A novel Bayesian adaptive design incorporating both primary and secondary endpoints for randomized IIB chemoprevention study of women at increased risk for breast cancer

Byron J Gajewski, Bruce F Kimler, Devin C Koestler, Dinesh Pal Mudaranthakam, Kate Young, Carol J Fabian, Byron J Gajewski, Bruce F Kimler, Devin C Koestler, Dinesh Pal Mudaranthakam, Kate Young, Carol J Fabian

Abstract

Background: Our randomized controlled clinical trial will explore the potential of bazedoxifene plus conjugated estrogen to modulate breast tissue-based risk biomarkers as a surrogate for breast cancer risk reduction. This paper investigates the statistical design features of the trial and the rationale for the final choice of its design. Group sequential designs are a popular design approach to allow a trial to stop early for success or futility, potentially saving time and money over a fixed trial design. While Bayesian adaptive designs enjoy the same properties as group sequential designs, they have the added benefit of using prior information as well as inferential interpretation conditional on the data. Whether a frequentist or Bayesian trial, most adaptive designs have interim analyses that allow for early stopping, typically utilizing only the primary endpoint. A drawback to this approach is that the study may not have enough data for adequate comparisons of a single, key secondary endpoint. This can happen, for example, if the secondary endpoint has a smaller effect than the primary endpoint.

Methods: In this paper, we investigate a trial design called two-endpoint adaptive, which stops early only if a criterion is met for primary and secondary endpoints. The approach focuses the final analysis on the primary endpoint but ensures adequate data for the secondary analysis. Our study has two arms with a primary (change in mammographic fibroglandular volume) and secondary endpoint (change in mammary tissue Ki-67).

Results: We present operating characteristics including power, trial duration, and type I error rate and discuss the value and risks of modeling Bayesian group sequential designs with primary and secondary endpoints, comparing against alternative designs. The results indicate that the two-endpoint adaptive design has better operating characteristics than competing designs if one is concerned about having adequate information for a key secondary endpoint.

Discussion: Our approach balances trial speed and the need for information on the single, key secondary endpoint.

Keywords: Bayesian adaptive design; Breast Cancer prevention; Early phase; Fibroglandular volume, Ki-67; Group sequential monitoring.

Conflict of interest statement

The authors declare that they have no competing interests.

© 2022. The Author(s).

Figures

Fig. 1
Fig. 1
A schematic of the two-endpoint adaptive design. The “n = 120 accrual?” asks if we have accrued 120 participants
Fig. 2
Fig. 2
Expected sample size when primary endpoint (FGV) is a large (− 30 vs 0) and b very large (− 45 vs 0) and the secondary endpoint (Ki-67) varies in its effect
Fig. 3
Fig. 3
Expected posterior standard deviation when primary endpoint (FGV) is a large (− 30 vs 0) or b very large (− 45 vs 0) and the secondary endpoint (Ki-67) varies in its effect

