Advance Care Planning: Promoting Effective and Aligned Communication in the Elderly (ACP-PEACE): the study protocol for a pragmatic stepped-wedge trial of older patients with cancer

Joshua R Lakin, Elise N Brannen, James A Tulsky, Michael K Paasche-Orlow, Charlotta Lindvall, Yuchiao Chang, Daniel A Gundersen, Areej El-Jawahri, Angelo Volandes, ACP-PEACE Investigators, Julie Goldman, Brian Sipin, Michael J Barry, Kathryn I Pollak, Miji Sofela, Danielle Kennedy, S Yousuf Zafar, Maria Torroella Carney, Diana Martins-Welch, Michael Qiu, Jody-Ann McLeggon, Craig E Devoe, Jon C Tilburt, Charles L Loprinzi, Parvez A Rahman, Jeremiah J Stout, Aretha Delight Davis, Lisa M Quintiliani, Joshua R Lakin, Elise N Brannen, James A Tulsky, Michael K Paasche-Orlow, Charlotta Lindvall, Yuchiao Chang, Daniel A Gundersen, Areej El-Jawahri, Angelo Volandes, ACP-PEACE Investigators, Julie Goldman, Brian Sipin, Michael J Barry, Kathryn I Pollak, Miji Sofela, Danielle Kennedy, S Yousuf Zafar, Maria Torroella Carney, Diana Martins-Welch, Michael Qiu, Jody-Ann McLeggon, Craig E Devoe, Jon C Tilburt, Charles L Loprinzi, Parvez A Rahman, Jeremiah J Stout, Aretha Delight Davis, Lisa M Quintiliani

Abstract

Introduction: Advance care planning (ACP) is associated with improved health outcomes for patients with cancer, and its absence is associated with unfavourable outcomes for patients and their caregivers. However, older adults do not complete ACP at expected rates due to patient and clinician barriers. We present the original design, methods and rationale for a trial aimed at improving ACP for older patients with advanced cancer and the modified protocol in response to changes brought by the COVID-19 pandemic.

Methods and analysis: The Advance Care Planning: Promoting Effective and Aligned Communication in the Elderly study is a pragmatic, stepped-wedge cluster randomised trial examining a Comprehensive ACP Program. The programme combines two complementary evidence-based interventions: clinician communication skills training (VitalTalk) and patient video decision aids (ACP Decisions). We will implement the programme at 36 oncology clinics across three unique US health systems. Our primary outcome is the proportion of eligible patients with ACP documentation completed in the electronic health record. Our secondary outcomes include resuscitation preferences, palliative care consultations, death, hospice use and final cancer-directed therapy. From a subset of our patient population, we will collect surveys and video-based declarations of goals and preferences. We estimate 11 000 patients from the three sites will be enrolled in the study.

Ethics and dissemination: Regulatory and ethical aspects of this trial include Institutional Review Board (IRB) approval via single IRB of record mechanism at Dana-Farber Cancer Institute, Data Use Agreements among partners and a Data Safety and Monitoring Board. We plan to present findings at national meetings and publish the results.

Trial registration number: NCT03609177; Pre-results.

Keywords: adult palliative care; information management; medical education & training; oncology; palliative care.

Conflict of interest statement

Competing interests: JRL receives funding from the Cambia Health Foundation as part of the Sojourns Scholars Leadership Program. Dr. Barry receives grant support through Massachusetts General Hospital from Healthwise, a nonprofit patient education and decision support organization. Dr. Davis is the CEO of ACP Decisions, a non-profit private foundation. JAT is a Founding Director of VitalTalk, a non-profit organization focused on clinician communication skills training, from which he receives no compensation. AV has a financial interest in ACP Decisions Nous, a non-profit organization developing ACP video decision support tools. His interests were reviewed and are managed by Massachusetts General Hospital and Partners HealthCare in accordance with their conflict of interest policies.

© Author(s) (or their employer(s)) 2020. Re-use permitted under CC BY-NC. No commercial re-use. See rights and permissions. Published by BMJ.

Figures

Figure 1
Figure 1
Advance Care Planning: Promoting Effective and Aligned Communication in the Elderly model.
Figure 2
Figure 2
Stepped-wedge recruitment and implementation yearly timeline (repeated each year). EMR, Electronic Medical Record.
Figure 3
Figure 3
(A) Original stepped-wedge cluster randomisation scheme within each health care system. (B) Modified stepped-wedge cluster randomisation scheme within each health care system.

