Magnetic resonance spectroscopy assessment of brain injury after moderate hypothermia in neonatal encephalopathy: a prospective multicentre cohort study

Peter J Lally, Paolo Montaldo, Vânia Oliveira, Aung Soe, Ravi Swamy, Paul Bassett, Josephine Mendoza, Gaurav Atreja, Ujwal Kariholu, Santosh Pattnayak, Palaniappan Sashikumar, Helen Harizaj, Martin Mitchell, Vijayakumar Ganesh, Sundeep Harigopal, Jennifer Dixon, Philip English, Paul Clarke, Priya Muthukumar, Prakash Satodia, Sarah Wayte, Laurence J Abernethy, Kiran Yajamanyam, Alan Bainbridge, David Price, Angela Huertas, David J Sharp, Vaneet Kalra, Sanjay Chawla, Seetha Shankaran, Sudhin Thayyil, MARBLE consortium, Peter J Lally, Paolo Montaldo, Vânia Oliveira, Aung Soe, Ravi Swamy, Paul Bassett, Josephine Mendoza, Gaurav Atreja, Ujwal Kariholu, Santosh Pattnayak, Palaniappan Sashikumar, Helen Harizaj, Martin Mitchell, Vijayakumar Ganesh, Sundeeep Harigopal, Jennifer Dixon, Philip English, Paul Clarke, Priya Muthukumar, Prakash Satodia, Sarah Wayte, Laurence J Abernethy, Kiran Yajamanyam, Alan Bainbridge, David Price, Angela Huertas, David J Sharp, Vaneet Kalra, Sanjay Chawla, Seetha Shankaran, Sudhin Thayyil, Peter J Lally, Paolo Montaldo, Vânia Oliveira, Aung Soe, Ravi Swamy, Paul Bassett, Josephine Mendoza, Gaurav Atreja, Ujwal Kariholu, Santosh Pattnayak, Palaniappan Sashikumar, Helen Harizaj, Martin Mitchell, Vijayakumar Ganesh, Sundeep Harigopal, Jennifer Dixon, Philip English, Paul Clarke, Priya Muthukumar, Prakash Satodia, Sarah Wayte, Laurence J Abernethy, Kiran Yajamanyam, Alan Bainbridge, David Price, Angela Huertas, David J Sharp, Vaneet Kalra, Sanjay Chawla, Seetha Shankaran, Sudhin Thayyil, MARBLE consortium, Peter J Lally, Paolo Montaldo, Vânia Oliveira, Aung Soe, Ravi Swamy, Paul Bassett, Josephine Mendoza, Gaurav Atreja, Ujwal Kariholu, Santosh Pattnayak, Palaniappan Sashikumar, Helen Harizaj, Martin Mitchell, Vijayakumar Ganesh, Sundeeep Harigopal, Jennifer Dixon, Philip English, Paul Clarke, Priya Muthukumar, Prakash Satodia, Sarah Wayte, Laurence J Abernethy, Kiran Yajamanyam, Alan Bainbridge, David Price, Angela Huertas, David J Sharp, Vaneet Kalra, Sanjay Chawla, Seetha Shankaran, Sudhin Thayyil

Abstract

Background: In neonatal encephalopathy, the clinical manifestations of injury can only be reliably assessed several years after an intervention, complicating early prognostication and rendering trials of promising neuroprotectants slow and expensive. We aimed to determine the accuracy of thalamic proton magnetic resonance (MR) spectroscopy (MRS) biomarkers as early predictors of the neurodevelopmental abnormalities observed years after neonatal encephalopathy.

Methods: We did a prospective multicentre cohort study across eight neonatal intensive care units in the UK and USA, recruiting term and near-term neonates who received therapeutic hypothermia for neonatal encephalopathy. We excluded infants with life-threatening congenital malformations, syndromic disorders, neurometabolic diseases, or any alternative diagnoses for encephalopathy that were apparent within 6 h of birth. We obtained T1-weighted, T2-weighted, and diffusion-weighted MRI and thalamic proton MRS 4-14 days after birth. Clinical neurodevelopmental tests were done 18-24 months later. The primary outcome was the association between MR biomarkers and an adverse neurodevelopmental outcome, defined as death or moderate or severe disability, measured using a multivariable prognostic model. We used receiver operating characteristic (ROC) curves to examine the prognostic accuracy of the individual biomarkers. This trial is registered with ClinicalTrials.gov, number NCT01309711.

