Optimal PEEP for Postoperative Oxygenation and Lung Aeration (ULTRASVENT-2) (ULTRASVENT-2)
Effect of Positive End-Expiratory Pressure (PEEP) Level on Postoperative Oxygenation and Lung Aeration Assessed by Lung Ultrasound Monitoring: A Multicenter Randomized Controlled Trial (ULTRASVENT-2)
The purpose of this multicenter, randomized controlled trial (ULTRASVENT-2) is to evaluate the effect of different positive end-expiratory pressure (PEEP) levels on postoperative oxygenation and lung aeration in adult patients undergoing elective non-cardiac and non-thoracic surgery under general anesthesia. Moving away from traditional binary outcomes, this study utilizes a continuous functional metric, the non-invasive oxygenation index SpO2/FiO2 (S/F ratio), as the primary endpoint to precisely capture the degree of respiratory function preservation.
Patients will be stratified into four distinct surgical cohorts based on the type and aggressiveness of the procedure: non-abdominal surgery, major open abdominal surgery, major laparoscopic abdominal surgery, and low-trauma laparoscopic surgery. This adaptive design aims to investigate how protective PEEP strategies interact with varying degrees of surgical trauma and intraoperative pneumoperitoneum, allowing the optimization of mechanical ventilation parameters for routine clinical practice.
研究概览
地位
详细说明
Postoperative pulmonary complications remain a significant cause of morbidity and prolonged hospital stay after major surgical interventions under general anesthesia. While positive end-expiratory pressure (PEEP) is widely used to prevent alveolar collapse, the optimal target levels across different surgical sub-types remain controversial in modern anesthesiology. This trial aims to establish robust clinical evidence regarding perioperative lung protection using a comprehensive functional-anatomical approach.
Primary Endpoint and Measurement Standardization:
The primary outcome of the trial is the non-invasive oxygenation index, the S/F ratio (SpO2/Fraction of inspired oxygen), assessed exactly 2 hours post-extubation in the Post-Anesthesia Care Unit (PACU) and tracked dynamically over the first 24 hours of the postoperative period. To eliminate confounding variables and ensure absolute reproducibility across participating centers, the primary endpoint measurement is strictly standardized according to the following criteria:
- Room Air Breathing (FiO2 0.21): The evaluation is performed while the patient breathes atmospheric air without supplemental oxygen. This eliminates the masking of intrapulmonary shunts and prevents hyperoxia-induced absorption atelectasis.
- Patient Position: The patient must be placed in a strict supine position. This positioning represents the most physiologically challenging state for the respiratory system, inducing cranial displacement of the diaphragm and maximizing gravity-dependent alveolar collapse.
- Full Wakefulness Criteria: The measurement is executed only when the patient reaches a full awake status, defined as a modified Post Anesthesia Recovery Score (PARS) greater than 8, with the specific ventilation sub-score being equal to 2 (ability to deep breathe and cough freely). This cognitive and motor filter guarantees that any recorded functional impairment is caused by true parenchymal collapse rather than residual neuromuscular blockade or opioid-induced respiratory depression.
Differentiated Lung Ultrasound (LUS) Track:
To identify the anatomical substrate behind changes in gas exchange, regional lung aeration patterns will be recorded as the key secondary endpoint using a delta LUS score (postoperative score minus preoperative baseline). The diagnostic burden on the investigators is optimized using two parallel diagnostic tracks:
- Express Track (Strata 1 and 4): A rapid, 2-zone simplified protocol focusing exclusively on the most gravity-dependent bilateral dorsal-basal sectors (Zone 6). This assessment takes 2 to 3 minutes and minimizes interference with routine PACU workflows.
- Panoramic Mapping Track (Strata 2 and 3): A comprehensive 12-zone thoracic mapping performed under Intensive Care Unit (ICU) conditions. Furthermore, a nested validation sub-study will incorporate high-resolution chest computed tomography (CT) scans performed strictly based on clinical indications (such as refractory hypoxemia or suspected pneumonia). CT data will serve as the gold standard reference to calculate the true sensitivity and specificity of the 12-zone ultrasound findings.
Surgical Stratification and Sample Size Design:
Patients will be randomized in a 1:1 ratio to receive either a fixed standard (lower) PEEP or a fixed higher PEEP strategy throughout the intraoperative period (from intubation to extubation). Randomization is performed independently within 4 parallel strata to achieve a total sample size of 320 to 360 patients:
- Strata 1: Non-abdominal surgery (n = 100; PEEP 5 cm H2O versus PEEP 8 cm H2O).
- Strata 2: Major open abdominal surgery (n = 60 to 80; PEEP 5 cm H2O versus PEEP 8 cm H2O).
