The EMERALD (Enabling Mobilization, Empowerment, Risk Reduction, and Lasting Dignity) Study: Protocol for the Design, Implementation, and Evaluation of a Community-Based Combination HIV Prevention Intervention for Female Sex Workers in Baltimore, Maryland

Bradley E Silberzahn, Catherine A Tomko, Emily Clouse, Katherine Haney, Sean T Allen, Noya Galai, Katherine H A Footer, Susan G Sherman, Bradley E Silberzahn, Catherine A Tomko, Emily Clouse, Katherine Haney, Sean T Allen, Noya Galai, Katherine H A Footer, Susan G Sherman

Abstract

Background: Cisgender female sex workers (FSWs) experience high rates of HIV and sexually transmitted infections (STIs), including chlamydia and gonorrhea. Community empowerment-based responses to the risk environment of FSWs have been associated with significant reductions in HIV and STI risk and associated risk behaviors; however, evaluations of US-based interventions targeting FSWs are limited.

Objective: The objective of this study is to describe the design, implementation, and planned evaluation strategy of an ongoing comprehensive community-level intervention in Baltimore City, Maryland, which aims to improve HIV and STI risk and cumulative incidence among FSWs. The two intervention components are the SPARC (Sex Workers Promoting Action, Risk Reduction, and Community Mobilization) drop-in center and the accompanying comprehensive mobile outreach program. The mission of SPARC is to provide low-barrier harm reduction services to FSWs, with a special focus on women who sell sex and use drugs. Services are provided through a harm reduction framework and include reproductive health and sexual health care; medication-assisted treatment; legal aid; counseling; showers, lockers, and laundry; and the distribution of harm reduction tools, including naloxone and sterile drug use supplies (eg, cookers, cotton, syringes, and pipes).

Methods: The SPARC intervention is being evaluated through the EMERALD (Enabling Mobilization, Empowerment, Risk Reduction, and Lasting Dignity) study, which consists of a prospective 2-group comparative nonrandomized trial (n=385), a cross-sectional survey (n=100), and in-depth interviews assessing SPARC implementation (n=45). Participants enrolled in the nonrandomized trial completed a survey and HIV and STI testing at 4 intervals (baseline and 6, 12, and 18 months). Participants recruited from predefined areas closest to SPARC comprised the intervention group, and participants from all other areas of Baltimore were included in the control group.

Results: We hypothesize that addressing structural drivers and more immediate medical needs, in combination with peer outreach, will improve the HIV and STI risk environment, leading to community empowerment, and reduce the HIV and STI cumulative incidence and behavioral risks of FSWs. Data collection is ongoing. A baseline description of the cohort is presented.

Conclusions: In the United States, structural interventions aimed at reducing HIV and STIs among FSWs are scarce; to our knowledge, this is the first intervention of its kind in the United States. The results of the EMERALD study can be used to inform the development of future interventions targeting FSWs and other at-risk populations.

Trial registration: ClinicalTrials.gov NCT04413591; https://ichgcp.net/clinical-trials-registry/NCT04413591.

International registered report identifier (irrid): DERR1-10.2196/23412.

Keywords: community cohesion; female sex worker; human immunodeficiency virus; intervention; protocol design; recruitment; retention; sex work; sexually transmitted infection.

Conflict of interest statement

Conflicts of Interest: SS is an expert witness for the plaintiffs in opioid litigation. The other authors have no competing interests to declare.

©Bradley E Silberzahn, Catherine A Tomko, Emily Clouse, Katherine Haney, Sean T Allen, Noya Galai, Katherine H A Footer, Susan G Sherman. Originally published in JMIR Research Protocols (http://www.researchprotocols.org), 16.04.2021.

