Bronchoscopic RElease of Air Trapped in Hyperinflated Emphysematous Lung - Study 3 (BREATHE-3)

April 22, 2026 updated by: Apreo Health, Inc.
The objective of this study is to assess the safety and efficacy of Apreo BREATHE system when used to support native airways and release trapped air in the treatment of adult COPD patients with emphysema suffering from dyspnea due to hyperinflation despite optimal medical treatment. The Apreo BREATHE Airway Scaffold is a permanent implant designed to tent open native airways. The study will include up to 250 participants at up to 25 study centers located in the United States and Europe. Study subjects will be followed for 3 years. The main questions it aims to answer are: Is it safe? Does it work?

Study Overview

Detailed Description

Prospective, randomized, two arm, parallel group, concurrently controlled, open-label, multi-center clinical trial following up to 250 participants to 3 years.

Each site will participate in a Roll-In phase prior to participation in the randomized phase of the study. Each site will enroll up to 2 subjects in this phase. Up to 50 subjects may be enrolled into the Roll-In cohort.

Up to 200 subjects with bilateral emphysema will be randomized at up to 25 centers in the United States centers and Europe.

In the Randomized cohort, subjects will be randomized to either a Treatment or Control group in a 2:1 ratio.

  • Optimal Medical Management: All subjects (Roll-in and Randomized) will receive optimal medical management tailored to patient needs and per standard of care and as outlined in the 2024 GOLD report. This may include smoking cessation, vaccination, long-acting bronchodilator therapy, corticosteroids (when appropriate), and participation in or maintenance of an exercise program or pulmonary rehabilitation program.
  • Treatment group: 133 subjects will receive optimal medical management and Apreo Implant placements. Treatment group subjects will undergo a single bronchoscopy with bilateral placement of up to 3 implants per lung in appropriately selected target airways. Appropriate target segments shall be based on segmental and lobar information (i.e. airway dimensional, emphysematous destruction, volumetric information, hetero/homogeneity) provided in the Quantitative CT (QCT) report for each patient.
  • Control group: 67 subjects will receive optimal medical management. Control group subjects will be allowed the opportunity to cross over and receive the BREATHE treatment after their Month 12 visit and within 15 months from their baseline visit.

Subjects will undergo follow-up assessments at Months 1, 3, 6 and 12, and Years 2 and 3 post-procedure (treatment group) or post-randomization (control group). These visits will involve adverse event assessment, questionnaires, pulmonary function testing, and inspiratory/ expiratory CT scans.

Control group subjects electing crossover will then have additional follow-ups at 7- and 30-days post procedure, and 6 months post procedure. Control group subjects not electing crossover will be exited from the study after Month 12.

Study Type

Interventional

Enrollment (Estimated)

250

Phase

  • Not Applicable

Contacts and Locations

This section provides the contact details for those conducting the study, and information on where this study is being conducted.

