- ICH GCP
- US Clinical Trials Registry
- Clinical Trial NCT07918274
Restoring Awareness
Restoring Awareness in Prolonged Disorders of Consciousness With Drug Recycling
The study will evaluate the safety and preliminary efficacy of saxagliptin in treating prolonged DoC through a randomized, placebo-controlled, double-blind, delayed start Phase IIA trial. Twenty-four (24) patients with prolonged DOC (≥28 days post-injury) will be enrolled at Rehabilitation Hopsital's Center for Disorders of Consciousness (C³DoC).
Twelve patients will be randomized to receive placebo for 15 days followed by saxagliptin 5 mg for 15 days (Delayed Start Group), and 12 will receive saxagliptin 5 mg for the full 30 days (Full Treatment Group). Patients will be under continuous medical monitoring within C³DoC throughout their approximately 4-week admission. Validated behavioral biomarkers of consciousness (CRS-R) will be collected by blinded certified assessors at baseline (days -7 and 0), day 15, and day 30, with portable EEG-based AI biomarker assessments to corroborate behavioral findings. Follow-up DRS-PI assessments will be conducted at days 60 and 90.
A pre-planned adaptive dose escalation design will be employed. The first 6 patients (sentinel cohort) will receive 5 mg (or placebo per delayed start). Upon cohort completion, the independent Safety Monitoring Board (SMB), chaired by a Medical doctor , will review unblinded safety data. If IRB and FDA IND Exemption approval is obtained for dose escalation, and excellent safety criteria are met (zero SAEs, no Grade 2+ AEs, zero hypoglycemia), the SMB will direct escalation to 10 mg for subsequent patients (up to 400 mg/day has been shown to be well-tolerated in humans); otherwise, 5 mg continues. Investigators and patients remain blinded throughout.
Study Overview
Status
Conditions
Detailed Description
When individuals suffer a severe brain injury and do not completely regain their previous functional abilities, frequently develop a Disorder of Consciousness (DoC). This refers to a collection of interconnected conditions characterized by reduced awareness and alertness, such as the Vegetative State (VS) and the Minimally Conscious State(MCS). When these conditions persist over time, there are currently no authorized pharmacological interventions available to enhance their recovery. Only one medication, amantadine, has Class II evidence for DOC, offering modest benefit with no group difference versus placebo at trial end . Eight drugs, which are indicated for other conditions, have previously shown some promise in improving alertness and awareness in some DoC patients. These drugs are amantadine, apomorphine, baclofen, bromocriptine, desipramine, levodopa, methylphenidate, and zolpidem. In order to identify new potential drugs for DoC, investigators trained a deep neural network to predict the efficacy of these eight drugs, as well as 288 other drugs known to be ineffective (from prior research and patient records), based on their molecular structure. This phenotypic AI screening was trained on both acute coma and prolonged DOC cases. Investigators then used this trained network to predict the efficacy of all other FDA-approved drugs in chronic DoC. This in silico drug screen identified a new, FDA-approved medication with promise in ameliorating chronic DoC: the type 2 diabetes medication saxagliptin. This finding has since been supported by a retrospective study of 4,047 ICU acute coma patients matched by age, sex, Glasgow Coma Scale score, etiology, and glycemic status, in which incretin-based therapies (including DPP-4 inhibitors) yielded significantly higher recovery rates versus non-incretin diabetes medications (P=0.0331), patients without diabetes (P=0.0272), and amantadine-treated patients (P=0.0364) (Toker et al., 2025). Recovery rates with incretin-based drugs were consistent across coma etiologies: TBI (76.5%), stroke (73.7%), and anoxic (74.9%); saxagliptin-treated patients showed 89% recovery. A new preclinical study also demonstrated saxagliptin significantly improved neurobehavioral outcomes and attenuated neuropathologies in severe TBI in non-diabetic rats .
In the present study, investigators propose to evaluate the safety and preliminary efficacy of saxagliptin in treating prolonged DoC through a randomized, placebo-controlled, double-blind, delayed start Phase IIA trial. Twenty-four (24) patients with prolonged DOC (≥28 days post-injury) will be enrolled at Rehabilitation Hospital's Center for Disorders of Consciousness (C³DoC).
