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Transcutaneous Auricular Vagus Nerve Stimulation for Reducing Postoperative Hypoxemia

14 septembre 2026 mis à jour par: Chaochao Zhong, Affiliated Hospital of Nantong University

The Effect of Transcutaneous Auricular Vagus Nerve Stimulation on the Incidence of Postoperative Hypoxemia: A Randomized Controlled Trial

Hypoxemia is a common complication in the post-anesthesia care unit (PACU) and represents one of the most meaningful factors associated with poor patient prognosis. Obese patients have a relatively higher incidence of hypoxemia. This may be partly attributable to their unique physiological characteristics. In addition, surgical trauma triggers a systemic inflammatory response with the release of pro-inflammatory factors such as tumor necrosis factor-α (TNF-α) and interleukin-6 (IL-6). These mediators increase pulmonary capillary permeability, induce pulmonary edema, and further impair gas exchange. Surgically-induced stress elevates sympathetic tone and reduces vagal activity, which alters bronchial tone and respiratory rhythm and consequently compromises pulmonary function.Postoperative hypoxemia not only prolongs recovery time and increases the likelihood of ICU admission, but severe episodes may also lead to arrhythmia, myocardial ischemia, long-term cognitive and psychiatric disorders, and even cardiac arrest and death. These outcomes impair postoperative recovery and long-term prognosis, prolong hospital stay, and raise healthcare costs.

Although strategies such as postoperative semi-recumbent positioning and intraoperative protective ventilation have been explored, there are currently no preferred interventions or clear clinical guidelines for the prevention of postoperative hypoxemia.

As a non-invasive technique, transcutaneous auricular vagus nerve stimulation (taVNS) activates the auricular branch of the vagus nerve by stimulating the cymba conchae. Vagal activation suppresses macrophage activity and reduces the release of pro-inflammatory cytokines including TNF-α, IL-1β, IL-6 and IL-18, thereby attenuating pulmonary inflammation and edema and improving oxygenation. Afferent vagal signals project to the nucleus tractus solitarius, modulating the medullary respiratory center, respiratory rate and ventilation efficiency. taVNS is easy to perform, safe, applicable in the perioperative period, and has shown promising effects in regulating inflammatory conditions.

This study aims to investigate whether perioperative taVNS reduces the incidence of hypoxemia in the PACU by attenuating excessive sympathetic activation and mitigating pulmonary and systemic inflammatory responses.

Aperçu de l'étude

Statut

Pas encore de recrutement

Les conditions

Type d'étude

Interventionnel

Inscription (Estimé)

80

Phase

  • N'est pas applicable

Critères de participation

Les chercheurs recherchent des personnes qui correspondent à une certaine description, appelée critères d'éligibilité. Certains exemples de ces critères sont l'état de santé général d'une personne ou des traitements antérieurs.

Critère d'éligibilité

Âges éligibles pour étudier

  • Adulte
  • Adulte plus âgé

Accepte les volontaires sains

Non

La description

Inclusion Criteria:

Age ≥18 years; Scheduled for elective bariatric surgery; Classified as American Society of Anesthesiologists (ASA) physical status I to III; Capable of understanding the study procedures and various assessment scales and able to effectively communicate with the researchers; Willing to participate in the study and provide written informed consent.

Exclusion Criteria:

Patients with severe underlying cardiopulmonary diseases (e.g., acute exacerbation of chronic obstructive pulmonary disease, acute myocardial infarction, NYHA class Ⅳ heart failure); Patients with resting SpO₂ <90% before surgery; Patients with a preoperative heart rate below 50 beats per minute or severe arrhythmia; Patients with lesions of the auricular concha (e.g., inflammation, ulcer, deformity, implant) or vagus nerve dysfunction (e.g., diabetic peripheral neuropathy, vagus nerve injury due to prior neck surgery); Patients with a history of implanted stimulators (e.g., pacemakers, implanted vagus nerve stimulators, deep brain stimulators, spinal cord stimulators), cochlear implants, or metallic implants (excluding dental work); Patients with cognitive dysfunction (MMSE score <20), psychiatric disorders, or unable to cooperate with study procedures; Patients who received vagus nerve stimulation or acupuncture within 1 month before the study; Patients with skin damage or dermatological conditions at the electrical stimulation site; Pregnant or lactating women; Patients requiring emergency surgery; Patients participating in other clinical trials.

Plan d'étude

Cette section fournit des détails sur le plan d'étude, y compris la façon dont l'étude est conçue et ce que l'étude mesure.

Comment l'étude est-elle conçue ?

Détails de conception

  • Objectif principal: La prévention
  • Répartition: Randomisé
  • Modèle interventionnel: Affectation parallèle
  • Masquage: Double

