Effects of Radial Extracorporeal Shock Wave Therapy on Flexor Spasticity of the Upper Limb in Post-stroke Patients: Study Protocol for a Randomized Controlled Trial

Tao Fan, Xiangying Zhou, Peichen He, Xiaojia Zhan, Peng Zheng, Rong Chen, Rongdong Li, Rihui Li, Mingyang Wei, Xue Zhang, Guozhi Huang, Tao Fan, Xiangying Zhou, Peichen He, Xiaojia Zhan, Peng Zheng, Rong Chen, Rongdong Li, Rihui Li, Mingyang Wei, Xue Zhang, Guozhi Huang

Abstract

Background: Flexor spasticity of the upper limb is common in poststroke patients and seriously affects the recovery of upper limb function. However, there are no standard management protocols for this condition. Radial extracorporeal shock wave therapy (rESWT) is widely used for various diseases, some studies reported the effects of ESWT on reducing spasticity, but the mechanism of ESWT to reduce spasticity by affecting the excitability of stretch reflex or non-neural rheological components in spastic muscles or both is not yet clear. A large randomized controlled trial with comprehensive evaluation indicators is still needed. The study is to observe the effect of rESWT on flexor spasticity of the upper limb after stroke and explore its mechanism. Methods: A prospective, randomized, double-blind controlled trial is to be performed. One hundred participants will be recruited from the Inpatient Department of Zhujiang Hospital. Eligible patients will be randomly allocated to either receive three sessions of active rESWT (group A) or sham-placebo rESWT (group B) with 3-day intervals between each session. Assessment will be performed at baseline and at 24 h after each rESWT (t1, t2, and t3). The primary assessment outcome will be the Modified Ashworth Scale, and other assessments include surface electromyography, MyotonPRO digital muscle function evaluation, and infrared thermal imaging. All data will be analyzed using intention-to-treat principles. Multiple imputation by chained equations will be used to address missing data caused by loss to follow-up and nonresponses. Per protocol, analyses will also be performed on the participants who complete other assessments. Statistical analysis will be performed using SPSS software (version 20.0) and the significance level set at p < 0.05. Discussion: This trial aims to analyze the application of rESWT for the management of spasticity after stroke via appropriate assessments. We hypothesized that after receiving active rESWT, patients would show greater improvement of upper limb muscles compared with patients within the sham-placebo group. The rESWT would be an alternative to traditional methods, and the results of this study may provide support for the further study of potential mechanisms. Clinical Trial Registration:www.chictr.org.cn, identifier: ChiCTR1800016144.

Keywords: extracorporeal shock wave therapy; hemiplegia; neurorehabilitation; spasticity; stroke.

Conflict of interest statement

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Copyright © 2021 Fan, Zhou, He, Zhan, Zheng, Chen, Li, Li, Wei, Zhang and Huang.

Figures

Figure 1
Figure 1
CONSORT flow diagram of study.