Figures

Figure 1
Figure 1
EMERALD (Enabling Mobilization, Empowerment, Risk Reduction, and Lasting Dignity) study theoretical framework. GED: general educational development; SPARC: Sex Workers Promoting Action, Risk Reduction, and Community Mobilization; STI: sexually transmitted infection; SW: sex worker.
Figure 2
Figure 2
Map of EMERALD (Enabling Mobilization, Empowerment, Risk Reduction, and Lasting Dignity) intervention and control areas. Red star=SPARC (Sex Workers Promoting Action, Risk Reduction, and Community Mobilization) center, blue=water, pink=intervention area, and green=control area.
Figure 3
Figure 3
EMERALD (Enabling Mobilization, Empowerment, Risk Reduction, and Lasting Dignity) study flow. STI: sexually transmitted infection; VDT: venue-date-time.

References

    1. Baral S, Beyrer C, Muessig K, Poteat T, Wirtz AL, Decker MR, Sherman SG, Kerrigan D. Burden of HIV among female sex workers in low-income and middle-income countries: a systematic review and meta-analysis. Lancet Infect Dis. 2012 Jul;12(7):538–49. doi: 10.1016/s1473-3099(12)70066-x.
    1. Decker MR, Wirtz AL, Baral SD, Peryshkina A, Mogilnyi V, Weber RA, Stachowiak J, Go V, Beyrer C. Injection drug use, sexual risk, violence and STI/HIV among Moscow female sex workers. Sex Transm Infect. 2012 Jun 27;88(4):278–83. doi: 10.1136/sextrans-2011-050171.
    1. Beattie TS, Mohan HL, Bhattacharjee P, Chandrashekar S, Isac S, Wheeler T, Prakash R, Ramesh BM, Blanchard JF, Heise L, Vickerman P, Moses S, Watts C. Community mobilization and empowerment of female sex workers in Karnataka State, South India: associations with HIV and sexually transmitted infection risk. Am J Public Health. 2014 Aug;104(8):1516–25. doi: 10.2105/ajph.2014.301911.
    1. Bazzi AR, Rangel G, Martinez G, Ulibarri MD, Syvertsen JL, Bazzi SA, Roesch S, Pines HA, Strathdee SA. Incidence and predictors of HIV and sexually transmitted infections among female sex workers and their intimate male partners in Northern Mexico: a longitudinal, multilevel study. Am J Epidemiol. 2015 May 01;181(9):723–31. doi: 10.1093/aje/kwu340.
    1. Patterson TL, Semple SJ, Staines H, Lozada R, Orozovich P, Bucardo J, Philbin MM, Pu M, Fraga M, Amaro H, Torre A, Martinez G, Magis-Rodríguez C, Strathdee S. Prevalence and correlates of HIV infection among female sex workers in 2 Mexico-US border cities. J Infect Dis. 2008 Mar 01;197(5):728–32. doi: 10.1086/527379.
    1. Loza O, Patterson TL, Rusch M, Martínez GA, Lozada R, Staines-Orozco H, Magis-Rodríguez C, Strathdee SA, Segura PM. Drug-related behaviors independently associated with syphilis infection among female sex workers in two Mexico-US border cities. Addiction. 2010 Aug;105(8):1448–56. doi: 10.1111/j.1360-0443.2010.02985.x.
    1. Erausquin JT, Reed E, Blankenship KM. Police-related experiences and HIV risk among female sex workers in Andhra Pradesh, India. J Infect Dis. 2011 Dec 01;204 Suppl 5(suppl 5):1223–8. doi: 10.1093/infdis/jir539.
    1. Shannon K, Strathdee SA, Shoveller J, Rusch M, Kerr T, Tyndall MW. Structural and environmental barriers to condom use negotiation with clients among female sex workers: implications for HIV-prevention strategies and policy. Am J Public Health. 2009 Apr;99(4):659–65. doi: 10.2105/ajph.2007.129858.