References

    1. Berger NA, Savvides P, Koroukian SM, et al. . Cancer in the elderly. Trans Am Clin Climatol Assoc 2006;117:147–55.
    1. Howlader NA, Krapcho M, Miller D, et al. . Seer cancer statistics review, 1975-2013, National cancer Institute.
    1. Ahronheim JC, Morrison RS, Baskin SA, et al. . Treatment of the dying in the acute care hospital. advanced dementia and metastatic cancer. Arch Intern Med 1996;156:2094–100.
    1. Earle CC, Landrum MB, Souza JM, et al. . Aggressiveness of cancer care near the end of life: is it a quality-of-care issue? JCO 2008;26:3860–6. 10.1200/JCO.2007.15.8253
    1. Earle CC, Neville BA, Landrum MB, et al. . Trends in the aggressiveness of cancer care near the end of life. JCO 2004;22:315–21. 10.1200/JCO.2004.08.136
    1. Aitken PV. Incorporating advance care planning into family practice [see comment]. Am Fam Physician 1999;59:605–14.
    1. Tulsky JA. Improving quality of care for serious illness: findings and recommendations of the Institute of medicine report on dying in America. JAMA Intern Med 2015;175:840–1.
    1. Mack JW, Weeks JC, Wright AA, et al. . End-Of-Life discussions, goal attainment, and distress at the end of life: predictors and outcomes of receipt of care consistent with preferences. J Clin Oncol 2010;28:1203–8. 10.1200/JCO.2009.25.4672
    1. Wright AA, et al. Associations between end-of-life discussions, patient mental health, medical care near death, and caregiver bereavement adjustment. JAMA 2008;300:1665–73. 10.1001/jama.300.14.1665
    1. Bernacki RE, Block SD. American College of physicians high value care task f. communication about serious illness care goals: a review and synthesis of best practices. JAMA Intern Med 2014;174:1994–2003.
    1. Mitchell SL, Kiely DK, Hamel MB. Dying with advanced dementia in the nursing home. Arch Intern Med 2004;164:321–6. 10.1001/archinte.164.3.321
    1. Mitchell SL, Teno JM, Kiely DK, et al. . The clinical course of advanced dementia. N Engl J Med 2009;361:1529–38. 10.1056/NEJMoa0902234
    1. Thorne SE, Bultz BD, Baile WF, et al. . Is there a cost to poor communication in cancer care?: a critical review of the literature. Psychooncology 2005;14:875–84. 10.1002/pon.947
    1. Office of the Assistant Secretary for Planning and Evalation. U.S. Department of Health and Human Services Advance directives and advance care planning: report to Congress 2008.
    1. Heyland DK, et al. Failure to engage hospitalized elderly patients and their families in advance care planning. JAMA Intern Med 2013;173:778–87. 10.1001/jamainternmed.2013.180
    1. Emanuel LL, Barry MJ, Stoeckle JD, et al. . Advance directives for medical care--a case for greater use. N Engl J Med 1991;324:889–95. 10.1056/NEJM199103283241305
    1. Emanuel LL, von Gunten CF, Ferris FD. Advance care planning. Arch Fam Med 2000;9:1181–7. 10.1001/archfami.9.10.1181
    1. Morrison RS, Meier DE. High Rates of Advance Care Planning in New York City’s Elderly Population. Arch Intern Med 2004;164:2421–6. 10.1001/archinte.164.22.2421
    1. Billings JA. The need for safeguards in advance care planning. J Gen Intern Med 2012;27:595–600. 10.1007/s11606-011-1976-2
    1. Billings JA, Bernacki R. Strategic targeting of advance care planning interventions: the Goldilocks phenomenon. JAMA Intern Med 2014;174:620–4. 10.1001/jamainternmed.2013.14384
    1. Fagerlin A, Schneider CE. Enough. The failure of the living will. Hastings Cent Rep 2004;34:30–42. 10.2307/3527683
    1. Lakin JR, Block SD, Billings JA, et al. . Improving communication about serious illness in primary care. JAMA Intern Med 2016;176:1380–7. 10.1001/jamainternmed.2016.3212
    1. Loewenstein G. Hot-cold empathy gaps and medical decision making. Health Psychol 2005;24:S49–56. 10.1037/0278-6133.24.4.S49
    1. Winter L, Parks SM, Diamond JJ. Ask a different question, get a different answer: why living wills are poor guides to care preferences at the end of life. J Palliat Med 2010;13:567–72. 10.1089/jpm.2009.0311
    1. Patel K, Janssen DJA, Curtis JR. Advance care planning in COPD. Respirology 2012;17:72–8. 10.1111/j.1440-1843.2011.02087.x