References

    1. Thibaut A, Chatelle C, Ziegler E, Bruno MA, Laureys S, Gosseries O. Spasticity after stroke: physiology, assessment and treatment. Brain Inj. (2013) 27:1093–105. 10.3109/02699052.2013.804202
    1. Malhotra S, Pandyan AD, Rosewilliam S, Roffe C, Hermens H. Spasticity and contractures at the wrist after stroke: time course of development and their association with functional recovery of the upper limb, Clin Rehabilit. (2011) 25:184–91. 10.1177/0269215510381620
    1. Marciniak C. Poststroke hypertonicity: upper limb assessment and treatment. Top Stroke Rehabil. (2011) 18:179–94. 10.1310/tsr1803-179
    1. Zorowitz RD, Gillard PJ, Brainin M. Poststroke spasticity: sequelae and burden on stroke survivors and caregivers. Neurology. (2013) 80:45–52. 10.1212/WNL.0b013e3182764c86
    1. Dietz V, Sinkjaer T. Spastic movement disorder: impaired reflex function and altered muscle mechanics. Lancet Neurol. (2007) 6:725–33. 10.1016/S1474-4422(07)70193-X
    1. Dietz V, Trippel M, Berger W. Reflex activity and muscle tone during elbow movements in patients with spastic paresis. Ann Neurol. (1991) 30:767–79. 10.1002/ana.410300605
    1. Li S. Spasticity, motor recovery, and neural plasticity after stroke. Front Neurol. (2017) 8:120. 10.3389/fneur.2017.00120
    1. Francisco GE, Mcguire JR. Poststroke spasticity management. Stroke. (2012) 43:3132–6. 10.1161/STROKEAHA.111.639831
    1. Bethoux F. Spasticity management after stroke. Phys Med Rehabil Clin N Am. (2015) 26:625–39. 10.1016/j.pmr.2015.07.003
    1. Sandrini G, Baricich A, Cisari C, Paolucci S, Smania N, Picelli A. Management of spasticity with onabotulinumtoxinA: practical guidance based on the italian real-life post-stroke spasticity survey. Funct Neurol. (2018) 33:37–43. 10.11138/FNeur/2018.33.1.037
    1. Landau W M. Oral antispastic drugs in nonprogressive neurologic diseases: a systematic review. Neurology. (2005) 64:1989–90. 10.1212/WNL.64.11.1989-b
    1. Baizabal-Carvallo JF, Jankovic J, Feld J. Flu-like symptoms and associated immunological response following therapy with botulinum toxins. Neurotox Res. (2013) 24:298–306. 10.1007/s12640-013-9400-9
    1. Salazar AP, Pinto C, Ruschel MJ, Figueiro B, Lukrafka JL, Pagnussat AS. Effectiveness of static stretching positioning on post-stroke upper-limb spasticity and mobility: systematic review with meta-analysis. Ann Phys Rehabil Med. (2019) 62:274–82. 10.1016/j.rehab.2018.11.004
    1. Ogden JA, Toth-Kischkat A, Schultheiss R. Principles of shock wave therapy. Clin Orthop Relat Res. (2001) 387:8–17. 10.1097/00003086-200106000-00003
    1. Mariotto S, de Prati AC, Cavalieri E, Amelio E, Marlinghaus E, Suzuki H. Extracorporeal shock wave therapy in inflammatory diseases: molecular mechanism that triggers anti-inflammatory action. Curr Med Chem. (2009) 16:2366–72. 10.2174/092986709788682119
    1. Speed C. A systematic review of shockwave therapies in soft tissue conditions: focusing on the evidence. Br J Sports Med. (2014) 48:1538–42. 10.1136/bjsports-2012-091961
    1. Drach G W, Dretler S, Fair W, Finlayson B, Gillenwater J, Griffith D, et al. . Report of the United States cooperative study of extracorporeal shock wave lithotripsy. J Urol. (1986) 135:1127–33. 10.1016/S0022-5347(17)46015-0
    1. Wang C J. Extracorporeal shockwave therapy in musculoskeletal disorders. J Orthop Surg Res. (2012) 7:11. 10.1186/1749-799X-7-11
    1. Korakakis V, Whiteley R, Tzavara A, Malliaropoulos N. The effectiveness of extracorporeal shockwave therapy in common lower limb conditions: a systematic review including quantification of patient-rated pain reduction. Br J Sports Med. (2018) 52:387–407. 10.1136/bjsports-2016-097347
    1. Corrado B, Di Luise C, Servodio I C. Management of muscle spasticity in children with cerebral palsy by means of extracorporeal shockwave therapy: a systematic review of the literature. Dev Neurorehabil. (2019) 24:1–7. 10.1080/17518423.2019.1683908
    1. Marinelli L, Mori L, Solaro C, Uccelli A, Pelosin E, Curra A, et al. . Effect of radial shock wave therapy on pain and muscle hypertonia: a double-blind study in patients with multiple sclerosis. Mult Scler. (2015) 21:622–9. 10.1177/1352458514549566
    1. Mani-Babu S, Morrissey D, Waugh C, Screen H, Barton C. The effectiveness of extracorporeal shock wave therapy in lower limb tendinopathy: a systematic review. Am J Sports Med. (2015) 43:752–61. 10.1177/0363546514531911
    1. Chung B, Wiley J, Rose M. Long-term effectiveness of extracorporeal shockwave therapy in the treatment of previously untreated lateral epicondylitis. Clin J Sport Med. (2005) 15:305–12. 10.1097/01.jsm.0000179137.69598.7e
