Surgery Versus Stereotactic Body Radiation Therapy for Stage I Non-Small Cell Lung Cancer (SORT)

November 21, 2023 updated by: Washington University School of Medicine

Comparing the Effectiveness of Surgery Versus Stereotactic Body Radiation Therapy for Stage I Non-Small Cell Lung Cancer (SORT)

The development of stereotactic body radiation therapy (SBRT) for the treatment of stage I non-small cell lung cancer (NSCLC) has inspired a close partnership between thoracic surgery and radiation oncology. In this study, patients with stage I NSCLC will be screened prior to treatment and will be consented after their treatment plan has been determined. Prospectively collected patient-reported outcomes (PROs) will be collected for 3 years, as will outcomes data.

Study Overview

Study Type

Observational

Enrollment (Estimated)

440

Contacts and Locations

This section provides the contact details for those conducting the study, and information on where this study is being conducted.

Study Contact

  • Name: Benjamin D Kozower, M.D., MPH
  • Phone Number: 314-362-8089
  • Email: kozowerb@wustl.edu

Study Locations

    • Ontario
      • Toronto, Ontario, Canada
        • Recruiting
        • University of Toronto
        • Contact:
          • Thomas Waddell, M.D., Ph.D.
          • Phone Number: 416-978-2011
        • Principal Investigator:
          • Thomas Waddell, M.D., Ph.D.
        • Sub-Investigator:
          • Alexander Sun, M.D.
    • Georgia
      • Atlanta, Georgia, United States, 30322
        • Recruiting
        • Emory University
        • Contact:
          • Felix Fernandez, M.D.
          • Phone Number: 404-778-7777
        • Principal Investigator:
          • Felix Fernandez, M.D.
        • Sub-Investigator:
          • Kristin Higgins, M.D.
    • Illinois
      • Urbana, Illinois, United States, 61801
        • Recruiting
        • Carle Cancer Institute
        • Contact:
          • Sinisa Stanic, M.D.
          • Phone Number: 217-383-3311
        • Principal Investigator:
          • Sinisa Stanic, M.D.
    • Missouri
      • Saint Louis, Missouri, United States, 63110
        • Recruiting
        • Washington University School of Medicine
        • Contact:
        • Principal Investigator:
          • Benjamin D Kozower, M.D., MPH
        • Sub-Investigator:
          • Varun Puri, M.D., MSCI
        • Sub-Investigator:
          • Margaret Olsen, Ph.D., MPH
        • Sub-Investigator:
          • Esther Lu, Ph.D.
        • Sub-Investigator:
          • Cliff Robinson, M.D.
    • New York
      • New York, New York, United States, 10065
        • Recruiting
        • Memorial Sloan Kettering
        • Contact:
          • David Jones, M.D.
          • Phone Number: 212-639-2000
        • Principal Investigator:
          • David Jones, M.D.
        • Sub-Investigator:
          • Narek Shaverdian, M.D.
    • North Carolina
      • Durham, North Carolina, United States, 27710
        • Recruiting
        • Duke University
        • Contact:
          • David Harpole, M.D.
          • Phone Number: 919-668-8413
        • Principal Investigator:
          • David Harpole, M.D.
        • Sub-Investigator:
          • Joseph Salama, M.D.
    • Ohio
      • Cleveland, Ohio, United States, 44195
        • Recruiting
        • Cleveland Clinic
        • Contact:
          • Alejandro Bribriesco, M.D.
          • Phone Number: 216-445-8140
        • Principal Investigator:
          • Alejandro Bribriesco, M.D.
        • Sub-Investigator:
          • Kevin Stephens, M.D.
    • Texas
      • Houston, Texas, United States, 77030
        • Recruiting
        • University of Texas MD Anderson Cancer Center
        • Contact:
          • Ara Vaporciyan, M.D.
          • Phone Number: 877-284-1820
        • Principal Investigator:
          • Ara Vaporciyan, M.D.
        • Sub-Investigator:
          • Joe Chang, M.D., Ph.D.

Participation Criteria

Researchers look for people who fit a certain description, called eligibility criteria. Some examples of these criteria are a person's general health condition or prior treatments.

Eligibility Criteria

Ages Eligible for Study

18 years and older (Adult, Older Adult)

Accepts Healthy Volunteers

No

Sampling Method

Non-Probability Sample

Study Population

Participants who meet the eligibility criteria from any of the participating sites listed.