Armes et Interventions

Groupe de participants / Bras
Intervention / Traitement
Expérimental: Transcutaneous auricular vagus nerve stimulation(taVNS group)
Patients in the taVNS group will have a transcutaneous auricular vagus nerve stimulation device with a transparent, non-insulated thin film placed on the cymba conchae of the left ear. TaVNS will be administered on the day of surgery (starting 30 minutes before anesthesia induction and continuing until the end of the surgery, terminating after the removal of the endotracheal tube in the PACU). The stimulation parameters are set as follows: frequency 20 Hz, pulse width 200 μs, 30 seconds on / 30 seconds off, with the current intensity set to the maximum amplitude the patient can tolerate (just below the pain threshold).
Intervention Timing of Transcutaneous Auricular Vagus Nerve Stimulator: The intervention will begin 30 minutes before anesthesia induction and continue until the end of the surgery, terminating after the removal of the endotracheal tube in the PACU. The stimulation parameters are set as follows: frequency 20 Hz, pulse width 200 μs, 30 seconds on / 30 seconds off, with the current intensity set to the maximum amplitude the patient can tolerate (just below the pain threshold).
Aucune intervention: Sham transcutaneous auricular vagus nerve stimulation(Sham taVNS group)
Patients in the Sham taVNS group will have a transcutaneous auricular vagus nerve stimulation device with a transparent insulating film placed on the cymba conchae of the left ear on the day of surgery. The stimulation parameters, method, and duration will be the same as those in the taVNS group. However, due to the insulating film applied to the stimulation device in the sham group, patients will not actually receive any stimulation.

Que mesure l'étude ?

Principaux critères de jugement

Mesure des résultats
Description de la mesure
Délai
Incidence of Postoperative Hypoxemia in the PACU
Délai: Within 30 minutes in the PACU postoperatively
Numerous clinical studies and consensus statements define hypoxemia as either peripheral oxygen saturation (SpO₂) less than 90% lasting for more than 10 seconds, or a partial pressure of arterial oxygen to fraction of inspired oxygen (PaO₂/FiO₂) ratio less than 300 mmHg during PACU stay.
Within 30 minutes in the PACU postoperatively

Mesures de résultats secondaires

Mesure des résultats
Description de la mesure
Délai
Incidence and First Onset Time of Moderate Hypoxemia in the PACU
Délai: Within 30 minutes in the PACU postoperatively
Moderate hypoxemia is defined as SpO₂ less than 85% lasting for more than 10 seconds during PACU stay.The first onset time was defined as the time interval from extubation to the first onset of severe hypoxemia.
Within 30 minutes in the PACU postoperatively
Incidence of Airway Rescue
Délai: Within 30 minutes in the PACU postoperatively
Airway rescue was defined as the implementation of non-invasive mask ventilation or re-intubation for respiratory support.
Within 30 minutes in the PACU postoperatively
Time to Extubation and PACU Length of Stay
Délai: Within 30 minutes in the PACU postoperatively
The time interval from the end of surgical procedure to tracheal extubation. The time interval from PACU admission to PACU discharge.
Within 30 minutes in the PACU postoperatively
Postoperative Respiratory Comfort Score
Délai: Within 30 minutes in the PACU postoperatively
Respiratory comfort was evaluated using a 0-10 numerical rating scale, with higher scores indicating better respiratory comfort and lower scores indicating more severe respiratory discomfort.
Within 30 minutes in the PACU postoperatively
Incidence of Cough, Pulmonary Infection and Atelectasis within 24 hours after surgery
Délai: Within the first day post-surgery
Within the first day post-surgery
Postoperative Visual Analogue Scale (VAS) pain score
Délai: Within the first day post-surgery
VAS scores were assessed at two states: resting state and coughing state, with scores ranging from 0 to 10 points.
Within the first day post-surgery
Total Length of Hospital Stay
Délai: Up to 5 weeks postoperatively
The total length of hospital stay refers to the entire duration of the hospitalization from admission to diacharge
Up to 5 weeks postoperatively
Incidence and Severity of Related Adverse Reactions
Délai: Up to 5 weeks postoperatively
Adverse reactions included ear skin erythema, local pain, dizziness, nausea, and bradycardia (heart rate < 50 beats per minute). The severity of adverse reactions was graded according to the following standards: Grade 1, mild discomfort without the need for clinical intervention; Grade 2, symptoms relieved after symptomatic treatment; Grade 3, severe adverse reactions requiring termination of study intervention and formal clinical treatment.
Up to 5 weeks postoperatively

Collaborateurs et enquêteurs

C'est ici que vous trouverez les personnes et les organisations impliquées dans cette étude.

Dates d'enregistrement des études

Ces dates suivent la progression des dossiers d'étude et des soumissions de résultats sommaires à ClinicalTrials.gov. Les dossiers d'étude et les résultats rapportés sont examinés par la Bibliothèque nationale de médecine (NLM) pour s'assurer qu'ils répondent à des normes de contrôle de qualité spécifiques avant d'être publiés sur le site Web public.

Dates principales de l'étude

Début de l'étude (Estimé)

6 septembre 2026

Achèvement primaire (Estimé)

1 août 2027

Achèvement de l'étude (Estimé)

1 décembre 2027

Dates d'inscription aux études

Première soumission

14 septembre 2026

Première soumission répondant aux critères de contrôle qualité

14 septembre 2026

Première publication (Réel)

18 septembre 2026

Mises à jour des dossiers d'étude

Dernière mise à jour publiée (Réel)

18 septembre 2026

Dernière mise à jour soumise répondant aux critères de contrôle qualité

14 septembre 2026

Dernière vérification

1 septembre 2026

Plus d'information

Termes liés à cette étude

Mots clés

Autres numéros d'identification d'étude

  • 2026-K102-03

Informations sur les médicaments et les dispositifs, documents d'étude

Étudie un produit pharmaceutique réglementé par la FDA américaine

Non

Étudie un produit d'appareil réglementé par la FDA américaine

Non

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