    1. Davison SN, Simpson C. Hope and advance care planning in patients with end stage renal disease: qualitative interview study. BMJ 2006;333:886 10.1136/bmj.38965.626250.55
    1. Fischer GS, Tulsky JA, Rose MR, et al. . Patient knowledge and physician predictions of treatment preferences after discussion of advance directives. J Gen Intern Med 1998;13:447–54. 10.1046/j.1525-1497.1998.00133.x
    1. Quill TE. Perspectives on care at the close of life. Initiating end-of-life discussions with seriously ill patients: addressing the "elephant in the room". JAMA 2000;284:2502–7.
    1. Sharman SJ, Garry M, Jacobson JA, et al. . False memories for end-of-life decisions. Health Psychol 2008;27:291–6. 10.1037/0278-6133.27.2.291
    1. Friedrichsen MJ, Strang PM, Carlsson ME. Breaking bad news in the transition from curative to palliative cancer care-patient's view of the doctor giving the information. Support Care Cancer 2000;8:472–8.
    1. Detmar SB, Aaronson NK, Wever LD, et al. . How are you feeling? who wants to know? patients' and oncologists' preferences for discussing health-related quality-of-life issues. J Clin Oncol 2000;18:3295–301. 10.1200/JCO.2000.18.18.3295
    1. Wenrich MD, Curtis JR, Shannon SE, et al. . Communicating with dying patients within the spectrum of medical care from terminal diagnosis to death. Arch Intern Med 2001;161:868–74. 10.1001/archinte.161.6.868
    1. Butow PN, Kazemi JN, Beeney LJ, et al. . When the diagnosis is cancer: patient communication experiences and preferences. Cancer 1996;77:2630–7. 10.1002/(SICI)1097-0142(19960615)77:12<2630::AID-CNCR29>;2-S
    1. Clark RE, LaBeff EE. Death telling: managing the delivery of bad news. J Health Soc Behav 1982;23:366–80. 10.2307/2136494
    1. Eden OB, Black I, MacKinlay GA, et al. . Communication with parents of children with cancer. Palliat Med 1994;8:105–14. 10.1177/026921639400800203
    1. Ford S, Fallowfield L, Lewis S. Can oncologists detect distress in their out-patients and how satisfied are they with their performance during bad news consultations? Br J Cancer 1994;70:767–70. 10.1038/bjc.1994.393
    1. Ford S, Fallowfield L, Lewis S. Doctor-Patient interactions in oncology. Soc Sci Med 1996;42:1511–9. 10.1016/0277-9536(95)00265-0
    1. Ptacek JT, Eberhardt TL. Breaking bad news. A review of the literature. JAMA 1996;276:496–502.
    1. Bakitas M, Lyons KD, Hegel MT, et al. . Effects of a palliative care intervention on clinical outcomes in patients with advanced cancer: the project enable II randomized controlled trial. JAMA 2009;302:741–9.
    1. Bakitas MA, Tosteson TD, Li Z, et al. . Early versus delayed initiation of concurrent palliative oncology care: patient outcomes in the enable III randomized controlled trial. JCO 2015;33:1438–45. 10.1200/JCO.2014.58.6362
    1. Hanson LC, Zimmerman S, Song MK, et al. . Effect of the goals of care intervention for advanced dementia: a randomized clinical trial. JAMA Intern Med 2017;177:24–31.
    1. Temel JS, Greer JA, Muzikansky A, et al. . Early palliative care for patients with metastatic Non–Small-Cell lung cancer. N Engl J Med 2010;363:733–42. 10.1056/NEJMoa1000678
    1. Thorpe KE, Zwarenstein M, Oxman AD, et al. . A pragmatic–explanatory continuum indicator summary (Precis): a tool to help trial designers. J Clin Epidemiol 2009;62:464–75. 10.1016/j.jclinepi.2008.12.011
    1. Ford I, Norrie J, Trials P. Pragmatic trials. N Engl J Med Overseas Ed 2016;375:454–63. 10.1056/NEJMra1510059
    1. Chan A-W, Tetzlaff JM, Altman DG, et al. . Spirit 2013 statement: defining standard protocol items for clinical trials. Ann Intern Med 2013;158:200–7. 10.7326/0003-4819-158-3-201302050-00583
    1. Back AL, et al. Efficacy of communication skills training for giving bad news and discussing transitions to palliative care. Arch Intern Med 2007;167:453–60. 10.1001/archinte.167.5.453
    1. Back AL, Arnold RM, Baile WF, et al. . Faculty development to change the paradigm of communication skills teaching in oncology. J Clin Oncol 2009;27:1137–41. 10.1200/JCO.2008.20.2408