Description

Inclusion Criteria:

  • Clinical stage I NSCLC (T1 or T2a, N0, M0) by CT performed within 90 days of screening.

    • PET/CT is required within 90 days of screening except under circumstances where the clinical picture suggests, or biopsy confirms, a low-grade adenocarcinoma.
    • Biopsy is strongly encouraged. In the event biopsy is not performed, rationale must be provided for performing empiric treatment.
    • Patients with hilar or mediastinal lymph nodes ≤ 1 cm and no abnormal hilar or mediastinal uptake on PET will be considered N0. Pre-treatment mediastinal lymph node sampling by any technique is allowed but not required. Patients with > 1 cm hilar or mediastinal lymph nodes on CT or abnormal PET (including suspicious but nondiagnostic uptake) are be eligible only if directed tissue biopsies of all abnormally identified areas are negative for cancer.
  • First primary NSCLC on the ipsilateral side.
  • At least 18 years of age.
  • Clinically eligible for either treatment (surgical resection or SBRT). Because this is a pragmatic study and treatment decisions are at the discretion of the treating physicians and their patients, patients must be eligible for either treatment. To be considered eligible for either treatment, patients must have:

    • ECOG performance status ≤ 2
    • No home oxygen use
    • FEV1 and DLCO ≥ 40% predicted
    • No symptomatic congestive heart failure as documented by NYHA I-II functional classification
    • Been deemed operable by a thoracic surgeon, per clinical visit or review of the medical record and as documented by e-mail, tumor board, study meetings, or other acceptable source documentation. In addition to operability, the surgeon must define what anticipated surgical approach and procedure would be undertaken.
    • Been deemed treatable by a radiation oncologist with 10 or fewer fractions of SBRT, per clinical visit or review of the medical record and as documented by e-mail, tumor board, study meetings, or other acceptable source documentation. In addition to suitability for SBRT, the radiation oncologist must define which dose and fractionation would be undertaken.
  • Ability to understand and willingness to sign an IRB-approved written informed consent document.
  • Agrees to receive treatment for clinical stage I NSCLC (either surgical resection or SBRT).

Exclusion Criteria:

  • Prior or concurrent malignancies, unless the natural history of the prior or concurrent malignancy does not have the potential to interfere with the interpretation of the results of the study.
  • Clinically diagnosed or biopsy proven low-grade neuroendocrine carcinoma (carcinoid).
  • Prior thoracic radiation therapy that would overlap with the lung cancer being treated on study.
  • Previous chemotherapy, radiotherapy, or surgical resection specifically for the lung cancer being treated on study.
  • Prior lung resection on the ipsilateral side positive for malignancy.
  • Patients with central tumors requiring a sleeve lobectomy or pneumonectomy.
  • "Ultra-central" lesions (defined as a lesion that directly contacts or overlaps the trachea, main bronchus, esophagus, or pulmonary vessels).
  • Concurrent enrollment in a therapeutic trial for the index cancer.
  • Synchronous primary lung cancer.
  • Uncontrolled or symptomatic psychiatric condition.

Study Plan

This section provides details of the study plan, including how the study is designed and what the study is measuring.

How is the study designed?

Design Details

  • Observational Models: Cohort
  • Time Perspectives: Prospective

Cohorts and Interventions

Group / Cohort
Surgery
  • Participants will have standard of care lobectomy/segmentectomy/wedge resection. Decision for treatment will be made at the discretion of the treating physician.
  • PROMIS instruments include 8 domains and will be completed prior to treatment, 1 month post-treatment, 6 months post-treatment, 12 months post-treatment, 24 months post-treatment, and 36 months post-treatment

    • Bank 2.0 - Physical Function
    • Bank v1.1 - Pain Interference
    • Bank v1.0 - Fatigue
    • Bank v1.0 - Depression
    • Bank v1.0 - Anxiety
    • Bank v1.0 - Dyspnea Severity
    • Bank v2.0 - Ability to Participate in Social Roles and Activities
    • Bank v2.0 - Cognitive Function
Stereotactic body radiotherapy (SBRT)
  • Participants will have standard of care 1-10 fractions of radiation therapy. Decision for treatment will be made at the discretion of the treating physician.
  • PROMIS instruments include 8 domains and will be completed prior to treatment, 1 month post-treatment, 6 months post-treatment, 12 months post-treatment, 24 months post-treatment, and 36 months post-treatment

    • Bank v2.0 - Physical Function
    • Bank v1.1 - Pain Interference
    • Bank v1.0 - Fatigue
    • Bank v1.0 - Depression
    • Bank v1.0 - Anxiety
    • Bank v1.0 - Dyspnea Severity
    • Bank v2.0 - Ability to Participate in Social Roles and Activities
    • Bank v2.0 - Cognitive Function

What is the study measuring?

