Neoadjuvant endocrine therapy with or without palbociclib in low-risk patients: a phase III randomized double-blind SAFIA trial

K Alsaleh, H Al Zahwahry, A Bounedjar, M Oukkal, A Saadeddine, H Mahfouf, K Bouzid, A Bensalem, T Filali, H Abdel-Razeq, B Larbaoui, A Kandil, O Abulkhair, M Al Foheidi, M Ghosn, H Rasool, H Boussen, A Mezlini, A Haddaoui, J Ayari, M Al Ghamdi, H Errihani, N Abdel-Aziz, M Arafah, F Dabouz, M Bahadoor, S Kullab, J M Nabholtz, King Saud University, Riyadh, Kingdom of Saudi Arabia, and the International Cancer Research Group (ICRG), Sharjah, Unites Arab Emirates, K Alsaleh, H Al Zahwahry, A Bounedjar, M Oukkal, A Saadeddine, H Mahfouf, K Bouzid, A Bensalem, T Filali, H Abdel-Razeq, B Larbaoui, A Kandil, O Abulkhair, M Al Foheidi, M Ghosn, H Rasool, H Boussen, A Mezlini, A Haddaoui, J Ayari, M Al Ghamdi, H Errihani, N Abdel-Aziz, M Arafah, F Dabouz, M Bahadoor, S Kullab, J M Nabholtz, King Saud University, Riyadh, Kingdom of Saudi Arabia, and the International Cancer Research Group (ICRG), Sharjah, Unites Arab Emirates

Abstract

Background: The most prevalent subtype of breast cancer (BC) is luminal hormonal-positive breast cancer. The neoadjuvant chemotherapy regimens have side effects, emphasizing the need to identify new startegies.

Objective: Analyze the complete pathologic response (pCR) rate and overall response in a low-risk hormone-positive subset of patients receiving neoadjuvant hormone treatment (NAHT) with or without Palbociclib (a CDK4/CDK6 inhibitor) to boost NAHT effectiveness.

Materials and methods: Based on the upfront 21-gene Oncotype DX or low-risk Breast Recurrence Score assay (RS™), the SAFIA trial is designed as a prospective multicenter international, double-blind neoadjuvant phase-III trial that selects operable with luminal BC patients that are HER2-negative for the induction hormonal therapy with Fulvestrant 500 mg ± Goserelin (F/G) followed by randomization of responding patients to palbociclib versus placebo. The pCR rate served as the study's main outcome, while the secondary endpoint was a clinical benefit.

Results: Of the 354 patients enrolled, 253 initially responded and were randomized to either F/G fulvestrant with palbociclib or placebo. Two hundred twenty-nine were eligible for the evaluation of the pathologic response. No statistically significant changes were observed in the pCR rates for the patients treated with the F/G therapy with placebo or palbociclib (7% versus 2%, respectively) per the Chevallier classification (Class1 + Class2) (p = 0.1464) and 3% versus 10% assessed per Sataloff Classification (TA, NA/NB) (p = 0.3108). Palbociclib did not increase the rate of complete pathological response.

Conclusion: Neoadjuvant hormonal therapy is feasible in a selected population with a low RS score of < 31 CLINICAL TRIAL: NCT03447132.

Keywords: 21-gene breast recurrence score assay; Breast cancer; Fulvestrant; Neoadjuvant hormone therapy; Palbociclib.

Conflict of interest statement

K. Alsaleh: Honoraria: Amgen, AstraZeneca, Novartis, Pfizer, Roche. Research grants: Pfizer and AstraZeneca. M. Oukkal: Advisory/Consultancy, Speaker Bureau/Expert testimony: Amgen; Roche, Novartis, Pfizer, Bayer. O. Abulkhair: Advisory Board: Pfizer, Roche, Lilly, Newbridge. Hikmat Abdel-Razeq: Honoraria: Hikma Pharmaceuticals, Sanofi, Roche. J.M. Nabholtz: Research grants: Pfizer, AstraZeneca, Genomic Health, MSD. Honoraria: Amgen, AstraZeneca, MSD, Novartis, Pfizer, Roche. H. Al Zahwahry, A. Bounedjar, A. Saadeddine, H. Mahfouf, K. Bouzid, A. Bensalem, T. Fillali, B. Larbaoui, A. Kandil, H. Boussen, M. Al Foheidi, Jihen Ayari, M. Al Ghamdi, H. Errihani, M. Ghosn, N. Abdel-Aziz, M. Arafah, F. Dabouz, M. Bahadoor, S. Kullab: None declared.

© 2023. The Author(s), under exclusive licence to Springer-Verlag GmbH Germany, part of Springer Nature.

