proportion of patients with residual symptoms, and access to evidence-based care remains limited in rural and remote settings. Ketamine-assisted therapy (KAT) has demonstrated rapid anxiolytic and antidepressant effects in multiple randomised controlled trials and represents a promising approach for treatment-refractory PTSD. However, the mechanisms through which KAT produces therapeutic change, and the conditions that determine whether a given session produces durable benefit, are incompletely understood.

The REBUS (Relaxed Beliefs Under Psychedelics) account provides the theoretical foundation for this study. Under this framework, ketamine temporarily reduces the precision-weighting of high-confidence predictive priors - including deeply entrenched trauma-related threat appraisals - creating a window of increased neuroplasticity during which the generative model is most available for revision. This window is hypothesised to correspond to a specific autonomic configuration: a shift from peak sympathetic activation toward increasing ventral vagal dominance, characterised by falling electrodermal activity, rising HRV coherence, and emerging parasympathetic predominance. This configuration is referred to as the Transition Window. The Transition Window is theoretically critical because articulation of psychological content delivered during this state is predicted to produce genuine prior-precision reduction, whereas identical articulation delivered outside this window is predicted to produce verbal acknowledgement without the underlying autonomic reorganisation that constitutes genuine release.

The foundational challenge for testing this prediction empirically is that no validated method has existed for detecting the Transition Window in real time. This study addresses that gap by applying the JungleCODE arc-position detection algorithm to continuous intra-sessional physiological data from KAT participants.

JungleCODE (Open Medicine Studio; patent pending, PCT filed) is a proprietary signal processing algorithm that analyses continuous heart rate variability (HRV) time-series data - and, where available, electrodermal activity (EDA) - to estimate arc position on a clinically defined aporia-to-ataraxia spectrum. Aporia refers to the state of peak arousal, maximal predictive prior precision, and high sympathetic drive. Ataraxia refers to the state of regulatory restoration, reduced prior precision, and ventral vagal dominance. Unlike single-biomarker threshold approaches, JungleCODE is a trajectory detection algorithm: it identifies where in a continuous arc the person is located based on the directional pattern of change over time, not the absolute value at any given moment. The algorithm outputs arc-position scores at 30-second intervals along with transition event flags, trajectory classification, and autonomic phase designation.

This study is observational and non-interventional. Participants independently arrange their own ketamine-assisted therapy sessions with a licensed British Columbia physician or nurse practitioner. The researcher does not administer ketamine or any other substance and has no clinical role during the session. All clinical decisions and safety oversight during the KAT session remain entirely with the licensed treating provider. The researcher's role is continuous physiological monitoring via an EmbracePlus wrist-worn wearable biosensor and a structured post-session interview.

The EmbracePlus (Empatica Inc.) is a medical-grade research biosensor that records the interbeat interval stream at 64 Hz, EDA phasic and tonic components, skin temperature, and accelerometry. Data is streamed via Bluetooth to a secured local device and transferred to the Open Medicine Studio sovereign data layer - a self-managed, physician-controlled PostgreSQL database hosted in AWS ca-central-1, encrypted at rest using physician-held customer-managed keys - within 24 hours of each monitoring session.

The study proceeds across three phases for each participant. The preparation phase, conducted three to seven days before the KAT session, establishes the participant's individual arc baseline through continuous wearable monitoring during normal daily activity and sleep. A structured pre-session interview, audio-recorded with participant consent, is conducted within 48 hours of the session. The intra-sessional phase involves continuous EmbracePlus monitoring throughout the KAT session, from preparation through dosing to immediate integration onset. The researcher is not present at the session site unless explicitly invited by the treating provider; where present, the researcher acts solely as an observer and has no clinical role. Precise session timestamps are recorded to enable temporal mapping of arc-position events onto session phases. The integration phase involves three to five day wearable monitoring windows at one, two, and four weeks post-session, with brief structured check-in interviews and administration of the PCL-5 at two and four weeks.

The primary outcome is characterisation of the intra-sessional autonomic arc trajectory - including arc depth, inflection timing, transition event identification, and trajectory classification - as detected by the JungleCODE algorithm applied to the continuous EmbracePlus data stream. Secondary outcomes include the temporal correspondence between arc-position transition events and KAT session phase timestamps, the integration-phase arc trajectory compared to individual pre-session baseline, and the correspondence between arc-position transition event timing and participant-reported subjective experience assessed via the Post-Session Subjective Integration Scale. PTSD symptom severity as measured by PCL-5 is collected as an exploratory measure; this pilot study is not powered to assess symptom outcomes.

This is a pilot signal characterisation study with a target enrolment of two to six participants. No hypothesis tests are pre-specified. Analysis is descriptive, focused on arc trajectory visualisation, transition event identification, and feasibility metrics including device wear compliance, data quality, and participant retention. The findings will be used to calibrate the JungleCODE algorithm for the KAT context, characterise inter-individual variability in arc trajectory parameters, and identify candidate arc-event signatures for subsequent hypothesis testing in larger controlled trials.

