- ICH GCP
- US Clinical Trials Registry
- Clinical Trial NCT07933471
Total Neoadjuvant Immunotherapy Plus Chemotherapy for Locally Advanced Gastric or Gastroesophageal Junction Adenocarcinoma (TNICE-1)
A Multicenter, Prospective Study of Total Neoadjuvant Immunotherapy Combined With Chemotherapy in Patients With Locally Advanced Gastric or Gastroesophageal Junction Adenocarcinoma: The TNICE-1 Study
This study is for people with locally advanced adenocarcinoma of the stomach or of the junction between the stomach and esophagus (gastroesophageal junction adenocarcinoma) that can be removed by surgery. Serplulimab (an anti-PD-1 antibody) has been approved in China for use around the time of surgery in this type of cancer. This study will evaluate a treatment approach called total neoadjuvant therapy, in which all planned immunotherapy plus chemotherapy is given before surgery.
About 42 patients will take part at 2 hospitals in China. All participants will receive serplulimab plus the SOX regimen (oxaliplatin and S-1) before surgery, followed by surgical removal of the tumor. All treatment is given before surgery. After surgery, participants will not receive additional chemotherapy or immunotherapy. They will be followed regularly with examinations and tests to check for any return of the cancer.
Researchers will collect tumor tissue, blood, and stool samples before, during, and after treatment. These samples will be used to study how the tumor and the immune system change during treatment, including the immune cells inside the tumor, the tumor's genetic features, and traces of tumor DNA in the blood. Researchers will also grow mini-tumors (organoids) from patients' tumor tissue in the laboratory to test how the tumor responds to drugs.
The study will measure how completely the tumor shrinks or disappears after treatment, the side effects participants experience, and how long participants remain free of cancer after surgery. Participants will be followed regularly after treatment ends.
Study Overview
Status
Intervention / Treatment
Detailed Description
This is a multicenter, prospective clinical study of total neoadjuvant immunotherapy combined with chemotherapy in patients with locally advanced, resectable gastric or gastroesophageal junction adenocarcinoma. All participants receive a uniform regimen of the anti-PD-1 antibody serplulimab combined with the SOX regimen(oxaliplatin and S-1) administered entirely before surgery (total neoadjuvant approach), followed by radical gastrectomy. Unlike approved perioperative strategies in which immunotherapy is continued after surgery as maintenance monotherapy, this study administers the entire planned course of immunochemotherapy before surgery and does not administer any postoperative systemic therapy. The total neoadjuvant approach is intended to maximize treatment delivery while patients are treatment-naive and physiologically fit, to avoid postoperative complications delaying or preventing adjuvant therapy, and to allow pathological response at surgery to serve as an in vivo readout of treatment efficacy.
The study is embedded in a comprehensive translational research program. Longitudinal biospecimens (tumor tissue, peripheral blood, ascites if present, and stool) are collected at predefined time points. Exploratory research includes multiplex immunohistochemistry (mIHC), spatial transcriptomics, single-cell RNA sequencing, whole-exome sequencing, circulating tumor DNA (ctDNA)-based minimal residual disease (MRD) monitoring, patient-derived organoid (PDO) drug screening, gut microbiome profiling, and development of an artificial-intelligence-based model to predict treatment response. Because no postoperative therapy is administered, postoperative ctDNA-based MRD assessment is used for risk stratification and to inform individualized surveillance strategies. These analyses aim to identify biomarkers of response and resistance to total neoadjuvant immunochemotherapy and to support individualized perioperative treatment strategies.
Study Type
Enrollment (Estimated)
Phase
- Phase 2
Contacts and Locations
Study Contact
- Name: Lingling Zhang
- Phone Number: +86010-56111012
- Email: zlla05536@btch.edu.cn
Study Contact Backup
- Name: Qiong Wu
- Phone Number: +86010-56111011
Study Locations
-
-
Beijing Municipality
-
Beijing, Beijing Municipality, China
- Recruiting
- Beijing Tsinghua Changgung Hospital
-
Contact:
- Lingling Zhang
- Phone Number: +86010-56111012
- Email: zlla05536@btch.edu.cn
-
-
Guangdong
-
Guangzhou, Guangdong, China
- Not yet recruiting
- Nanfang Hospital of Southern Medical University
-
Contact:
- Hao Liu
- Phone Number: +86020-62787626
- Email: Andynf@smu.edu.cn
-
-
Participation Criteria
Eligibility Criteria
Ages Eligible for Study
Accepts Healthy Volunteers
Genders Eligible for Study
Description
Inclusion Criteria:
- Able to understand the study and provide signed informed consent (ICF)
- Histologically confirmed adenocarcinoma of the stomach or gastroesophageal junction, clinically staged as stage II/III disease (cT1-2N+M0 or cT3-4aNxM0) based on contrast-enhanced CT/MRI
- Willing to provide archived tumor tissue or undergo biopsy for central laboratory testing of PD-L1, EBV, and MSI/dMMR status