    1. Surratt HL, Kurtz SP, Chen M, Mooss A. HIV risk among female sex workers in Miami: the impact of violent victimization and untreated mental illness. AIDS Care. 2012 Nov 15;24(5):553–61. doi: 10.1080/09540121.2011.630342.
    1. Buttram ME, Surratt HL, Kurtz SP. Resilience and syndemic risk factors among African-American female sex workers. Psychol Health Med. 2014 Aug 02;19(4):442–52. doi: 10.1080/13548506.2013.824595.
    1. Shannon K, Kerr T, Allinott S, Chettiar J, Shoveller J, Tyndall MW. Social and structural violence and power relations in mitigating HIV risk of drug-using women in survival sex work. Soc Sci Med. 2008 Feb;66(4):911–21. doi: 10.1016/j.socscimed.2007.11.008.
    1. Deering KN, Amin A, Shoveller J, Nesbitt A, Garcia-Moreno C, Duff P, Argento E, Shannon K. A systematic review of the correlates of violence against sex workers. Am J Public Health. 2014 May;104(5):e42–e54. doi: 10.2105/ajph.2014.301909.
    1. Kerrigan D, Wirtz A, Semini I, N'Jie N, Stanciole A, Butler J, Oelrichs R. Directions in Development - Human Development. Washington, D.C: World Bank Group e-library; 2012. The global HIV epidemics among sex workers.
    1. Varga LM, Surratt HL. Predicting health care utilization in marginalized populations: Black, female, street-based sex workers. Womens Health Issues. 2014 May;24(3):335–43. doi: 10.1016/j.whi.2014.02.001.
    1. Krüsi A, Chettiar J, Ridgway A, Abbott J, Strathdee SA, Shannon K. Negotiating safety and sexual risk reduction with clients in unsanctioned safer indoor sex work environments: a qualitative study. Am J Public Health. 2012 Jun;102(6):1154–9. doi: 10.2105/ajph.2011.300638.
    1. Rhodes T, Wagner K, Strathdee S, Shannon K, Davidson P. Rethinking Social Epidemiology. Dordrecht: Springer; 2011. Structural violence and structural vulnerability within the risk environment: theoretical and methodological perspectives for a social epidemiology of HIV risk among injection drug users and sex workers; pp. 205–30.
    1. El-Bassel N, Gilbert L, Witte S, Wu E, Chang M. Intimate partner violence and HIV among drug-involved women: contexts linking these two epidemics--challenges and implications for prevention and treatment. Subst Use Misuse. 2011 Feb 08;46(2-3):295–306. doi: 10.3109/10826084.2011.523296.
    1. Deering KN, Shoveller J, Tyndall M, Montaner J, Shannon K. The street cost of drugs and drug use patterns: relationships with sex work income in an urban Canadian setting. Drug Alcohol Depend. 2011 Nov 01;118(2-3):430–6. doi: 10.1016/j.drugalcdep.2011.05.005.
    1. Sherman SG, Reuben J, Chapman CS, Lilleston P. Risks associated with crack cocaine smoking among exotic dancers in Baltimore, MD. Drug Alcohol Depend. 2011 Apr 01;114(2-3):249–52. doi: 10.1016/j.drugalcdep.2010.10.003.
    1. Nemoto T, Iwamoto M, Colby D, Witt S, Pishori A, Le MN, Vinh DTN, Giang LT. HIV-related risk behaviors among female sex workers in Ho Chi Minh City, Vietnam. AIDS Educ Prev. 2008 Oct;20(5):435–53. doi: 10.1521/aeap.2008.20.5.435.
    1. Ulibarri MD, Roesch S, Rangel MG, Staines H, Amaro H, Strathdee SA. “Amar te Duele” (“Love Hurts”): sexual relationship power, intimate partner violence, depression symptoms and hiv risk among female sex workers who use drugs and their non-commercial, steady partners in Mexico. AIDS Behav. 2015 Jan 18;19(1):9–18. doi: 10.1007/s10461-014-0772-5.