- Strata 3: Major laparoscopic abdominal surgery (n = 60 to 80; PEEP 7 cm H2O versus PEEP 12 cm H2O).
- Strata 4: Low-trauma laparoscopic surgery (n = 100; PEEP 5 cm H2O versus PEEP 12 cm H2O).
Statistical Analysis Framework:
Data processing will be conducted in the jamovi software environment using General Linear Models (GLM). The analysis will incorporate continuous and categorical baseline covariates (Body Mass Index, age, ASA physical status, and duration of surgery) to reduce residual variance. A key element of the statistical plan is the evaluation of interaction effects between the PEEP level and the specific surgical stratum to determine whether a higher PEEP provides a universal benefit or if its protective role is strictly dependent on the surgical phenotype.
Implementation Protocol Phases:
To guarantee data integrity and eliminate investigator bias, the project is structured into four consecutive logical phases:
Phase 1: Regulatory start, including central registration on ClinicalTrials.gov, Local Ethics Committee (LEC) submission and approval, and prospective publication of the formal Study Protocol manuscript.
Phase 2: Standardized hands-on calibration and training of the core investigator team (4 to 6 specialists) regarding precise zone identification and digital data entry.
Phase 3: A mandatory run-in period dedicated to inter-rater reliability testing. Each investigator must scan a test cohort, and the enrollment of randomized trial patients can begin only after achieving an inter-operator consensus threshold defined as a Cohen's Kappa coefficient greater than or equal to 0.7 and an absolute category agreement greater than or equal to 80%.
Phase 4: Active enrollment utilizing an adaptive recruitment strategy. The trial will commence by enrolling patients in high-volume, low-risk groups (Strata 1 and 4) to seamlessly refine logistical and database processes before activating the complex and labor-intensive ICU-based cohorts (Strata 2 and 3).
研究类型
注册 (估计的)
阶段
- 不适用
联系人和位置
学习联系方式
- 姓名:Ivan Shcheparev, MD, PhD
- 电话号码:+7 901 908 90 88
- 邮箱:is22@list.ru
学习地点
-
-
Moscow
-
Moscow、Moscow、俄罗斯、108814
- Moscow Multi-disciplinary Clinical Center "Kommunarka"
-
接触:
- Ivan Shcheparev, MD, PhD
- 电话号码:+7 901 908 90 88
- 邮箱:is22@list.ru
-
-
参与标准
资格标准
适合学习的年龄
- 成人
- 年长者
接受健康志愿者
描述
Inclusion Criteria:
- Age greater than or equal to 18 years.
- Planned elective non-cardiac and non-thoracic surgical intervention requiring general anesthesia with mechanical ventilation.
- Airway protection utilizing an endotracheal tube.
- Assignment to one of the four specific surgical strata: non-abdominal, major open abdominal, major laparoscopic abdominal, or low-trauma laparoscopic surgery.
- Baseline lung ultrasound showing no pathological findings, corresponding to a total preoperative LUS score of 0.
- Technical feasibility of performing a postoperative lung ultrasound within the first 2 hours after the completion of surgery.
- Signed written informed consent to participate in the clinical trial.
Exclusion Criteria:
- Planned cardiac or thoracic surgery (e.g., coronary artery bypass grafting, valve replacement, heart transplantation, lung resection, esophageal surgery).
- Pneumothorax diagnosed before or during the surgical procedure.
- Inability to adequately visualize the target dorsal-basal lung zones by ultrasound due to physical limitations (e.g., morbid obesity, massive surgical dressings, anatomical anomalies, or dermatological lesions in the scanning area).
- Presence of hydrothorax detected on the baseline preoperative ultrasound.
- Confirmed perioperative aspiration of gastric contents or other foreign material.
- Any pathological changes identified during the baseline ultrasound of the dorsal-basal lung regions (a total preoperative LUS score greater than 0).
- Requirement for massive blood transfusion during the surgery, defined according to local institutional criteria.
- Surgical interventions directly involving or violating the diaphragm.
- Expected inability to conduct reliable postoperative clinical and ultrasound assessments (e.g., need for deep sedation preventing wakefulness and contact, or planned transfer to another facility).
学习计划
研究是如何设计的?
设计细节
- 主要用途:预防
- 分配:随机化
- 介入模型:并行分配
- 屏蔽:四人间
武器和干预
参与者组/臂 |
干预/治疗 |
|---|---|
|
有源比较器:Standard PEEP Strategy
Patients randomized to this arm will receive a fixed, standard (lower) level of Positive End-Expiratory Pressure (PEEP) throughout the intraoperative period (from intubation to extubation).
The specific PEEP value is determined strictly by the surgical stratum: 5 cm H2O for Strata 1 (Non-abdominal surgery), 5 cm H2O for Strata 2 (Major open abdominal surgery), 5 cm H2O for Strata 3 (Major laparoscopic abdominal surgery), and 5 cm H2O for Strata 4 (Low-trauma laparoscopic surgery).