Study Contact

Study Contact Backup

Study Locations

      • Groningen, Netherlands, 9713 GZ
        • Recruiting
        • University Medical Center Groningen
        • Sub-Investigator:
          • David Koster, MD
        • Contact:
        • Principal Investigator:
          • Dirk-Jan Slebos, Professor
        • Sub-Investigator:
          • van Dijk Marlies, MD
      • London, United Kingdom, EC1A 7BE
        • Recruiting
        • St. Bartholomew's Hospital
        • Contact:
        • Principal Investigator:
          • Kelvin Lau, MD
        • Sub-Investigator:
          • Tim Batchelor, MD
      • London, United Kingdom, SW36JY
        • Recruiting
        • Royal Brompton Hospital
        • Contact:
        • Principal Investigator:
          • Pallav Shah, Professor
    • Alabama
      • Birmingham, Alabama, United States, 35233
        • Recruiting
        • University of Alabama at Birmingham
        • Principal Investigator:
          • Surya Bhatt, MD
        • Contact:
        • Sub-Investigator:
          • Tetsuro Maeda, MD
        • Contact:
    • Arizona
      • Gilbert, Arizona, United States, 85234
    • California
    • Florida
      • Jacksonville, Florida, United States, 32224
        • Recruiting
        • Mayo Clinic
        • Principal Investigator:
          • Jose Soto-Soto, MD
        • Contact:
        • Sub-Investigator:
          • Sebastian Fernandez-Bussy, MD
        • Sub-Investigator:
          • Neal Patel, MD
        • Sub-Investigator:
          • Kate Walsh, MPAS, PA-C
      • Orlando, Florida, United States, 32806
        • Recruiting
        • Orlando Health
        • Principal Investigator:
          • Mark Vollenweider, MD
        • Contact:
        • Sub-Investigator:
          • Matthew Johnson, MD
    • Illinois
      • Chicago, Illinois, United States, 60637
        • Recruiting
        • University of Chicago
        • Principal Investigator:
          • Kyle Hogarth, MD
        • Sub-Investigator:
          • Ajay Wagh, MD
        • Contact:
      • Peoria, Illinois, United States, 61637
    • Kansas
      • Kansas City, Kansas, United States, 66160
        • Recruiting
        • University of Kansas Medical Center Research Institute
        • Contact:
        • Principal Investigator:
          • Maykol Postigo-Jasahui, MD
        • Sub-Investigator:
          • Lucas Pitts, MD
        • Sub-Investigator:
          • Mario Castro, MD
    • Massachusetts
      • Boston, Massachusetts, United States, 02215
        • Recruiting
        • Beth Israel Deaconess Medical Center
        • Principal Investigator:
          • Adnan Majid, MD
        • Sub-Investigator:
          • Mihir Parikh, MD
        • Contact:
        • Sub-Investigator:
          • Kai Swenson, MD
        • Sub-Investigator:
          • Jason Beattie, MD
    • Michigan
      • Ann Arbor, Michigan, United States, 48109
        • Recruiting
        • University of Michigan
        • Principal Investigator:
          • Melian Han, MD
        • Sub-Investigator:
          • Jose De Cardenas, MD
        • Sub-Investigator:
          • Wassim Labaki, MD
        • Sub-Investigator:
          • Catherine Meldrum, MD
        • Contact:
    • Ohio
      • Cleveland, Ohio, United States, 44103
        • Recruiting
        • Cleveland Clinic Foundation
        • Contact:
        • Principal Investigator:
          • Joseph Cicenia, MD
      • Columbus, Ohio, United States, 43210
        • Recruiting
        • The Ohio State University
        • Principal Investigator:
          • Christian Ghattas, MD
        • Contact:
        • Sub-Investigator:
          • Rebecca Coyles, APRN, CNP
        • Sub-Investigator:
          • Nicholas Pastis, MD
        • Sub-Investigator:
          • Philip Diaz, MD
    • Pennsylvania
      • DuBois, Pennsylvania, United States, 15801
        • Recruiting
        • Clinical Research Associates of Central Pennsylvania
        • Principal Investigator:
          • Sandeep Bansal, MD
        • Sub-Investigator:
          • Jamie Bush, MD
        • Contact:
      • Philadelphia, Pennsylvania, United States, 19140
      • Pittsburgh, Pennsylvania, United States, 15213
        • Recruiting
        • University of Pittsburgh Medical Center
        • Sub-Investigator:
          • Roy Semaan, MD
        • Principal Investigator:
          • Frank Sciurba, MD
        • Contact:
    • Texas
      • Houston, Texas, United States, 77030
        • Recruiting
        • Houston Methodist/Primary Critical Care
        • Principal Investigator:
          • Lisa Kopas, MD
        • Contact:
    • Virginia
      • Falls Church, Virginia, United States, 22042
        • Recruiting
        • Inova Health Care Services
        • Principal Investigator:
          • Amit "Bobby" Mahajan, MD
        • Contact:
    • Wisconsin
      • Milwaukee, Wisconsin, United States, 53226
        • Recruiting
        • Medical College of Wisconsin
        • Principal Investigator:
          • Jonathan Kurman, MD
        • Contact:

Participation Criteria

Researchers look for people who fit a certain description, called eligibility criteria. Some examples of these criteria are a person's general health condition or prior treatments.

Eligibility Criteria

Ages Eligible for Study

  • Adult
  • Older Adult

Accepts Healthy Volunteers

No

Description

  • Inclusion Criteria

    1. Subject is at least 40, but not older than 84, years of age.
    2. Subject has body mass index (BMI) of between 18 and 32, inclusive.
    3. Subject has completed a documented pulmonary rehabilitation program within 12 months prior to Baseline.
    4. Subject has mMRC score ≥ 2.
    5. Subject can walk ≥100 meters in 6 minutes.
    6. Subject has ≥25% emphysema destruction score in each lung as quantified on baseline HRCT scan (low attenuation area less than -950HU) as determined by the CT core lab.
    7. Subject has homogeneous or heterogeneous emphysema, and at least one lung has a 15% difference between upper and lower lobes in emphysema destruction score (-910HU) as determined by the CT core lab.
    8. Subject has bilateral heterogenous emphysema and pre-procedure post-bronchodilator RV ≥ 180% predicted, or one lung with homogenous emphysema and pre-procedure postbronchodilator RV ≥ 200% predicted.
    9. Subject has pre-procedure post-bronchodilator FEV1/ FVC < 0.70.
    10. Subject has a pre-procedure post-bronchodilator FEV1 percent predicted of ≥15% and ≤45%.
    11. Subject has pre-procedure post-bronchodilator RV/TLC ≥ 0.55.
    12. Subject has pre-procedure DLCO ≥ 20%.
    13. Subject has been receiving optimal medical management tailored to subject needs for 2 months prior to enrollment.
    14. Subject has not actively smoked (including tobacco, marijuana, e-cigarettes, vaping, etc.) within the last 4 months, and agrees to smoking cessation during the study.
    15. Subject has received preventative vaccinations (or documented clinical intolerance) against potential respiratory infections, including pneumococcus, influenza, RSV (subjects >60 yrs. old) and Covid-19, consistent with local recommendations or policy.
    16. In the opinion of the Primary investigator, subject can undergo bronchoscopy under general anesthesia and is able to adhere to the study follow-up schedule.
    17. Subject has provided written informed consent.
  • Exclusion Criteria