    1. El-Bassel N, Witte SS, Wada T, Gilbert L, Wallace J. Correlates of partner violence among female street-based sex workers: substance abuse, history of childhood abuse, and HIV risks. AIDS Patient Care STDS. 2001 Jan;15(1):41–51. doi: 10.1089/108729101460092.
    1. Gunn JKL, Roth AM, Center KE, Wiehe SE. The unanticipated benefits of behavioral assessments and interviews on anxiety, self-esteem and depression among women engaging in transactional sex. Community Ment Health J. 2016 Nov 25;52(8):1064–9. doi: 10.1007/s10597-015-9844-x.
    1. Erbelding EJ, Hutton HE, Zenilman JM, Hunt WP, Lyketsos CG. The prevalence of psychiatric disorders in sexually transmitted disease clinic patients and their association with sexually transmitted disease risk. Sexually transmitted diseases. 2004;31(1):8–12. doi: 10.1097/01.olq.0000105326.57324.6f.
    1. Blankenship KM, Bray SJ, Merson MH. Structural interventions in public health. AIDS. 2000 Jun;14 Suppl 1:S11–21. doi: 10.1097/00002030-200006001-00003.
    1. Gupta GR, Parkhurst JO, Ogden JA, Aggleton P, Mahal A. Structural approaches to HIV prevention. The Lancet. 2008 Aug;372(9640):764–75. doi: 10.1016/s0140-6736(08)60887-9.
    1. Dworkin SL, Treves-Kagan S, Lippman SA. Gender-transformative interventions to reduce HIV risks and violence with heterosexually-active men: a review of the global evidence. AIDS Behav. 2013 Nov 10;17(9):2845–63. doi: 10.1007/s10461-013-0565-2.
    1. Gilmour S, Mai PL, Nguyen P, Dhungel B, Tomizawa M, Nguyen H. Progress towards health for all: time to end discrimination and marginalization. Int J Environ Res Public Health. 2020 Mar 05;17(5) doi: 10.3390/ijerph17051696.
    1. Nguyen PT, Gilmour S, Le PM, Nguyen TT, Tanuma J, Nguyen HV. Factors associated with high-risk behaviors of people newly diagnosed with HIV/AIDS: results from a cross-sectional study in Vietnam. AIDS Care. 2020 May 13;:1–9. doi: 10.1080/09540121.2020.1761519.
    1. Gangopadhyay DN, Chanda M, Sarkar K, Niyogi SK, Chakraborty S, Saha MK, Manna B, Jana S, Ray P, Bhattacharya SK, Detels R. Evaluation of sexually transmitted diseases/human immunodeficiency virus intervention programs for sex workers in Calcutta, India. Sex Transm Dis. 2005 Nov;32(11):680–4. doi: 10.1097/01.olq.0000175399.43457.28.
    1. Basu I, Jana S, Rotheram-Borus MJ, Swendeman D, Lee SJ, Newman P, Weiss R. HIV prevention among sex workers in India. J Acquir Immune Defic Syndr. 2004 Jul 01;36(3):845–52. doi: 10.1097/00126334-200407010-00012.
    1. Jana S, Basu I, Rotheram-Borus MJ, Newman PA. The Sonagachi Project: a sustainable community intervention program. AIDS Educ Prev. 2004 Oct;16(5):405–14. doi: 10.1521/aeap.16.5.405.48734.
    1. Xu JJ, Wang N, Lu L, Pu Y, Zhang GL, Wong M, Wu ZL, Zheng XW. HIV and STIs in clients and female sex workers in mining regions of Gejiu City, China. Sex Transm Dis. 2008 Jun;35(6):558–65. doi: 10.1097/OLQ.0b013e318165926b.
    1. Kerrigan D, Kennedy CE, Morgan-Thomas R, Reza-Paul S, Mwangi P, Win KT, McFall A, Fonner VA, Butler J. A community empowerment approach to the HIV response among sex workers: effectiveness, challenges, and considerations for implementation and scale-up. The Lancet. 2015 Jan;385(9963):172–85. doi: 10.1016/s0140-6736(14)60973-9.
    1. Bekker LG, Johnson L, Cowan F, Overs C, Besada D, Hillier S, Cates W Jr. Combination HIV prevention for female sex workers: what is the evidence? The Lancet. 2015 Jan;385(9962):72–87. doi: 10.1016/s0140-6736(14)60974-0.