- Tumor with PD-L1 CPS >=5, or MSI-H/dMMR, or EBV positivity
- Male or female, age >=18 years
- ECOG performance status 0-1, with no surgical contraindications
- Life expectancy >=6 months
- Laboratory values within 7 days prior to enrollment: absolute neutrophil count (ANC) >=1.5 x 10^9/L; platelet count >=100 x 10^9/L; hemoglobin >=90 g/L; serum albumin >=30 g/L; total bilirubin <=1.5 x ULN; AST and ALT <=2.5 x ULN (<=5 x ULN in subjects with liver metastases); creatinine <=1.5 x ULN or creatinine clearance >=50 mL/min; INR and aPTT <=1.5 x ULN (applicable only to subjects not receiving anticoagulant therapy; subjects receiving anticoagulants must be on a stable dose)
- Good compliance and willingness to cooperate with protocol-required examinations and specimen collection (tissue, blood, stool, and saliva samples)
- Women of childbearing potential must agree to use contraception from the time of ICF signing until at least 5 months after the last dose of study treatment or accompanying chemotherapy, and must not breastfeed; men must agree to use contraception from the first dose of study drug until at least 7 months after the last dose
Exclusion Criteria:
- Known allergy to serplulimab or its excipients, oxaliplatin, or components of tegafur/gimeracil/oteracil potassium (S-1)
- Prior or concurrent other malignancy (except adequately treated basal cell carcinoma of the skin or carcinoma in situ of the uterine cervix)
- Uncontrolled pericardial effusion, pleural effusion, ascites, or gastrointestinal bleeding within 2 weeks prior to enrollment
- Body weight loss >20% within 2 weeks prior to enrollment
- Unable to take oral medications
- Prior chemotherapy, radiotherapy, targeted therapy, immunotherapy, or surgery for gastric cancer
- Prior treatment with anti-PD-1, anti-PD-L1, anti-PD-L2, or anti-CTLA-4 antibodies
- HER2-positive tumor confirmed by central laboratory testing (IHC 3+, or IHC 2+ with positive FISH/ISH)
- Comorbidities requiring long-term immunosuppressive therapy, or systemic or local corticosteroids at immunosuppressive doses
- Vaccination with any anti-infectious vaccine within 4 weeks prior to enrollment
- Uncontrolled diabetes mellitus, hypertension, or other systemic diseases
- Currently receiving or requiring anticoagulant therapy (low-dose aspirin antiplatelet therapy allowed)
- Any active autoimmune disease or history of autoimmune disease
- Active tuberculosis, currently receiving anti-tuberculosis treatment, or anti-tuberculosis treatment within 1 year prior to screening
- Confirmed interstitial pneumonitis, non-infectious pneumonitis, pulmonary fibrosis, or history of acute lung disease
- Any contraindication to oxaliplatin or S-1
- Pregnant or breastfeeding women
- Active hepatitis (HBV DNA >=10^4 copies/mL or positive HCV RNA)
- Positive HIV antibody or human T-lymphotropic virus type 1 (HTLV-1) antibody
- Any other clinically significant disease or condition that, in the investigator's judgment, may affect protocol compliance or render the subject unsuitable for participation
Study Plan
How is the study designed?
Design Details
- Primary Purpose: Treatment
- Allocation: N/A
- Interventional Model: Single Group Assignment
- Masking: None (Open Label)
Arms and Interventions
Participant Group / Arm |
Intervention / Treatment |
|---|---|
|
Experimental: Serplulimab + SOX
All participants receive total neoadjuvant therapy consisting of serplulimab plus the SOX regimen administered entirely before surgery, followed by radical gastrectomy. No postoperative systemic therapy is administered. |
Anti-PD-1 monoclonal antibody administered as neoadjuvant immunotherapy in combination with the SOX regimen, given entirely before surgery (total neoadjuvant approach). Combination chemotherapy of oxaliplatin plus S-1 (tegafur/gimeracil/oteracil), administered before surgery in combination with serplulimab. |
What is the study measuring?
Primary Outcome Measures
Outcome Measure |
Measure Description |
Time Frame |
|---|---|---|
|
Pathological Complete Response (pCR) Rate
Time Frame: At surgery (approximately 6 months after start of study treatment)
|
Proportion of participants achieving pathological complete response, defined as no viable tumor cells in the resected primary tumor and lymph nodes (ypT0 ypN0), assessed by local pathology review of the surgical specimen. |
At surgery (approximately 6 months after start of study treatment)
|
Collaborators and Investigators
Collaborators
Investigators
- Principal Investigator: Guoxin Li, Department of General Surgery, Cancer Center, Beijing Tsinghua Changgung Hospital
Publications and helpful links
General Publications
- Shitara K, Rha SY, Wyrwicz LS, Oshima T, Karaseva N, Osipov M, Yasui H, Yabusaki H, Afanasyev S, Park YK, Al-Batran SE, Yoshikawa T, Yanez P, Dib Bartolomeo M, Lonardi S, Tabernero J, Van Cutsem E, Janjigian YY, Oh DY, Xu J, Fang X, Shih CS, Bhagia P, Bang YJ; KEYNOTE-585 investigators. Neoadjuvant and adjuvant pembrolizumab plus chemotherapy in locally advanced gastric or gastro-oesophageal cancer (KEYNOTE-585): an interim analysis of the multicentre, double-blind, randomised phase 3 study. Lancet Oncol. 2024 Feb;25(2):212-224. doi: 10.1016/S1470-2045(23)00541-7. Epub 2023 Dec 19.