    1. Back AL, Arnold RM, Tulsky JA, et al. . Teaching communication skills to medical oncology fellows. J Clin Oncol 2003;21:2433–6. 10.1200/JCO.2003.09.073
    1. Clayton JM, Adler JL, O'Callaghan A, et al. . Intensive communication skills teaching for specialist training in palliative medicine: development and evaluation of an experiential workshop. J Palliat Med 2012;15:585–91. 10.1089/jpm.2011.0292
    1. Clayton JM, Butow PN, Waters A, et al. . Evaluation of a novel individualised communication-skills training intervention to improve doctors’ confidence and skills in end-of-life communication. Palliat Med 2013;27:236–43. 10.1177/0269216312449683
    1. Fryer-Edwards K, Arnold RM, Baile W, et al. . Reflective teaching practices: an approach to teaching communication skills in a small-group setting. Acad Med 2006;81:638–44. 10.1097/01.ACM.0000232414.43142.45
    1. Tulsky JA, Arnold RM, Alexander SC, et al. . Enhancing communication between oncologists and patients with a computer-based training program. Ann Intern Med 2011;155:593–601. 10.7326/0003-4819-155-9-201111010-00007
    1. Cohen SM, Volandes AE, Shaffer ML, et al. . Concordance between proxy level of care preference and advance directives among nursing home residents with advanced dementia: a cluster randomized clinical trial. J Pain Symptom Manage 2019;57:37–46. 10.1016/j.jpainsymman.2018.09.018
    1. Deep KS, Hunter A, Murphy K, et al. . “It helps me see with my heart”: How video informs patients’ rationale for decisions about future care in advanced dementia. Patient Educ Couns 2010;81:229–34. 10.1016/j.pec.2010.02.004
    1. El-Jawahri A, Paasche-Orlow MK, Matlock D, et al. . Randomized, controlled trial of an advance care planning video decision support tool for patients with advanced heart failure. Circulation 2016;134:52–60. 10.1161/CIRCULATIONAHA.116.021937
    1. El-Jawahri A, Podgurski LM, Eichler AF, et al. . Use of video to facilitate end-of-life discussions with patients with cancer: a randomized controlled trial. JCO 2010;28:305–10. 10.1200/JCO.2009.24.7502
    1. Epstein AS, Volandes AE, Chen LY, et al. . A randomized controlled trial of a cardiopulmonary resuscitation video in advance care planning for progressive pancreas and hepatobiliary cancer patients. J Palliat Med 2013;16:623–31. 10.1089/jpm.2012.0524
    1. McCannon JB, O'Donnell WJ, Thompson BT, et al. . Augmenting communication and decision making in the intensive care unit with a cardiopulmonary resuscitation video decision support tool: a temporal intervention study. J Palliat Med 2012;15:1382–7. 10.1089/jpm.2012.0215
    1. Quintiliani LM, Murphy JE, Buitron de la Vega P, et al. . Feasibility and patient perceptions of video Declarations regarding end-of-life decisions by hospitalized patients. J Palliat Med 2018;21:766–72. 10.1089/jpm.2017.0351
    1. Volandes AE, Ariza M, Abbo ED, et al. . Overcoming educational barriers for advance care planning in Latinos with video images. J Palliat Med 2008;11:700–6. 10.1089/jpm.2007.0172
    1. Volandes AE, Barry MJ, Chang Y, et al. . Improving decision making at the end of life with video images. Med Decis Making 2010;30:29–34. 10.1177/0272989X09341587
    1. Volandes AE, Brandeis GH, Davis AD, et al. . A randomized controlled trial of a goals-of-care video for elderly patients admitted to skilled nursing facilities. J Palliat Med 2012;15:805–11. 10.1089/jpm.2011.0505
    1. Volandes AE, Ferguson LA, Davis AD, et al. . Assessing end-of-life preferences for advanced dementia in rural patients using an educational video: a randomized controlled trial. J Palliat Med 2011;14:169–77. 10.1089/jpm.2010.0299
    1. Volandes AE, et al. Using video images of dementia in advance care planning. Arch Intern Med 2007;167:828–33. 10.1001/archinte.167.8.828
    1. Volandes AE, Levin TT, Slovin S, et al. . Augmenting advance care planning in poor prognosis cancer with a video decision aid: a preintervention-postintervention study. Cancer 2012;118:4331–8.
    1. Volandes AE, Mitchell SL, Gillick MR, et al. . Using video images to improve the accuracy of surrogate decision-making: a randomized controlled trial. J Am Med Dir Assoc 2009;10:575–80. 10.1016/j.jamda.2009.05.006