All other mechanical ventilation parameters remain standardized (tidal volume 6-8 mL/kg of ideal body weight).
|
Application of fixed PEEP levels calculated according to surgical aggressiveness and the presence of pneumoperitoneum.
Standard PEEP arm utilizes PEEP values of 5 cm H2O.
Higher PEEP arm utilizes protective PEEP values of 8 or 12 cm H2O.
The assigned PEEP strategy is initiated immediately following endotracheal intubation and maintained continuously until extubation.
|
|
实验性的:Higher PEEP Strategy
Patients randomized to this arm will receive a fixed, higher level of Positive End-Expiratory Pressure (PEEP) designed for protective lung ventilation throughout the intraoperative period.
The specific PEEP value is tailored to the surgical stratum and abdominal risk: 8 cm H2O for Strata 1 (Non-abdominal surgery), 8 cm H2O for Strata 2 (Major open abdominal surgery), 12 cm H2O for Strata 3 (Major laparoscopic abdominal surgery), and 12 cm H2O for Strata 4 (Low-trauma laparoscopic surgery).
All other mechanical ventilation parameters remain standardized (tidal volume 6-8 mL/kg of ideal body weight).
|
Application of fixed PEEP levels calculated according to surgical aggressiveness and the presence of pneumoperitoneum.
Standard PEEP arm utilizes PEEP values of 5 cm H2O.
Higher PEEP arm utilizes protective PEEP values of 8 or 12 cm H2O.
The assigned PEEP strategy is initiated immediately following endotracheal intubation and maintained continuously until extubation.
|
研究衡量的是什么?
主要结果指标
结果测量 |
措施说明 |
大体时间 |
|---|---|---|
|
Non-invasive oxygenation index (SpO2/FiO2 ratio)
大体时间:Assessed at 3 time points: preoperatively (baseline); exactly 2 hours post-extubation; and 24 hours post-operation.
|
The primary functional outcome is the SpO2/FiO2 (S/F) ratio, a continuous metric indicating the degree of lung oxygenation. The S/F ratio is calculated by dividing the peripheral capillary oxygen saturation (SpO2) by the fraction of inspired oxygen (FiO2). To ensure standardization, postoperative measurements are performed on room air in a supine position. Measurements are recorded strictly when the patient achieves full wakefulness, which is verified using the modified Post Anesthesia Recovery Score (PARS) as a readiness criteria. The PARS scale ranges from a minimum of 0 to a maximum of 10, where higher scores indicate a better clinical recovery. Note: The reported outcome is solely the S/F ratio value; the PARS score is used exclusively as a clinical condition to initiate the S/F measurement and is not aggregated into the final outcome value. |
Assessed at 3 time points: preoperatively (baseline); exactly 2 hours post-extubation; and 24 hours post-operation.
|
次要结果测量
结果测量 |
措施说明 |
大体时间 |
|---|---|---|
|
Incidence of Postoperative Pulmonary Complications (PPCs)
大体时间:From the end of surgery up to 7 days post-operation.
|
The composite clinical outcome evaluates the total percentage of patients developing at least one severe respiratory adverse event in the postoperative period.
PPCs are strictly defined as the presence of one or more of the following: confirmed hospital-acquired pneumonia, prolonged requirement for supplemental oxygen therapy lasting longer than 24 hours, or the onset of refractory hypoxemia necessitating unexpected transfer to the Intensive Care Unit for non-invasive or invasive mechanical ventilation.
|
From the end of surgery up to 7 days post-operation.
|
|
Postoperative lung ultrasound score and aeration patterns
大体时间:Exactly 2 hours post-extubation in the Post-Anesthesia Care Unit (PACU) or Intensive Care Unit (ICU).
|
Evaluation of the absolute postoperative Lung Ultrasound (LUS) score to assess anesthesia-induced alveolar collapse. A differentiated protocol is used based on surgical strata. Strata 1 and 4 use a 2-zone express protocol targeting dorsal-basal sectors (total scale range: minimum 0 to maximum 6). Strata 2 and 3 use a comprehensive 12-zone panoramic thoracic mapping protocol (total scale range: minimum 0 to maximum 36). For both LUS scales, higher scores indicate a worse outcome (more severe loss of lung aeration and atelectasis). Specific qualitative acoustic patterns (e.g., multiple B-lines, subpleural consolidations, or static bronchograms) are also recorded to validate the numerical LUS score. |
Exactly 2 hours post-extubation in the Post-Anesthesia Care Unit (PACU) or Intensive Care Unit (ICU).
|
|
Incidence of Intraoperative Hemodynamic Instability
大体时间:Intraoperatively (from the moment of endotracheal intubation until extubation).