References

    1. Fabian CJ, Kimler BF, Mayo MS, Khan SA. Breast-tissue sampling for risk assessment and prevention. Endocr Relat Cancer. 2005;12:185–213. doi: 10.1677/erc.1.01000.
    1. Smith SG, Sestak I, Forster A, Partridge A, Side L, Wolf MS, Horne R, Wardle J, Cuzick J. Factors affecting uptake and adherence to breast cancer chemoprevention: a systematic review and meta-analysis. Ann Oncol. 2016;27:575–590. doi: 10.1093/annonc/mdv590.
    1. Komm BS, Mirkin S, Jenkins SN. Development of conjugated estrogens/bazedoxifene, the first tissue selective estrogen complex (TSEC) for management of menopausal hot flashes and postmenopausal bone loss. Steroids. 2014;90:71–81. doi: 10.1016/j.steroids.2014.06.004.
    1. Ethun KF, Wood CE, Register TC, Cline JM, Appt SE, Clarkson TB. Effects of bazedoxifene acetate with and without conjugated equine estrogens on the breast of postmenopausal monkeys. Menopause. 2012;19:1242–1252. doi: 10.1097/GME.0b013e318252e46d.
    1. Santen RJ, Song Y, Wang JP, Yue W. Preclinical breast effects of a tissue selective estrogen complex (TSEC) including conjugated estrogen with bazedoxifene. J Steroid Biochem Mol Biol. 2017;170:61–64. doi: 10.1016/j.jsbmb.2016.05.008.
    1. Shaaban AM, Sloane JP, West CR, Foster CS. Breast cancer risk in usual ductal hyperplasia is defined by estrogen receptor-alpha and Ki-67 expression. Am J Pathol. 2002;160:597–604. doi: 10.1016/S0002-9440(10)64879-1.
    1. Huh SJ, Oh H, Peterson MA, Almendro V, Hu R, Bowden M, Lis RL, Cotter MB, Loda M, Barry WT, Polyak K, Tamimi RM. The proliferative activity of mammary epithelial cells in normal tissue predicts breast cancer risk in premenopausal women. Cancer Res. 2016;76:1926–1934. doi: 10.1158/0008-5472.CAN-15-1927.
    1. Fabian C, Nye L, Powers K, Nydegger J, Kreutzjens A, Phillips T, Metheny T, Winblad O, Zalles C, Goodman M, Hagan C, Gajewski B, Koestler D, Chalise P, Kimler B. Effect of bazedoxifene and conjugated estrogen (Duavee®) on breast cancer risk biomarkers in high risk women: a pilot study. Cancer Prev Res. 2019;12(10):711–720. doi: 10.1158/1940-6207.CAPR-19-0315.
    1. Khan QJ, Kimler BF, O'Dea AP, Zalles CM, Sharma P, Fabian CJ. Mammographic density does not correlate with Ki-67 expression or cytomorphology in benign breast cells obtained by random periareolar fine needle aspiration from women at high risk for breast cancer. Breast Cancer Res. 2007;9(3):R35. doi: 10.1186/bcr1683.
    1. Fabian, et al. Protocol for randomized IIB study of the effect of bazedoxifene plus conjugated estrogens on breast imaging and tissue biomarkers in peri or post- menopausal women at increased risk for development of breast cancer. .
    1. Jennison C, Turnbull BW. Group sequential methods with applications to clinical trials. New York: Chapman & Hall/CRS; 2000.
    1. Gajewski BJ, Berry SM, Quintana M, Pasnoor M, Dimachkie M, Herbelin L, Barohn R. Building efficient comparative effectiveness trials through adaptive designs, utility functions, and accrual rate optimization: finding the sweet spot. Stat Med. 2015;34(7):1134–1149. doi: 10.1002/sim.6403.
    1. Berry SM, Carlin BP, Lee JJ, Muller P. Bayesian adaptive methods for clinical trials. New York: CRC Press; 2011.
    1. Stallard N, Todd S, Ryan EG, et al. Comparison of Bayesian and frequentist group-sequential clinical trial designs. BMC Med Res Methodol. 2020;20:4. doi: 10.1186/s12874-019-0892-8.
    1. Lin M, Lee S, Zhen B, et al. CBER’s experience with adaptive design clinical trials. Ther Innov Regul Sci. 2016;50:195–203. doi: 10.1177/2168479015604181.
    1. Li X, Wulfsohn MS, Koch GG. Considerations on testing secondary endpoints in group sequential design. Stat Biopharm Res. 2017;9(4):333–337. doi: 10.1080/19466315.2017.1375976.
    1. Lai X, Zee BCY. Mixed response and time-to-event endpoints for multistage single-arm phase II design. Trials. 2015;16:250. doi: 10.1186/s13063-015-0743-9.
    1. Dmitrienko A, Tamhane AC. Gatekeeping procedures with clinical trial applications. Pharm Stat. 2007;6(3):171–180. doi: 10.1002/pst.291.
    1. USFDA . Multiple endpoints in clinical trials: guidance for industry. 2017.
    1. Guo B, Liu S. An optimal Bayesian predictive probability design for phase II clinical trials with simple and complicated endpoints. Biom J. 2020;62(2):339–349. doi: 10.1002/bimj.201900022.
    1. Zhou H, Chen C, Sun L, Yuan Y. Bayesian optimal phase II clinical trial design with time-to-event endpoint. Pharm Stat. 2020;19(6):776–786. doi: 10.1002/pst.2030.
    1. Thall PF, Cook JD. Dose-finding based on efficacy-toxicity trade-offs. Biometrics. 2004;60:684–693. doi: 10.1111/j.0006-341X.2004.00218.x.
    1. Berry S, Spinelli W, Littman GS, Liang JZ, Fardipour P, Berry DA, Lewis RJ, Krams M. A Bayesian dose-finding trial with adaptive dose expansion to flexibly assess efficacy and safety of an investigational drug. Clin Trials. 2010;7:121–135. doi: 10.1177/1740774510361541.
    1. USFDA . Adaptive designs for clinical trials of drugs and biologics: guidance for industry. 2019.
    1. Gelman A, Carlin JB, Stern HS, Dunson DB, Vehtari A, Rubin DB. Bayesian data analysis. Boca Raton: CRC Press; 2014.
    1. FACTS Development Team:FACTS. Austin, Texas, USA: Berry Consultants, Inc.; 2022. [Accessed November 30, 2022]. Fixed and Adaptive Clinical Trial Simulator. Available at: .

Source: PubMed

3
구독하다