    1. Volandes AE, Paasche-Orlow M, Gillick MR, et al. . Health literacy not race predicts end-of-life care preferences. J Palliat Med 2008;11:754–62. 10.1089/jpm.2007.0224
    1. Volandes AE, Paasche-Orlow MK, Barry MJ, et al. . Video decision support tool for advance care planning in dementia: randomised controlled trial. BMJ 2009;338:b2159 10.1136/bmj.b2159
    1. Volandes AE, Paasche-Orlow MK, Davis AD, et al. . Use of Video Decision Aids to Promote Advance Care Planning in Hilo, Hawai‘i. J Gen Intern Med 2016;31:1035–40. 10.1007/s11606-016-3730-2
    1. Volandes AE, Paasche-Orlow MK, Mitchell SL, et al. . Randomized controlled trial of a video decision support tool for cardiopulmonary resuscitation decision making in advanced cancer. JCO 2013;31:380–6. 10.1200/JCO.2012.43.9570
    1. El Jawahri A, Temel JS, Ramachandran KJ, et al. . A randomized controlled trial of a CPR video decision support tool for seriously ill hospitalized patients with advanced cancer. ASCO annual meeting 2015.
    1. El-Jawahri A, Mitchell SL, Paasche-Orlow MK, et al. . A randomized controlled trial of a CPR and intubation video decision support tool for hospitalized patients. J Gen Intern Med 2015;30:1071–80. 10.1007/s11606-015-3200-2
    1. Washington State Health Care Authority Patient decision AIDS. Available: [Accessed 11 May 2020].
    1. Dyer N, Sorra JS, Smith SA, et al. . Psychometric properties of the consumer assessment of healthcare providers and systems (CAHPS®) clinician and group adult visit survey. Med Care 2012;50:S28–34. 10.1097/MLR.0b013e31826cbc0d
    1. Mukherjee S, Rodriguez HP, Elliott MN, et al. . Modern psychometric methods for estimating physician performance on the clinician and group CAHPS® survey. Health Serv Outcomes Res Method 2013;13:109–23. 10.1007/s10742-013-0111-8
    1. Holmes-Rovner M, Kroll J, Schmitt N, et al. . Patient Satisfaction with Health Care Decisions:The Satisfaction with Decision Scale 1996;16:58–64.
    1. Brehaut JC, O'Connor AM, Wood TJ, et al. . Validation of a decision regret scale. Med Decis Making 2003;23:281–92. 10.1177/0272989X03256005
    1. Goel V, Sawka CA, Thiel EC, et al. . Randomized trial of a patient decision aid for choice of surgical treatment for breast cancer. Med Decis Making 2001;21:1–6. 10.1177/0272989X0102100101
    1. Hassett MJ, Ritzwoller DP, Taback N, et al. . Validating billing/encounter codes as indicators of lung, colorectal, breast, and prostate cancer recurrence using 2 large contemporary cohorts. Med Care 2014;52:e65–73. 10.1097/MLR.0b013e318277eb6f
    1. Lindvall C, Lilley EJ, Zupanc SN, et al. . Natural language processing to assess end-of-life quality indicators in cancer patients receiving palliative surgery. J Palliat Med 2019;22:183–7. 10.1089/jpm.2018.0326
    1. Poort H, Zupanc SN, Leiter RE, et al. . Documentation of palliative and end-of-life care process measures among young adults who died of cancer: a natural language processing approach. J Adolesc Young Adult Oncol 2020;9:100–4. 10.1089/jayao.2019.0040
    1. Udelsman BV, Lilley EJ, Qadan M, et al. . Deficits in the palliative care process measures in patients with advanced pancreatic cancer undergoing operative and invasive Nonoperative palliative procedures. Ann Surg Oncol 2019;26:4204–12. 10.1245/s10434-019-07757-2
    1. Wright A. REDCap: a tool for the electronic capture of research data. J Electron Resour Med Libr 2016;13:197–201. 10.1080/15424065.2016.1259026
    1. Pugno PA. Advance directives in the primary care setting. Wien Klin Wochenschr 2004;116:417–9. 10.1007/BF03040928
    1. Hughes JP, Granston TS, Heagerty PJ. Current issues in the design and analysis of stepped wedge trials. Contemp Clin Trials 2015;45:55–60. 10.1016/j.cct.2015.07.006
    1. Hooper R, Bourke L. Cluster randomised trials with repeated cross sections: alternatives to parallel group designs. BMJ 2015;350:h2925 10.1136/bmj.h2925
    1. Hooper R, Teerenstra S, de Hoop E, et al. . Sample size calculation for stepped wedge and other longitudinal cluster randomised trials. Stat Med 2016;35:4718–28. 10.1002/sim.7028

Source: PubMed

3
Subscribe