    1. Alary M, Banandur P, Rajaram SP, Thamattoor UK, Mainkar M, Paranjape R, Adhikary R, Duchesne T, Isac S, Moses S. Increased HIV prevention program coverage and decline in HIV prevalence among female sex workers in South India. Sex Transm Dis. 2014 Jun;41(6):380–7. doi: 10.1097/OLQ.0000000000000138.
    1. Abad N, Baack BN, O'Leary A, Mizuno Y, Herbst JH, Lyles CM. A systematic review of HIV and STI behavior change interventions for female sex workers in the United States. AIDS Behav. 2015 Sep 26;19(9):1701–19. doi: 10.1007/s10461-015-1013-2.
    1. Footer KHA, Park JN, Allen ST, Decker MR, Silberzahn BE, Huettner S, Galai N, Sherman SG. Police-related correlates of client-perpetrated violence among female sex workers in Baltimore City, Maryland. Am J Public Health. 2019 Feb;109(2):289–95. doi: 10.2105/ajph.2018.304809.
    1. Park JN, Footer KHA, Decker MR, Tomko C, Allen ST, Galai N, Sherman SG. Interpersonal and structural factors associated with receptive syringe-sharing among a prospective cohort of female sex workers who inject drugs. Addiction. 2019 Jul 03;114(7):1204–13. doi: 10.1111/add.14567.
    1. Sherman SG, Park JN, Galai N, Allen ST, Huettner SS, Silberzahn BE, Decker MR, Poteat TC, Footer KHA. Drivers of HIV infection among cisgender and transgender female sex worker populations in Baltimore City: results from the SAPPHIRE study. J Acquir Immune Defic Syndr. 2019 Apr 15;80(5):513–21. doi: 10.1097/QAI.0000000000001959.
    1. Silberzahn BE, Morris MB, Riegger KE, White RH, Tomko CA, Park JN, Footer KHA, Huettner SS, Sherman SG. Barriers and facilitators to retaining a cohort of street-based cisgender female sex workers recruited in Baltimore, Maryland, USA: results from the SAPPHIRE study. BMC Public Health. 2020 Apr 29;20(1):585. doi: 10.1186/s12889-020-08723-4.
    1. Tomko C, Park JN, Allen ST, Glick J, Galai N, Decker MR, Footer KH, Sherman SG. Awareness and interest in hiv pre-exposure prophylaxis among street-based female sex workers: results from a US context. AIDS Patient Care STDS. 2019 Feb;33(2):49–57. doi: 10.1089/apc.2018.0182.
    1. Park JN, Gaydos CA, White RH, Decker MR, Footer KHA, Galai N, Silberzahn BE, Riegger K, Morris M, Huettner SS, Allen ST, Sherman SG. Incidence and predictors of chlamydia, gonorrhea and trichomonas among a prospective cohort of cisgender female sex workers in Baltimore, Maryland. Sexual Trans Dis. 2019 Oct 31;46(12):788–94. doi: 10.1097/olq.0000000000001085.
    1. Decker MR, Park JN, Allen ST, Silberzahn B, Footer K, Huettner S, Galai N, Sherman SG. Inconsistent condom use among female sex workers: partner-specific influences of substance use, violence, and condom coercion. AIDS Behav. 2020 Mar 26;24(3):762–74. doi: 10.1007/s10461-019-02569-7.
    1. Lim S, Park JN, Kerrigan DL, Sherman SG. Severe food insecurity, gender-based violence, homelessness, and HIV risk among street-based female sex workers in Baltimore, Maryland. AIDS Behav. 2019 Nov 20;23(11):3058–63. doi: 10.1007/s10461-019-02643-0.
    1. Park JN, Decker MR, Bass JK, Galai N, Tomko C, Jain KM, Footer KH, Sherman SG. Cumulative violence and ptsd symptom severity among urban street-based female sex workers. J Interpers Violence. 2019 Nov 02; doi: 10.1177/0886260519884694.
    1. Shannon K, Goldenberg SM, Deering KN, Strathdee SA. HIV infection among female sex workers in concentrated and high prevalence epidemics. Current Opinion in HIV and AIDS. 2014;9(2):174–82. doi: 10.1097/coh.0000000000000042.
