Response and recurrence correlates in individuals treated with neoadjuvant anti-PD-1 therapy for resectable oral cavity squamous cell carcinoma
Sixue Liu, Hannah M Knochelmann, Shirley H Lomeli, Aayoung Hong, Mary Richardson, Zhentao Yang, Raymond J Lim, Yan Wang, Camelia Dumitras, Kostyantyn Krysan, Cynthia Timmers, Martin J Romeo, Carsten Krieg, Elizabeth C O'Quinn, Joshua D Horton, Steve M Dubinett, Chrystal M Paulos, David M Neskey, Roger S Lo, Sixue Liu, Hannah M Knochelmann, Shirley H Lomeli, Aayoung Hong, Mary Richardson, Zhentao Yang, Raymond J Lim, Yan Wang, Camelia Dumitras, Kostyantyn Krysan, Cynthia Timmers, Martin J Romeo, Carsten Krieg, Elizabeth C O'Quinn, Joshua D Horton, Steve M Dubinett, Chrystal M Paulos, David M Neskey, Roger S Lo
Abstract
Neoadjuvant PD-1 blockade may be efficacious in some individuals with high-risk, resectable oral cavity head and neck cancer. To explore correlates of response patterns to neoadjuvant nivolumab treatment and post-surgical recurrences, we analyzed longitudinal tumor and blood samples in a cohort of 12 individuals displaying 33% responsiveness. Pretreatment tumor-based detection of FLT4 mutations and PTEN signature enrichment favors response, and high tumor mutational burden improves recurrence-free survival. In contrast, preexisting and/or acquired mutations (in CDKN2A, YAP1, or JAK2) correlate with innate resistance and/or tumor recurrence. Immunologically, tumor response after therapy entails T cell receptor repertoire diversification in peripheral blood and intratumoral expansion of preexisting T cell clones. A high ratio of regulatory T to T helper 17 cells in pretreatment blood predicts low T cell receptor repertoire diversity in pretreatment blood, a low cytolytic T cell signature in pretreatment tumors, and innate resistance. Our study provides a molecular framework to advance neoadjuvant anti-PD-1 therapy for individuals with resectable head and neck cancer.
Trial registration: ClinicalTrials.gov NCT03021993.
Keywords: FLT4/PTEN/PPARG/CDKN2A/YAP1/JAK2; T cell repertoire; T regulatory to Th17 ratio; head-and-neck cancer/oral-cavity SCC; multiplex immunofluorescence; neoadjuvant anti-PD-1/L1 therapy; recurrence-free survival; response, resistance, and recurrence; tumor mutational burden; tumor phylogeny.
Conflict of interest statement
R.S.L. receives research or clinical trial support from Merck, Pfizer, BMS, and OncoSec. C.M.P. is a co-founder of Ares Immunotherapy.
© 2021 The Author(s).
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