Twelve patients will be randomized to receive placebo for 15 days followed by saxagliptin 5 mg for 15 days (Delayed Start Group), and 12 will receive saxagliptin 5 mg for the full 30 days (Full Treatment Group). Patients will be undercontinuous medical monitoring within C³DoC throughout their approximately 4-week admission. Validated behavioral biomarkers of consciousness (CRS-R) will be collected by blinded certified assessors at baseline (days -7 and 0), day 15, and day 30, with portable EEG-based AI biomarker assessments to corroborate behavioral findings. Follow-up DRS-PI assessments will be conducted at days 60 and 90. A pre-planned adaptive dose escalation design will be employed. The first 8 patients (sentinel cohort) will receive 5 mg (or placebo per delayed start). Upon cohort completion, the independent Safety Monitoring Board (SMB),chaired by a Medical Doctor, will review unblinded safety data. If IRB and FDA IND Exemption approval is obtained for dose escalation, and excellent safety criteria are met (zero SAEs, no Grade 2+ AEs, zero hypoglycemia), the SMB will direct escalation to 10 mg for only the remaining 6 patients in the full treatment arm; All 12 Delayed-Start patients will remain at 5 mg during active treatment (up to 400 mg/day has been shown to be well-tolerated in humans); otherwise, 5 mg continues. Investigators and patients remain blinded throughout. No confirmed adverse events of special interest (AESIs), no permanent study-drug discontinuations for safety reasons, completion of treatment and follow-up through Day 44 before escalation review.
Study Type
Enrollment (Estimated)
Phase
- Phase 2
Contacts and Locations
Study Contact
- Name: Caroline Schnakers, PhD, Schnakers, PhD
- Phone Number: 3038 (909)596-7733
- Email: CSchnakers@casacolina.org
Participation Criteria
Eligibility Criteria
Ages Eligible for Study
Accepts Healthy Volunteers
Genders Eligible for Study
Description
Inclusion Criteria:
- Any etiology: traumatic brain injury, anoxic brain injury, or vascular (stroke) brain injury.
- Enrolled at Casa Colina Hospital's Center for Disorders of Consciousness (C³DoC).
- Legally authorized representative (LAR) available to provide informed consent.
- Medically stable for participation as determined by the Clinical Co-Investigator (Dr. David Patterson, MD).
Exclusion Criteria:
- Type I or Type II Diabetes Mellitus.
- Current use of strong CYP3A4 inhibitors (e.g., ketoconazole, clarithromycin) due to potential saxagliptin exposure increase.
- Current use of insulin or insulin secretagogues.
- Heart failure of NYHA Class II-IV, active decompensated heart failure, or hospitalization for heart failure within 12 months before screening. Because NYHA class is defined by symptoms during physical exertion and cannot be assessed in patients with disorders of consciousness, any patient with a documented diagnosis of heart failure is excluded unless the medical record documents NYHA Class I status before the qualifying brain injury and there has been no subsequent heart failure decompensation or hospitalization.
- Estimated glomerular filtration rate (eGFR) <60 mL/min/1.73 m², calculated from the screening serum creatinine using the CKD-EPI 2021 equation (Inker et al., 2021). Because reduced muscle mass after prolonged immobility can cause creatinine-based eGFR to overestimate renal function, the Clinical Co-Investigator may additionally obtain a cystatin C-based eGFR; a patient is excluded if either estimate is <60 mL/min/1.73 m².
- Known hypersensitivity to saxagliptin or any DPP-4 inhibitor, or a history of angioedema.
- History of pancreatitis or bullous pemphigoid.
- Unstable vital signs, active infections, or recent hospitalizations for acute medical illness.
- Pregnancy or lactation.
- Any condition that, in the judgment of the investigator, would make the patient unsuitable for participation.
Study Plan
How is the study designed?