    1. Subject has known unresolved lower respiratory tract infection (e.g., pneumonia, mycobacterium avium-intracellulare infection (MAI), fungus, tuberculosis).
    2. Subject has a steroid-dependent condition requiring (e.g. ≥10 mg oral corticosteroid per day).
    3. Subject has bilateral lobar emphysematous destruction scores of >70% percent of voxels with <-950 Hounsfield units on thin slice inspiratory CT, as determined by the CT core lab.
    4. Subject has arterial or capillary blood on room air: PaCO2 > 50 mmHg (8 kPa) or PaO2 ≤ 45 mmHg (6 kPa).
    5. Subject has had ≥2 hospitalization for acute exacerbations of COPD or ≥3 moderate exacerbations/respiratory infections in the year prior to enrollment.
    6. Subject has had previous lung volume reduction surgery, lobectomy, pneumonectomy, segmentectomy, bullectomy, lung transplantation, vapor, glue, or other pulmonary device implant (unless the device has been removed at least 3 months prior to consent).
    7. Subject has known or suspected history of pulmonary arterial hypertension (e.g. PASP > 50mmHg on echocardiogram in absence of confirmation on a right heart catheterization or mPAP > 25mmHg on a right heart catheterization).
    8. Subject has presence of a giant bulla (≥ 30% of hemithorax).
    9. Subject has significant symptom burden due to currently active adult asthma based on GINA criteria and/or chronic bronchitis as their primary diagnosis.
    10. Subject has presence of suspicious radiological abnormalities on HRCT scan such as pulmonary nodule/infiltrate that in judgement of the PI, may require intervention during course of the study.
    11. Subject has clinically significant bronchiectasis (>4 TBS / 45mL mucus production/day, per subject estimate) influencing subject's COPD symptoms.
    12. Subject has unresolved lung cancer.
    13. Subject has a serious medical condition that, in the Primary investigator's opinion, could compromise patient safety or confound the interpretation of the patient's response to therapy (e.g., congestive heart failure, cardiomyopathy (documented LVEF ≤40%), or myocardial infarction in the past year, renal failure, liver disease cerebrovascular accident within the past 6 months, uncontrolled diabetes (HbA1c >8%), uncontrolled hypertension (diastolic BP >110 mmHg or systolic >200 mmHg) or autoimmune disease requiring treatment with immunosuppressant medications or a disease requiring chemotherapy.
    14. Subject is on anticoagulant or antiplatelet therapy for cardiovascular indications and, at the discretion of the Primary investigator, is unable to have anticoagulants withheld for a bronchoscopy procedure per institution's standard of care.
    15. Subject has invasive mechanical ventilator dependency.
    16. Subject is pregnant, lactating, or of childbearing potential and plans to become pregnant during study duration.
    17. Subject has known hypersensitivity to Nitinol (nickel-titanium alloy) or its constituent metals (nickel or titanium).
    18. Subject is significantly immunocompromised, such as organ transplant recipients, those with congenital immune deficiencies, AIDS, or severe rheumatoid arthritis.
    19. Subject has sensitivity or allergy to medications necessary for bronchoscopy under general anesthesia.
    20. Subject is currently participating in another study involving an investigational product that could confound the study results or affect the subject's COPD symptoms.
    21. Subject has within the 2 years prior to consent, had a severe respiratory infection with SARS-CoV-2 (COVID-19) that required ICU support with non-invasive and/or invasive mechanical ventilation.

Study Plan

This section provides details of the study plan, including how the study is designed and what the study is measuring.

How is the study designed?