All data is governed by the Open Medicine Studio Sovereign Data Management Blueprint (JC-DMB-001 v1.0) and is held in compliance with the BC Personal Information Protection Act (PIPA) and the federal Personal Information Protection and Electronic Documents Act (PIPEDA). Participants are assigned pseudonymous codes at enrolment; the linkage list is held by the PI on an encrypted offline device separate from all study data. No identifiable data is stored in or transmitted to any third-party system.

Ethics oversight is provided by the Canadian SHIELD Ethics Review Board (CSERB; OHRP Registration IORG0003491; FDA Registration IRB00004157). The study is registered on ClinicalTrials.gov prior to enrolment of the first participant, consistent with ICMJE requirements.

研究の種類

観察的

入学 (推定)

5

連絡先と場所

このセクションには、調査を実施する担当者の連絡先の詳細と、この調査が実施されている場所に関する情報が記載されています。

研究場所

参加基準

研究者は、適格基準と呼ばれる特定の説明に適合する人を探します。これらの基準のいくつかの例は、人の一般的な健康状態または以前の治療です。

適格基準

就学可能な年齢

  • 大人
  • 高齢者

健康ボランティアの受け入れ

いいえ

サンプリング方法

非確率サンプル

調査対象母集団

Adults aged 19 years or older with a current or previous diagnosis of post-traumatic stress disorder confirmed by CAPS-5 clinical assessment (score 23 or higher), who have independently arranged a ketamine-assisted therapy session with a licensed physician or nurse practitioner in British Columbia, Canada. Participants are recruited through referrals from licensed ketamine-assisted therapy providers in British Columbia. This is a non-probability convenience sample consistent with the pilot and signal characterisation purpose of the study. No healthy volunteers are enrolled.

説明

Inclusion Criteria:

  1. Adults aged 19 to 65 years
  2. Currently enrolled in or referred for equine-assisted therapy at the study facility
  3. No prior relationship with the therapy horse assigned to their study sessions
  4. Able to wear a chest-strap heart rate monitor comfortably for 35 minutes
  5. Able to provide written informed consent in English
  6. Willing to have sessions video recorded for research purposes

Exclusion Criteria:

  1. Diagnosed cardiac arrhythmia of any type
  2. Implanted cardiac device including pacemaker or implantable cardioverter-defibrillator
  3. Current use of beta-blockers, calcium channel blockers, digoxin, or any other medication known to suppress or significantly alter heart rate variability
  4. Active psychosis or acute psychiatric crisis at time of enrolment
  5. Inability to provide written informed consent
  6. Pregnancy
  7. Prior participation in this study under a different horse pairing

研究計画

このセクションでは、研究がどのように設計され、研究が何を測定しているかなど、研究計画の詳細を提供します。

研究はどのように設計されていますか?

デザインの詳細

コホートと介入

グループ/コホート
介入・治療
Adults with PTSD Undergoing Ketamine-Assisted Therapy
Adults aged 19 years or older with a confirmed PTSD diagnosis (CAPS-5 score 23 or higher) who have independently arranged a ketamine-assisted therapy session with a licensed British Columbia physician or nurse practitioner. Participants wear a continuous wrist-worn biosensor (EmbracePlus) across preparation, intra-sessional, and integration monitoring phases. No intervention is administered by the researcher.
Participants wear the EmbracePlus wrist-worn biosensor (Empatica Inc.) continuously throughout all study phases: a 3-7 day pre-session baseline period, the full duration of the KAT session, and 3-5 day monitoring windows at 1, 2, and 4 weeks post-session. The device records the interbeat interval stream, electrodermal activity (phasic and tonic components), skin temperature, and accelerometry. Both the HRV and EDA channels are required for valid arc-detection output. Data is streamed via Bluetooth to a secured local device and transferred to the study data layer within 24 hours of each monitoring session. Sessions with confirmed EDA channel loss exceeding 15% of the intra-sessional recording window are flagged and excluded from primary analysis.
Participants independently arrange their own ketamine-assisted therapy sessions with a licensed physician or nurse practitioner in British Columbia or Alberta prior to enrolment. Ketamine is administered solely by the licensed treating provider under existing clinical frameworks. The researcher does not administer, possess, or dispense ketamine in connection with this study and has no clinical role during the session. All clinical decisions and participant safety oversight remain entirely with the treating provider. This exposure is observed, not researcher-administered.
A structured pre-session interview (30-45 minutes) is conducted within 48 hours before the KAT session, audio-recorded with participant consent, focusing on self-narrative and subjective state rather than trauma content. A structured post-session interview (30-45 minutes) is conducted within 4 hours of session end, mapping subjective experience to the session timeline and administering the Post-Session Subjective Integration Scale. Trauma-informed communication is used throughout. Interviews are conducted by the PI or Co-Investigator only; the right to pause or end the interview at any time is explicitly communicated to participants.