    1. Link BG, Phelan J. Social conditions as fundamental causes of disease. J Health Soc Behav. 1995;35:80. doi: 10.2307/2626958.
    1. Wallerstein N. Powerlessness, empowerment, and health: implications for health promotion programs. Am J Health Promot. 1992 Aug 25;6(3):197–205. doi: 10.4278/0890-1171-6.3.197.
    1. Allen ST, Footer KHA, Galai N, Park JN, Silberzahn B, Sherman SG. Implementing targeted sampling: lessons learned from recruiting female sex workers in Baltimore, MD. J Urban Health. 2019 Jun 31;96(3):442–51. doi: 10.1007/s11524-018-0292-0.
    1. Discover free public data, tools, and resources from Baltimore City. Baltimore Open Data. [2021-03-09].
    1. Straus MA, Douglas EM. A short form of the Revised Conflict Tactics Scales, and typologies for severity and mutuality. Violence Vict. 2004 Oct 01;19(5):507–20. doi: 10.1891/vivi.19.5.507.63686.
    1. Tomko C, Nestadt DF, Rouhani S, Silberzahn BE, Haney K, Park JN, Galai N, Logie CH, Sherman SG. Confirmatory factor analysis and construct validity of the internalized sex work stigma scale among a cohort of cisgender female sex workers in Baltimore, Maryland, United States. J Sex Res. 2020 May 13;:1–11. doi: 10.1080/00224499.2020.1755821.
    1. Pearlin LI, Schooler C. The structure of coping. J Health Soc Behav. 1978 Mar;19(1):2. doi: 10.2307/2136319.
    1. Hedeker D, Gibbons RD. Longitudinal data analysis. New Jersey: Wiley; 2006.
    1. Raudenbush S, Bryk AS. Advanced Quantitative Techniques in the Social Sciences. Thousand Oaks, CA: SAGE Publications Ltd; 2002. Hierarchical linear models applications and data analysis methods - second edition; p. A.
    1. Lippman SA, Chinaglia M, Donini AA, Diaz J, Reingold A, Kerrigan DL. Findings from Encontros: a multilevel STI/HIV intervention to increase condom use, reduce STI, and change the social environment among sex workers in Brazil. Sex Transm Dis. 2012 Mar;39(3):209–16. doi: 10.1097/OLQ.0b013e31823b1937.
    1. Pearl J. The causal mediation formula - a guide to the assessment of pathways and mechanisms. Prev Sci. 2012 Aug;13(4):426–36. doi: 10.1007/s11121-011-0270-1.
    1. Imai K, Keele L, Tingley D. A general approach to causal mediation analysis. Psychol Methods. 2010 Dec;15(4):309–34. doi: 10.1037/a0020761.
    1. Spradley JP. The ethnographic interview. California, United States: Wadsworth Publishing Co Inc; 1979. pp. 1–256.
    1. Strauss A, Corbin J. Basics of qualitative research: grounded theory processes and techniques, second edition. Thousand Oaks, CA: Sage Publications; 1990. pp. 1–272.
    1. Bean CJ. Organizational Research Methods. Thousand Oaks: SAGE Publications; 2007. Book Review: Maxwell, J. A. (Ed.). (2005) Qualitative research design: An interactive approach (2nd ed.) pp. 393–4.
    1. Bungay V, Oliffe J, Atchison C. Addressing underrepresentation in sex work research: reflections on designing a purposeful sampling strategy. Qual Health Res. 2016 Jun 20;26(7):966–78. doi: 10.1177/1049732315613042.
    1. Poteat T, White RH, Footer KHA, Park JN, Galai N, Huettner S, Silberzahn BE, Allen ST, Glick J, Beckham SW, Gaydos CA, Sherman SG. Characterising HIV and STIs among transgender female sex workers: a longitudinal analysis. Sex Transm Infect. 2020 May 04; doi: 10.1136/sextrans-2019-054414.

Source: PubMed

3
Abonnieren