Design Details

  • Primary Purpose: Treatment
  • Allocation: Randomized
  • Interventional Model: Parallel Assignment
  • Masking: None (Open Label)

Arms and Interventions

Participant Group / Arm
Intervention / Treatment
Experimental: Apreo implants + Optimal Medical Management
Treatment group participants will receive optimal medical management and will undergo a single bronchoscopy with bilateral placement of up to 3 implants per lung in appropriately selected targeted airways.
The experimental treatment involves placement of up to 6 Apreo BREATHE Airway Scaffolds (up to 3 per lung), in a single procedure using bronchoscopy and fluoroscopy. Treatment group subjects will also receive optimal medical management (OMM).
Other: Optimal Medical Management
Control group participants will receive optimal medical management tailored to patient needs and per standard of care and as outlined in the 2024 GOLD report. This may include smoking cessation, vaccination, long-acting bronchodilator therapy, corticosteroids (when appropriate), and participation in or maintenance of an exercise program or pulmonary rehabilitation program.
Subjects will receive optimal medical management tailored to patient needs and per standard of care and as outlined in the 2024 GOLD report. This may include smoking cessation, vaccination, long-acting bronchodilator therapy, corticosteroids (when appropriate), and participation in or maintenance of an exercise program or pulmonary rehabilitation program.

What is the study measuring?

Primary Outcome Measures

Outcome Measure
Measure Description
Time Frame
Forced Expiratory Volume in 1 second (FEV1) Responder
Time Frame: Month 12
Defined as a subject who experiences a reduction from baseline in post-bronchodilator FEV1 of ≥12%
Month 12

Secondary Outcome Measures

Outcome Measure
Measure Description
Time Frame
Residual Volume (RV) + St George's Respiratory Questionnaire for COPD (SGRQ-C)
Time Frame: Months 3 and 12
Responder rate
Months 3 and 12
St. George's Respiratory Questionnaire for COPD (SGRQ-C) Responder Rate
Time Frame: Months 3, 6, 12 and Years 2, 3
SGRQ-C total score
Months 3, 6, 12 and Years 2, 3
Modified Medical Research Council (mMRC) Responder Rate
Time Frame: Months 3, 6, 12 and Years 2, 3
mMRC dyspnea score
Months 3, 6, 12 and Years 2, 3
COPD Assessment Test (CAT) Responder Rate
Time Frame: Months 3, 6, 12 and Years 2, 3
CAT Score
Months 3, 6, 12 and Years 2, 3
Forced Expiratory Volume in the first second (FEV1) Responder Rate
Time Frame: Months 3, 6, 12 and Years 2, 3
FEV1
Months 3, 6, 12 and Years 2, 3
6-minute walk distance (6MWD)
Time Frame: Months 3, 6, 12 and Years 2, 3
6MWD
Months 3, 6, 12 and Years 2, 3
Ratio of residual volume (RV)/ total lung capacity (TLC) Responder Rate
Time Frame: Months 3, 6, 12 and Years 2, 3
Ratio RV/TLC
Months 3, 6, 12 and Years 2, 3
Residual Volume (RV) Responder Rate
Time Frame: Months 3, 6, 12 and Years 2, 3
RV
Months 3, 6, 12 and Years 2, 3
Forced Vital Capacity (FVC) Responder Rate
Time Frame: Months 3, 6, 12 and Years 2, 3
FVC
Months 3, 6, 12 and Years 2, 3

Collaborators and Investigators

This is where you will find people and organizations involved with this study.

Investigators

  • Principal Investigator: Gerard Criner, MD, Temple University

Study record dates

These dates track the progress of study record and summary results submissions to ClinicalTrials.gov. Study records and reported results are reviewed by the National Library of Medicine (NLM) to make sure they meet specific quality control standards before being posted on the public website.

Study Major Dates

Study Start (Actual)

July 15, 2025

Primary Completion (Estimated)

September 30, 2027

Study Completion (Estimated)

December 31, 2029

Study Registration Dates

First Submitted

March 18, 2025

First Submitted That Met QC Criteria

March 18, 2025

First Posted (Actual)

March 24, 2025

Study Record Updates

Last Update Posted (Actual)

April 24, 2026

Last Update Submitted That Met QC Criteria

April 22, 2026

Last Verified

January 1, 2026

More Information

Terms related to this study

Plan for Individual participant data (IPD)

Plan to Share Individual Participant Data (IPD)?

NO

Drug and device information, study documents

Studies a U.S. FDA-regulated drug product

No

Studies a U.S. FDA-regulated device product

Yes

product manufactured in and exported from the U.S.

No

This information was retrieved directly from the website clinicaltrials.gov without any changes. If you have any requests to change, remove or update your study details, please contact register@clinicaltrials.gov. As soon as a change is implemented on clinicaltrials.gov, this will be updated automatically on our website as well.

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