Design Details
- Primary Purpose: Treatment
- Allocation: Randomized
- Interventional Model: Parallel Assignment
- Masking: Triple
Arms and Interventions
Participant Group / Arm |
Intervention / Treatment |
|---|---|
|
Experimental: Delayed Start Group
Placebo on days 1-15. Saxagliptin on days 16-30. |
Days 16-30- administer 5 mg/day via G-tube Days 1-30- administer 5 mg/day (or 10 mg/day per adaptive design) via G tube |
|
Experimental: Full Treatment Group
Saxagliptin given on days 1-30. |
Days 16-30- administer 5 mg/day via G-tube Days 1-30- administer 5 mg/day (or 10 mg/day per adaptive design) via G tube |
|
No Intervention: Placebo
See delayed group information. Placebo will be given day 0-15 |
What is the study measuring?
Primary Outcome Measures
Outcome Measure |
Measure Description |
Time Frame |
|---|---|---|
|
Incidence of serious adverse events (SAEs)
Time Frame: From days 1-30
|
Hypoglycemia (<70 mg/dL via continuous glucose monitoring), non-serious AEs (CTCAE v5.0), and discontinuations vs. placebo (first 15 days), and vitals. |
From days 1-30
|
|
Change in CRS-R total score from baseline to Day 15 (placebo-controlled comparison) and Day 30.
Time Frame: Baseline, Days 15 and Days 30
|
CRS-R assessment divided into 6 subscales Total score ranging from 0-23. Higher scores indicate higher levels of neurological function and consciousness. Higher scores mean a better outcome. |
Baseline, Days 15 and Days 30
|
Secondary Outcome Measures
Outcome Measure |
Measure Description |
Time Frame |
|---|---|---|
|
CRS-R subscales
Time Frame: Baseline, day 15, day 30
|
≥2-point increase or diagnostic advancement. DRS is out of 29 points (Scores range from 0 (no disability) to 29 (extreme vegetative state). Higher scores mean a better outcome. |
Baseline, day 15, day 30
|
|
Portable EEG-based AI biomarker of consciousness level
Time Frame: Baseline, days 15, days 30
|
A framework to decode consciousness level |
Baseline, days 15, days 30
|
|
DRS-PI
Time Frame: Days 60 and Days 90
|
The DRS-PI (Disability Rating Scale-Postacute Interview) is a standardized interview version of the Disability Rating Scale (DRS) designed for reliable telephone or direct administration with patients or proxy caregivers. Lower DRS-PI better outcome. Lower scores mean a better outcome. |
Days 60 and Days 90
|
Collaborators and Investigators
Collaborators
Publications and helpful links
General Publications
- Giacino JT, Kalmar K, Whyte J. The JFK Coma Recovery Scale-Revised: measurement characteristics and diagnostic utility. Arch Phys Med Rehabil. 2004 Dec;85(12):2020-9. doi: 10.1016/j.apmr.2004.02.033.
- Giacino JT, Ashwal S, Childs N, Cranford R, Jennett B, Katz DI, Kelly JP, Rosenberg JH, Whyte J, Zafonte RD, Zasler ND. The minimally conscious state: definition and diagnostic criteria. Neurology. 2002 Feb 12;58(3):349-53. doi: 10.1212/wnl.58.3.349.
- Turner-Stokes L, Dzingina M, Shavelle R, Bill A, Williams H, Sephton K. Estimated Life-Time Savings in the Cost of Ongoing Care Following Specialist Rehabilitation for Severe Traumatic Brain Injury in the United Kingdom. J Head Trauma Rehabil. 2019 Jul/Aug;34(4):205-214. doi: 10.1097/HTR.0000000000000473.
- Toker D, Chiang JN, Vespa PM, Schnakers C, Monti MM. The Dipeptidyl Peptidase-4 Inhibitor Saxagliptin as a Candidate Treatment for Disorders of Consciousness: A Deep Learning and Retrospective Clinical Analysis. Neurocrit Care. 2025 Aug;43(1):101-118. doi: 10.1007/s12028-025-02217-0. Epub 2025 Feb 4.
- TBI Model systems National Database (2016). Moderate to severe traumatic brain injury is a lifelong condition. https:// www.tbindsc.org/StaticFiles/Documents/CDC_NIDILRR_IAA_Policy.pdf.