Figures

Fig. 1
Fig. 1
Patient selection flowchart

References

    1. Ács B, Zámbó V, Vízkeleti L, Szász AM, Madaras L, Szentmártoni G, et al. Ki-67 as a controversial predictive and prognostic marker in breast cancer patients treated with neoadjuvant chemotherapy. Diagn Pathol. 2017;12(1):1–12. doi: 10.1186/s13000-017-0608-5.
    1. Allevi G, Strina C, Andreis D, Zanoni V, Bazzola L, Bonardi S, et al. Increased pathological complete response rate after a long-term neoadjuvant letrozole treatment in postmenopausal oestrogen and/or progesterone receptor-positive breast cancer. Br J Cancer. 2013;108(8):1587–1592. doi: 10.1038/bjc.2013.151.
    1. AlSaleh KA. Clinical trials before, during, and after COVID-19 Pandemic. Am J Clin Oncol. 2021;44(2):90–91. doi: 10.1097/COC.0000000000000783.
    1. AlSaleh K, Al Zahwahry H, Bounedjar A, Oukkal M, Saadeddine A, Mahfouf H, et al. Response to induction neoadjuvant hormonal therapy using upfront 21-gene breast recurrence score assay—results from the SAFIA phase III trial. JCO Global Oncol. 2021;7:811–819. doi: 10.1200/GO.20.00575.
    1. Cristofanilli M, Turner NC, Bondarenko I, Ro J, Im SA, Masuda N, et al. Fulvestrant plus palbociclib versus fulvestrant plus placebo for treatment of hormone-receptor-positive, HER2-negative metastatic breast cancer that progressed on previous endocrine therapy (PALOMA-3): final analysis of the multicentre, double-blind, phase 3 randomised controlled trial. Lancet Oncol. 2016;17(4):425–439. doi: 10.1016/S1470-2045(15)00613-0.
    1. Curtis C, Shah SP, Chin S-F, Turashvili G, Rueda OM, Dunning MJ, et al. The genomic and transcriptomic architecture of 2,000 breast tumours reveals novel subgroups. Nature. 2012;486(7403):346–352. doi: 10.1038/nature10983.
    1. Derouane F, van Marcke C, Berlière M, Gerday A, Fellah L, Leconte I, et al. Predictive biomarkers of response to neoadjuvant chemotherapy in breast cancer: current and future perspectives for precision medicine. Cancers. 2022;14(16):3876. doi: 10.3390/cancers14163876.
    1. Finn RS, Dering J, Conklin D, Kalous O, Cohen DJ, Desai AJ, et al. PD 0332991, a selective cyclin D kinase 4/6 inhibitor, preferentially inhibits proliferation of luminal estrogen receptor-positive human breast cancer cell lines in vitro. Breast Cancer Res. 2009;11(5):R77. doi: 10.1186/bcr2419.
    1. Finn RS, Martin M, Rugo HS, Jones S, Im S-A, Gelmon K, et al. Palbociclib and letrozole in advanced breast cancer. N Engl J Med. 2016;375(20):1925–1936. doi: 10.1056/NEJMoa1607303.
    1. Fisher B, Jeong J-H, Bryant J, Anderson S, Dignam J, Fisher ER, et al. Treatment of lymph-node-negative, oestrogen-receptor-positive breast cancer: long-term findings from national surgical adjuvant breast and bowel project randomised clinical trials. The Lancet. 2004;364(9437):858–868. doi: 10.1016/S0140-6736(04)16981-X.
    1. Fisher B, Jeong J-H, Bryant J, Anderson S, Dignam J, Fisher ER, et al. Treatment of lymph-node-negative, oestrogen-receptor-positive breast cancer: long-term findings from national surgical adjuvant breast and bowel project randomised clinical trials. Lancet. 2004;364(9437):858–868. doi: 10.1016/S0140-6736(04)16981-X.
    1. Goetz MP, Toi M, Campone M, Sohn J, Paluch-Shimon S, Huober J, et al. MONARCH 3: abemaciclib as initial therapy for advanced breast cancer. J Clin Oncol. 2017;35(32):3638–3646. doi: 10.1200/JCO.2017.75.6155.
    1. Haddad TC, Goetz MP. Landscape of neoadjuvant therapy for breast cancer. Ann Surg Oncol. 2015;22(5):1408–1415. doi: 10.1245/s10434-015-4405-7.
    1. Hortobagyi GN, Stemmer SM, Burris HA, Yap Y-S, Sonke GS, Paluch-Shimon S, et al. Ribociclib as first-line therapy for HR-positive, advanced breast cancer. N Engl J Med. 2016;375(18):1738–1748. doi: 10.1056/NEJMoa1609709.
    1. Im S, Masuda N, Im Y, Inoue K, Kim S, Redfern A, et al. Efficacy and safety of palbociclib plus endocrine therapy in women with hormone receptor-positive (HR+)/human epidermal growth factor receptor 2-negative (HER2-) advanced breast cancer (ABC) in the Asia-Pacific region: Data from PALOMA-2 and-3. Ann Oncol. 2017;28:x27. doi: 10.1093/annonc/mdx654.003.