Findings: Between Jan 29, 2013, and June 25, 2016, we recruited 223 infants who all underwent MRI and MRS at a median age of 7 days (IQR 5-10), with 190 (85%) followed up for neurological examination at a median age of 23 months (20-25). Of those followed up, 31 (16%) had moderate or severe disability, including one death. Multiple logistic regression analysis could not be done because thalamic N-acetylaspartate (NAA) concentration alone accurately predicted an adverse neurodevelopmental outcome (area under the curve [AUC] of 0·99 [95% CI 0·94-1·00]; sensitivity 100% [74-100]; specificity 97% [90-100]; n=82); the models would not converge when any additional variable was examined. The AUC (95% CI) of clinical examination at 6 h (n=190) and at discharge (n=167) were 0·72 (0·65-0·78) and 0·60 (0·53-0·68), respectively, and the AUC of abnormal amplitude integrated EEG at 6 h (n=169) was 0·73 (0·65-0·79). On conventional MRI (n=190), cortical injury had an AUC of 0·67 (0·60-0·73), basal ganglia or thalamic injury had an AUC of 0·81 (0·75-0·87), and abnormal signal in the posterior limb of internal capsule (PLIC) had an AUC of 0·82 (0·76-0·87). Fractional anisotropy of PLIC (n=65) had an AUC of 0·82 (0·76-0·87). MRS metabolite peak-area ratios (n=160) of NAA-creatine (<1·29) had an AUC of 0·79 (0·72-0·85), of NAA-choline had an AUC of 0·74 (0·66-0·80), and of lactate-NAA (>0·22) had an AUC of 0·94 (0·89-0·97).

Interpretation: Thalamic proton MRS measures acquired soon after birth in neonatal encephalopathy had the highest accuracy to predict neurdevelopment 2 years later. These methods could be applied to increase the power of neuroprotection trials while reducing their duration.

Funding: National Institute for Health Research UK.

Copyright © 2019 The Author(s). Published by Elsevier Ltd. This is an Open Access article under the CC BY 4.0 license. Published by Elsevier Ltd.. All rights reserved.

Figures

Figure 1
Figure 1
Study profile MRS=magnetic resonance spectroscopy. *Excessive line width defined as greater than mean + 2SD.
Figure 2
Figure 2
Prognostic accuracy of biomarkers for predicting adverse neurodevelopmental outcomes at 2 years Parentheses and error bars indicate 95% CIs. Scores are defined as follows: discharge neurological exam: 1=mild encephalopathy, 2=moderate encephalopathy, 3=severe encephalopathy; aEEG: 0=normal amplitude, 1=moderately abnormal amplitude, 2=severely abnormal amplitude; MRI appearance of cortex or basal basal ganglia or thalamus: 0=normal, 1=mild injury, 2=moderate injury, 3=severe injury; and PLIC: 0=normal, 1=equivocal, 2=abnormal. aEEG=amplitude integrated EEG. NAA=N-acetylaspartate. PLIC=posterior limb of internal capsule. ROC=receiver operating characteristic.
Figure 3
Figure 3
Box plots of proton MRS biomarker values for children with normal compared with adverse neurodevelopmental outcome at 2 years Box plots show the spread of the datapoints overlaying the median and IQR. Medians are indicated by horizontal lines; boxes outline the upper and lower quartiles; and the whiskers indicate 1·5×IQR from upper and lower quartiles. Outliers are indicated with dots lying beyond the whiskers. p

Figure 4

Tract-based spatial statistical analysis results…

Figure 4

Tract-based spatial statistical analysis results of whole-brain white matter fractional anisotropy (A) and…

Figure 4
Tract-based spatial statistical analysis results of whole-brain white matter fractional anisotropy (A) and the box plot of the fractional anisotropy values across the posterior limb of internal capsule in the normal and adverse neurodevelopmental outcome groups (B) (A) Green indicates regions where there was no statistically significant (p

Figure 5

Relation of thalamic NAA concentration…

Figure 5

Relation of thalamic NAA concentration with Bayley-III cognitive, motor, and language scores at…

Figure 5
Relation of thalamic NAA concentration with Bayley-III cognitive, motor, and language scores at 2-year follow-up The blue line represents the fitted regression line. Bayley-III=Bayley Scales of Infant and Toddler Development, third edition. NAA=N-acetylaspartate.
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Figure 4
Figure 4
Tract-based spatial statistical analysis results of whole-brain white matter fractional anisotropy (A) and the box plot of the fractional anisotropy values across the posterior limb of internal capsule in the normal and adverse neurodevelopmental outcome groups (B) (A) Green indicates regions where there was no statistically significant (p

Figure 5

Relation of thalamic NAA concentration…

Figure 5

Relation of thalamic NAA concentration with Bayley-III cognitive, motor, and language scores at…

Figure 5
Relation of thalamic NAA concentration with Bayley-III cognitive, motor, and language scores at 2-year follow-up The blue line represents the fitted regression line. Bayley-III=Bayley Scales of Infant and Toddler Development, third edition. NAA=N-acetylaspartate.
Figure 5
Figure 5
Relation of thalamic NAA concentration with Bayley-III cognitive, motor, and language scores at 2-year follow-up The blue line represents the fitted regression line. Bayley-III=Bayley Scales of Infant and Toddler Development, third edition. NAA=N-acetylaspartate.

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