- Schnakers C, Monti MM. Disorders of consciousness after severe brain injury: therapeutic options. Curr Opin Neurol. 2017 Dec;30(6):573-579. doi: 10.1097/WCO.0000000000000495.
- Pistoia F, Mura E, Govoni S, Fini M, Sara M. Awakenings and awareness recovery in disorders of consciousness: is there a role for drugs? CNS Drugs. 2010 Aug;24(8):625-38. doi: 10.2165/11535940-000000000-00000.
- Paul D, Sanap G, Shenoy S, Kalyane D, Kalia K, Tekade RK. Artificial intelligence in drug discovery and development. Drug Discov Today. 2021 Jan;26(1):80-93. doi: 10.1016/j.drudis.2020.10.010. Epub 2020 Oct 21.
- Pastores SM, Dakwar J, Halpern NA. Costs of critical care medicine. Crit Care Clin. 2012 Jan;28(1):1-10, v. doi: 10.1016/j.ccc.2011.10.003.
- Monti MM. Cognition in the vegetative state. Annu Rev Clin Psychol. 2012;8:431-54. doi: 10.1146/annurev-clinpsy-032511-143050. Epub 2012 Jan 3.
- Gray DS, Burnham RS. Preliminary outcome analysis of a long-term rehabilitation program for severe acquired brain injury. Arch Phys Med Rehabil. 2000 Nov;81(11):1447-56. doi: 10.1053/apmr.2000.16343.
- Gosseries O, Demertzi A, Ledoux D, Bruno MA, Vanhaudenhuyse A, Thibaut A, Laureys S, Schnakers C. Burnout in healthcare workers managing chronic patients with disorders of consciousness. Brain Inj. 2012;26(12):1493-9. doi: 10.3109/02699052.2012.695426. Epub 2012 Jun 22.
- Deacon CF, Holst JJ. Saxagliptin: a new dipeptidyl peptidase-4 inhibitor for the treatment of type 2 diabetes. Adv Ther. 2009 May;26(5):488-99. doi: 10.1007/s12325-009-0030-9. Epub 2009 May 14.
- Cullen NK, Park YG, Bayley MT. Functional recovery following traumatic vs non-traumatic brain injury: a case-controlled study. Brain Inj. 2008 Dec;22(13-14):1013-20. doi: 10.1080/02699050802530581.
- Corso P, Finkelstein E, Miller T, Fiebelkorn I, Zaloshnja E. Incidence and lifetime costs of injuries in the United States. Inj Prev. 2015 Dec;21(6):434-40. doi: 10.1136/ip.2005.010983rep.
- Chen A, Bushmeneva K, Zagorski B, Colantonio A, Parsons D, Wodchis WP. Direct cost associated with acquired brain injury in Ontario. BMC Neurol. 2012 Aug 17;12:76. doi: 10.1186/1471-2377-12-76.
- Bernat JL. Chronic disorders of consciousness. Lancet. 2006 Apr 8;367(9517):1181-92. doi: 10.1016/S0140-6736(06)68508-5.
- Baral B, Chauhan C, Mishra T, Kaundal RK. Neuroprotective effects of Saxagliptin in traumatic brain injury: ameliorating oxidative stress, neuroinflammation, and apoptosis. Metab Brain Dis. 2025 Apr 11;40(4):175. doi: 10.1007/s11011-025-01584-z.
Study record dates
Study Major Dates
Study Start (Estimated)
Primary Completion (Estimated)
Study Completion (Estimated)
Study Registration Dates
First Submitted
First Submitted That Met QC Criteria
First Posted (Actual)
Study Record Updates
Last Update Posted (Actual)
Last Update Submitted That Met QC Criteria
Last Verified
More Information
Terms related to this study
Additional Relevant MeSH Terms
Other Study ID Numbers
- SaxaDOC
Plan for Individual participant data (IPD)
Plan to Share Individual Participant Data (IPD)?
Drug and device information, study documents
Studies a U.S. FDA-regulated drug product
Studies a U.S. FDA-regulated device product
product manufactured in and exported from the U.S.
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