この研究は何を測定していますか?

主要な結果の測定

結果測定
メジャーの説明
時間枠
Intra-Sessional Autonomic Arc Trajectory Characterisation
時間枠:During KAT session (up to 6 hours)
Characterisation of the arc-position score trajectory generated by the JungleCODE algorithm applied to continuous HRV interbeat interval stream and electrodermal activity data from the EmbracePlus wearable. Arc position is expressed as the JungleCODE Arc-Position Score (range 0-100), where lower scores indicate greater sympathetic activation and maximal prior precision (aporia) and higher scores indicate greater parasympathetic dominance and regulatory restoration (ataraxia); higher scores represent a better autonomic outcome. Parameters include arc depth, inflection timing, transition event identification, and trajectory classification (progressive, regressive, plateau, or oscillating). The primary question is whether a coherent, characterisable autonomic arc can be detected within a ketamine-assisted therapy session.
During KAT session (up to 6 hours)

二次結果の測定

結果測定
メジャーの説明
時間枠
Between-dyad variability in pulse event frequency
時間枠:Through study completion, up to 12 months
Intraclass correlation coefficient (ICC, two-way mixed model, absolute agreement) to quantify how much of the variance in the frequency of confirmed simultaneous HRV coherence spikes at rater-marked windows is attributable to the specific horse-human pairing versus session-level or individual-level factors. This outcome addresses whether certain horse-human pairs are systematically more likely to produce detectable pulse events - a finding that would have implications for both therapeutic practice and the design of subsequent studies.
Through study completion, up to 12 months
Temporal Correspondence of Arc-Position Events to KAT Session Phases
時間枠:During KAT session (approximately 2 to 6 hours)
Mapping of arc-position transition events onto recorded session phase timestamps (preparation, dosing onset, peak, integration onset) to characterise the temporal relationship between autonomic arc trajectory and the structured phases of the ketamine-assisted therapy session.
During KAT session (approximately 2 to 6 hours)
PCL-5 Score Change from Baseline
時間枠:Baseline, 2 weeks post-session, and 4 weeks post-session
PTSD symptom severity as measured by the PTSD Checklist for DSM-5 (PCL-5 the Post-traumatic stress disorder of DSM-5 Checklist; range 0-80), where higher scores indicate greater PTSD symptom severity (worse outcome). Collected as an exploratory measure only. This pilot study is not powered to detect symptom-level change and no inferential analysis is pre-specified for this outcome.
Baseline, 2 weeks post-session, and 4 weeks post-session

協力者と研究者

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スポンサー

出版物と役立つリンク

研究に関する情報を入力する責任者は、自発的にこれらの出版物を提供します。これらは、研究に関連するあらゆるものに関するものである可能性があります。

研究記録日

これらの日付は、ClinicalTrials.gov への研究記録と要約結果の提出の進捗状況を追跡します。研究記録と報告された結果は、国立医学図書館 (NLM) によって審査され、公開 Web サイトに掲載される前に、特定の品質管理基準を満たしていることが確認されます。

主要日程の研究

研究開始 (推定)

2026年7月15日

一次修了 (推定)

2026年8月31日

研究の完了 (推定)

2026年9月30日

試験登録日

最初に提出

2026年5月21日

QC基準を満たした最初の提出物

2026年5月28日

最初の投稿 (実際)

2026年5月29日

学習記録の更新

投稿された最後の更新 (実際)

2026年5月29日

QC基準を満たした最後の更新が送信されました

2026年5月28日

最終確認日

2026年5月1日

詳しくは

本研究に関する用語

個々の参加者データ (IPD) の計画

個々の参加者データ (IPD) を共有する予定はありますか?

いいえ

IPD プランの説明

Individual participant data will not be shared. All data is held under the Open Medicine Studio sovereign data architecture in compliance with BC PIPA and PIPEDA. Data is stored in a self-managed encrypted database under physician-held encryption keys in Canadian jurisdiction (AWS ca-central-1). Anonymised arc-position trajectory data may be made available to academic research partners in future under a formal Data Use Agreement, as specified in participant consent documentation. No identifiable individual participant data will be shared under any circumstances.

試験データ・資料

医薬品およびデバイス情報、研究文書

米国FDA規制医薬品の研究

いいえ

米国FDA規制機器製品の研究

いいえ

この情報は、Web サイト clinicaltrials.gov から変更なしで直接取得したものです。研究の詳細を変更、削除、または更新するリクエストがある場合は、register@clinicaltrials.gov。 までご連絡ください。 clinicaltrials.gov に変更が加えられるとすぐに、ウェブサイトでも自動的に更新されます。

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