Primary Outcome Measures

Outcome Measure
Measure Description
Time Frame
Disease-free survival (DFS)
Time Frame: Through 36 months post-treatment (estimated to be 36 months and 1 week)
DFS is defined as time from the date of treatment to date of disease recurrence or death, whichever occurs earlier.
Through 36 months post-treatment (estimated to be 36 months and 1 week)
Change in patient-reported outcomes as measured by the PROMIS Bank survey
Time Frame: From baseline through 36 months post-treatment (estimated to be 36 months and 1 week)
  • Surveys will occur at baseline, 1 month post-treatment, 6 months post-treatment, 12 months post-treatment, 24 months post-treatment, and 36 months post-treatment
  • The PROMIS scores will be compared across the 8 pre-specified domains:

    • Cancer Bank v1.1 - Physical Function
    • Cancer Bank v1.1 - Pain Interference
    • Cancer Bank v1.0 - Fatigue
    • Cancer Bank v1.0 - Depression
    • Cancer Bank v1.0 - Anxiety
    • Bank v1.0 - Dyspnea Severity
    • Bank v2.0 - Ability to Participate in Social Roles and Activities
    • Bank v2.0 - Cognitive Function
  • PROMIS is scored 1-100 and normalizes to the population mean of 50 with each 10 being a standard deviation. A higher score indicates a worse patient-reported outcome.
From baseline through 36 months post-treatment (estimated to be 36 months and 1 week)

Secondary Outcome Measures

Outcome Measure
Measure Description
Time Frame
Cancer-specific survival (CSS)
Time Frame: Through 36 months post-treatment (estimated to be 36 months and 1 week)
Cancer-specific survival (CSS) is defined as time from the date of treatment to date of cancer-related death. The alive patients without any signs or symptoms of that cancer are censored at the last follow-up.
Through 36 months post-treatment (estimated to be 36 months and 1 week)
Overall survival (OS)
Time Frame: Through 36 months post-treatment (estimated to be 36 months and 1 week)
Overall survival (OS) is defined as time from the date of treatment to date of death. The alive patients are censored at the last follow-up.
Through 36 months post-treatment (estimated to be 36 months and 1 week)
Treated-related mortality
Time Frame: At 30 days (estimated to be 1 month and 1 week)
At 30 days (estimated to be 1 month and 1 week)
Number of post-treatment events (grade 3 and above)
Time Frame: Through 36 months post-treatment (estimated to be 36 months and 1 week)
Post-treatment grade 3-5 events measured via CTCAE version 5.0
Through 36 months post-treatment (estimated to be 36 months and 1 week)

Collaborators and Investigators

This is where you will find people and organizations involved with this study.

Investigators

  • Principal Investigator: Benjamin D Kozower, M.D., MPH, Washington University School of Medicine

Publications and helpful links

The person responsible for entering information about the study voluntarily provides these publications. These may be about anything related to the study.

Study record dates

These dates track the progress of study record and summary results submissions to ClinicalTrials.gov. Study records and reported results are reviewed by the National Library of Medicine (NLM) to make sure they meet specific quality control standards before being posted on the public website.

Study Major Dates

Study Start (Actual)

July 14, 2022

Primary Completion (Estimated)

January 31, 2027

Study Completion (Estimated)

January 31, 2027

Study Registration Dates

First Submitted

December 21, 2021

First Submitted That Met QC Criteria

December 21, 2021

First Posted (Actual)

January 11, 2022

Study Record Updates

Last Update Posted (Actual)

November 22, 2023

Last Update Submitted That Met QC Criteria

November 21, 2023

Last Verified

November 1, 2023

More Information

Terms related to this study

Plan for Individual participant data (IPD)

Plan to Share Individual Participant Data (IPD)?

NO

Drug and device information, study documents

Studies a U.S. FDA-regulated drug product

No

Studies a U.S. FDA-regulated device product

No

This information was retrieved directly from the website clinicaltrials.gov without any changes. If you have any requests to change, remove or update your study details, please contact register@clinicaltrials.gov. As soon as a change is implemented on clinicaltrials.gov, this will be updated automatically on our website as well.

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