- Janjigian YY, Al-Batran SE, Wainberg ZA, Muro K, Molena D, Van Cutsem E, Hyung WJ, Wyrwicz L, Oh DY, Omori T, Moehler M, Garrido M, Oliveira SCS, Liberman M, Oliden VC, Smyth EC, Stein A, Bilici M, Alvarenga ML, Kozlov V, Rivera F, Kawazoe A, Serrano O, Heilbron E, Negro A, Kurland JF, Tabernero J; MATTERHORN Investigators. Perioperative Durvalumab in Gastric and Gastroesophageal Junction Cancer. N Engl J Med. 2025 Jul 17;393(3):217-230. doi: 10.1056/NEJMoa2503701. Epub 2025 Jun 1.
- Zhao L, Liu H, Hu Y, Yu J, Yuan S, Xue F, Huang K, Chen X, Lin T, Zhao M, Chen T, Yu L, Chen Z, Zhong X, Li F, Liang C, Chen H, Guo W, Liang H, Li G. Neoadjuvant toripalimab plus CapeOX in locally advanced Epstein-Barr virus-associated gastric or gastroesophageal junction adenocarcinoma: a phase Ⅱ trial. Nat Commun. 2026 Apr 23;17(1):5649. doi: 10.1038/s41467-026-72059-7.
- Zhao L, Liu H, Yu J, Yuan S, Liang H, Wang W, Jiang J, Yu L, Liang L, Chen Z, Chen X, Zhong X, Zheng Y, Li F, Lin T, Zhao M, Chen T, Chen H, Hu Y, Li G. Efficacy and safety of neoadjuvant toripalimab plus chemotherapy in localized deficient mismatch repair/microsatellite instability-high gastric or esophagogastric junction adenocarcinoma (NICE): a multicentre, single-arm, exploratory phase 2 study. EClinicalMedicine. 2025 Aug 12;87:103421. doi: 10.1016/j.eclinm.2025.103421. eCollection 2025 Sep.
- Shen L, Zhang X, Ji K, Lu L, Wang Q, Guan Q, Yan S, Zhou Y, Yang Y, Huo Z, You J, Ba Y, Ye Y, Chen Y, Wang S, Lv G, Zhang J, Hu X, Yang F, Yu H, Li J, Wang Q, Zhu J, Ji J; ASTRUM-006 Study Group. Perioperative serplulimab with neoadjuvant chemotherapy versus perioperative chemotherapy in PD-L1-positive gastric cancer (ASTRUM-006): a randomised, double-blind, multicentre, phase 3 study. Lancet. 2026 Jun 20;407(10547):2542-2553. doi: 10.1016/S0140-6736(26)00974-8. Epub 2026 Jun 1.
Study record dates
Study Major Dates
Study Start (Actual)
Primary Completion (Estimated)
Study Completion (Estimated)
Study Registration Dates
First Submitted
First Submitted That Met QC Criteria
First Posted (Actual)
Study Record Updates
Last Update Posted (Actual)
Last Update Submitted That Met QC Criteria
Last Verified
More Information
Terms related to this study
Additional Relevant MeSH Terms
Other Study ID Numbers
- 26768-4-01
Plan for Individual participant data (IPD)
Plan to Share Individual Participant Data (IPD)?
IPD Plan Description
Individual participant data (IPD) that underlie the results reported in this study, after deidentification (text, tables, figures, and appendices), will be shared. Deidentified IPD will be made available beginning 9 months after primary completion of the study and will remain available for 5 years. Data will be shared with qualified investigators worldwide who submit a methodologically sound proposal for secondary analyses, such as individual participant data meta-analysis; proposals may be submitted at any time while the data are available. Data will be provided upon reasonable request approved by the study team, together with a signed data access agreement, through secure data transfer. The study protocol and statistical analysis plan will also be available upon request under the same terms. No re-identification of participants is permitted.
IPD Sharing Time Frame
eidentified individual participant data and supporting information (study protocol and statistical analysis plan) will be available beginning 9 months after the primary completion date of the study and will remain available for 5 years thereafter.
IPD Sharing Access Criteria
Qualified investigators affiliated with academic or research institutions may request access to the deidentified individual participant data that underlie the results reported in this study, as well as the study protocol and statistical analysis plan. Requests must include a methodologically sound research proposal and a signed data access agreement, and will be reviewed by the study team. Approved data will be provided through secure data transfer. Re-identification of study participants is not permitted. Requests may be submitted at any time while the data are available.
IPD Sharing Supporting Information Type
- STUDY_PROTOCOL
- SAP
Drug and device information, study documents
Studies a U.S. FDA-regulated drug product
Studies a U.S. FDA-regulated device product
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