|
Frequency of intraoperative hemodynamic instability episodes directly related to mechanical ventilation settings, specifically measured as the requirement for the initiation or dose increase of vasopressor support (ephedrine, phenylephrine, or norepinephrine) to maintain a mean arterial pressure (MAP) greater than 65 mm Hg.
|
Intraoperatively (from the moment of endotracheal intubation until extubation).
|
合作者和调查者
调查人员
- 首席研究员:Ivan Shcheparev, MD, PhD、Moscow Multi-disciplinary Clinical Center "Kommunarka"
- 研究主任:Denis Protsenko, MD, PhD, Professor、Moscow Multi-disciplinary Clinical Center "Kommunarka"
- 学习椅:Efim Shifman, MD, PhD, Professor、Moscow Multi-disciplinary Clinical Center "Kommunarka"
出版物和有用的链接
一般刊物
- Miskovic A, Lumb AB. Postoperative pulmonary complications. Br J Anaesth. 2017 Mar 1;118(3):317-334. doi: 10.1093/bja/aex002.
- Wu XZ, Xia HM, Zhang P, Li L, Hu QH, Guo SP, Li TY. Effects of ultrasound-guided alveolar recruitment manoeuvres compared with sustained inflation or no recruitment manoeuvres on atelectasis in laparoscopic gynaecological surgery as assessed by ultrasonography: a randomized clinical trial. BMC Anesthesiol. 2022 Aug 16;22(1):261. doi: 10.1186/s12871-022-01798-z.
- Ma J, Sun M, Song F, Wang A, Tian X, Wu Y, Wang L, Zhao Q, Liu B, Wang S, Qiu Y, Hou H, Deng L. Effect of ultrasound-guided individualized positive end-expiratory pressure on the severity of postoperative atelectasis in elderly patients: a randomized controlled study. Sci Rep. 2024 Nov 15;14(1):28128. doi: 10.1038/s41598-024-79105-8.
- Liao B, Liao W, Yin S, Liu S, Wu X. Effect of ultrasound-guided lung recruitment to reduce pulmonary atelectasis after non-cardiac surgery under general anesthesia: a systematic review and meta-analysis of randomized controlled trials. Perioper Med (Lond). 2024 Mar 27;13(1):23. doi: 10.1186/s13741-024-00379-7.
- L D, Kumar R, Patel N, Ayub A, Rewari V, Subramaniam R, Roy KK. Effect of Lung Compliance-Based Optimum Pressure Versus Fixed Positive End-Expiratory Pressure on Lung Atelectasis Assessed by Modified Lung Ultrasound Score in Laparoscopic Gynecological Surgery: A Prospective Randomized Controlled Trial. Cureus. 2023 Jun 12;15(6):e40278. doi: 10.7759/cureus.40278. eCollection 2023 Jun.
- Zhang Y, Zhu J, Xi C, Wang G. Effect of driving pressure-guided individualized positive end-expiratory pressure (PEEP) ventilation strategy on postoperative atelectasis in patients undergoing laparoscopic surgery as assessed by ultrasonography: study protocol for a prospective randomized controlled trial. Trials. 2025 Mar 26;26(1):106. doi: 10.1186/s13063-025-08819-5.
- Frassanito L, Sonnino C, Pitoni S, Zanfini BA, Catarci S, Gonnella GL, Germini P, Vizzielli G, Scambia G, Draisci G. Lung ultrasound to monitor the development of pulmonary atelectasis in gynecologic oncologic surgery. Minerva Anestesiol. 2020 Dec;86(12):1287-1295. doi: 10.23736/S0375-9393.20.14687-X. Epub 2020 Nov 11.
研究记录日期
研究主要日期
学习开始 (估计的)
初级完成 (估计的)
研究完成 (估计的)
研究注册日期
首次提交
首先提交符合 QC 标准的
首次发布 (实际的)
研究记录更新
最后更新发布 (实际的)
上次提交的符合 QC 标准的更新
最后验证
更多信息
与本研究相关的术语
其他相关的 MeSH 术语
其他研究编号
- ULTRASVENT-2
计划个人参与者数据 (IPD)
计划共享个人参与者数据 (IPD)?
IPD 计划说明
IPD 共享时间框架
IPD 共享访问标准
IPD 共享支持信息类型
- 研究方案
- 国际碳纤维联合会
- 企业社会责任
药物和器械信息、研究文件
研究美国 FDA 监管的药品
研究美国 FDA 监管的设备产品
此信息直接从 clinicaltrials.gov 网站检索,没有任何更改。如果您有任何更改、删除或更新研究详细信息的请求,请联系 register@clinicaltrials.gov. clinicaltrials.gov 上实施更改,我们的网站上也会自动更新.