    1. Iwata H, Im S-A, Masuda N, Im Y-H, Inoue K, Rai Y, et al. PALOMA-3: phase III trial of fulvestrant with or without palbociclib in premenopausal and postmenopausal women with hormone receptor–positive, human epidermal growth factor receptor 2–negative metastatic breast cancer that progressed on prior endocrine therapy—safety and efficacy in Asian patients. J Global Oncol. 2017;3(4):289–303. doi: 10.1200/JGO.2016.008318.
    1. Iwata H, Masuda N, Yamamoto Y, Fujisawa T, Toyama T, Kashiwaba M, et al. Validation of the 21-gene test as a predictor of clinical response to neoadjuvant hormonal therapy for ER+, HER2-negative breast cancer: the TransNEOS study. Breast Cancer Res Treat. 2019;173(1):123–133. doi: 10.1007/s10549-018-4964-y.
    1. Johnston S, Puhalla S, Wheatley D, Ring A, Barry P, Holcombe C, et al. Randomized Phase II study evaluating palbociclib in addition to letrozole as neoadjuvant therapy in estrogen receptor-positive early breast cancer: PALLET Trial. J Clin Oncol. 2019;37:178. doi: 10.1200/JCO.18.01624.
    1. Koboldt D, Fulton R, McLellan M, Schmidt H, Kalicki-Veizer J, McMichael J, et al. Comprehensive molecular portraits of human breast tumours. Nature. 2012;490(7418):61–70. doi: 10.1038/nature11412.
    1. Loibl S, Turner NC, Ro J, Cristofanilli M, Iwata H, Im SA, et al. Palbociclib combined with fulvestrant in premenopausal women with advanced breast cancer and prior progression on endocrine therapy: PALOMA-3 results. Oncologist. 2017;22(9):1028–1038. doi: 10.1634/theoncologist.2017-0072.
    1. Marcus DM, Switchenko JM, Prabhu R, O'Regan R, Zelnak A, Fasola C, et al. Neoadjuvant hormonal therapy is associated with comparable outcomes to neoadjuvant chemotherapy in post-menopausal women with estrogen receptor-positive breast cancer. Front Oncol. 2013;3:317. doi: 10.3389/fonc.2013.00317.
    1. Paik S, Tang G, Shak S, Kim C, Baker J, Kim W, et al. Gene expression and benefit of chemotherapy in women with node-negative, estrogen receptor-positive breast cancer. J Clin Oncol. 2006;24(23):3726–3734. doi: 10.1200/JCO.2005.04.7985.
    1. Paik S, Tang G, Shak S, Kim C, Baker J, Kim W, et al. Gene expression and benefit of chemotherapy in women with node-negative, estrogen receptor–positive breast cancer. J Clin Oncol. 2006;24(23):3726–3734. doi: 10.1200/JCO.2005.04.7985.
    1. Polley M-YC, Leung SC, McShane LM, Gao D, Hugh JC, Mastropasqua MG, et al. An international Ki67 reproducibility study. J Natl Cancer Inst. 2013;105(24):1897–906. doi: 10.1093/jnci/djt306.
    1. Reinert T, Barrios CH. Optimal management of hormone receptor positive metastatic breast cancer in 2016. Ther Adv Med Oncol. 2015;7(6):304–320. doi: 10.1177/1758834015608993.
    1. Sahebjam S, Aloyz R, Pilavdzic D, Brisson M, Ferrario C, Bouganim N, et al. Ki 67 is a major, but not the sole determinant of oncotype Dx recurrence score. Br J Cancer. 2011;105(9):1342–1345. doi: 10.1038/bjc.2011.402.
    1. Slamon DJ, Neven P, Chia S, Fasching PA, De Laurentiis M, Im S-A, et al. Phase III randomized study of ribociclib and fulvestrant in hormone receptor–positive, human epidermal growth factor receptor 2–negative advanced breast cancer: MONALEESA-3. J Clin Oncol. 2018;36(24):2465–2472. doi: 10.1200/JCO.2018.78.9909.
    1. Sledge GW, Jr, Toi M, Neven P, Sohn J, Inoue K, Pivot X, et al. MONARCH 2: abemaciclib in combination with fulvestrant in women with HR+/HER2− advanced breast cancer who had progressed while receiving endocrine therapy. J Clin Oncol. 2017;35(25):2875–2884. doi: 10.1200/JCO.2017.73.7585.
    1. Suman VJ, Ellis MJ, Ma CX. The ALTERNATE trial: assessing a biomarker driven strategy for the treatment of post-menopausal women with ER+/Her2- invasive breast cancer. Chin Clin Oncol. 2015;4(3):34.
    1. WHO. Breast Cancer 2021 [updated 26th March, 2021]. Available from: . Accessed 2 Sep 2021
    1. Turner NC, Slamon DJ, Ro J, Bondarenko I, Im S-A, Masuda N, et al. Overall survival with palbociclib and fulvestrant in advanced breast cancer. N Engl J Med. 2018;379(20):1926–1936. doi: 10.1056/NEJMoa1810527.
    1. Yeo SK, Guan J-L. Breast cancer: multiple subtypes within a tumor? Trends Cancer. 2017;3(11):753–760. doi: 10.1016/j.trecan.2017.09.001.
    1. Zhang T, Feng F, Yao Y, Qi L, Tian J, Zhou C, et al. Efficacy and acceptability of neoadjuvant endocrine therapy in patients with hormone receptor-positive breast cancer: a network meta-analysis. J Cell Physiol. 2019;234(8):12393–12403. doi: 10.1002/jcp.28068.

Source: PubMed

3
Abonner