    1. Haffner N, Antonic V, Smolen D, Slezak P, Schaden W, Mittermayr R, et al. . Extracorporeal shockwave therapy (ESWT) ameliorates healing of tibial fracture non-union unresponsive to conventional therapy. Injury. (2016) 47:1506–13. 10.1016/j.injury.2016.04.010
    1. Li T Y, Chang C Y, Chou Y C, Chen L C, Chu H Y, Chiang S L, et al. . Effect of radial shock wave therapy on spasticity of the upper limb in patients with chronic stroke: a prospective, randomized, single blind, controlled trial. Medicine (Baltimore). (2016) 95:e3544. 10.1097/MD.0000000000003544
    1. Radinmehr H, Nakhostin A N, Naghdi S, Olyaei G, Tabatabaei A. Effects of one session radial extracorporeal shockwave therapy on post-stroke plantarflexor spasticity: a single-blind clinical trial. Disabil Rehabil. (2017) 39:483–90. 10.3109/09638288.2016.1148785
    1. Kim Y, Shin J, Yoon J, Kim Y, Lee S. Usefulness of radial extracorporeal shock wave therapy for the spasticity of the subscapularis in patients with stroke: a pilot study. Chin Med J. (2013) 126:4638–43.
    1. Dymarek R, Ptaszkowski K, Ptaszkowska L, Kowal M, Sopel M, Taradaj J, Rosińczuk J. Shock waves as a treatment modality for spasticity reduction and recovery improvement in post-stroke adults - current evidence and qualitative systematic review. Clin Interv Aging. (2020) 15:9–28. 10.2147/CIA.S221032
    1. Opara J, Taradaj J, Walewicz K, Rosińczuk J, Dymarek R. The current state of knowledge on the clinical and methodological aspects of extracorporeal shock waves therapy in the management of post-stroke spasticity-overview of 20 years of experiences. J Clin Med. (2021) 10:261. 10.3390/jcm10020261
    1. Wu YT, Chang CN, Chen Y M, Hu GC. Comparison of the effect of focused and radial extracorporeal shock waves on spastic equinus in patients with stroke: a randomized controlled trial. Eur J Phys Rehabil Med. (2018) 54:518–25. 10.23736/S1973-9087.17.04801-8
    1. Bohannon R W, Smith M B. Interrater reliability of a modified Ashworth scale of muscle spasticity. Phys Ther. (1987) 67:206–7. 10.1093/ptj/67.2.206
    1. Meseguer-Henarejos A B, Sanchez-Meca J, Lopez-Pina J A, et al. . Inter- and intra-rater reliability of the Modified Ashworth Scale: a systematic review and meta-analysis. Eur J Phys Rehabil Med. (2018) 54:576–90. 10.23736/S1973-9087.17.04796-7
    1. Cram J R. The history of surface electromyography. Appl Psychophysiol Biofeedback. (2003) 28:81–91. 10.1023/A:1023802407132
    1. Hammond M, Fitts S, Kraft G, Nutter P, Trotter M, Robinson L. Co-contraction in the hemiparetic forearm: quantitative EMG evaluation. Arch Phys Med Rehabil. (1988) 69:348–51.
    1. Liang M, Dou Z, Wen H, Jiang L, Wang Q, Xiong W, et al. . Correlation between the changes of surface electromyographic signals of elbow flexor and extensor and motor function in stroke patients. National Medical Journal of China. (2014) 94:1304–8.
    1. Poon D, Chan H. Hyperactive stretch reflexes, co-contraction, and muscle weakness in children with cerebral palsy. Dev Med Child Neurol. (2009) 51:128–35. 10.1111/j.1469-8749.2008.03122.x
    1. Davidson MJ, Bryant AL, Bower WF, Frawley HC. Myotonometry reliably measures muscle stiffness in the thenar and perineal muscles. Physiother Can. (2017) 69:104–12. 10.3138/ptc.2015-85
    1. Chuang L L, Wu C Y, Lin K C. Reliability, validity, and responsiveness of myotonometric measurement of muscle tone, elasticity, and stiffness in patients with stroke. Arch Phys Med Rehabil. (2012) 93:532–40. 10.1016/j.apmr.2011.09.014
    1. Dymarek R, Taradaj J, Rosinczuk J. Extracorporeal shock wave stimulation as alternative treatment modality for wrist and fingers spasticity in poststroke patients: a prospective, open-label, preliminary clinical trial. Evid Based Complement Alternat Med. (2016) 2016:4648101. 10.1155/2016/4648101
    1. Pereira C B, Czaplik M, Blanik N, Rossaint R, Blazek V, Leonhardt S. Contact-free monitoring of circulation and perfusion dynamics based on the analysis of thermal imagery. Biomed Opt Express. (2014) 5:1075–89. 10.1364/BOE.5.001075
    1. Neves EB, Vilaca-Alves J, Rosa C, Reis VM. Thermography in Neurologic Practice. Open Neurol J. (2015) 9:24–7. 10.2174/1874205X01509010024
    1. Agha RA, Altman DG, Rosin D. The SPIRIT 2013 statement–defining standard protocol items for trials. Int J Surg. (2015) 13:288–91. 10.1016/j.ijsu.2014.12.007
    1. Chinese Academic Conference of Diseases . Criteria for the diagnosis of cerebrovascular diseases. Chin J Neurol. (1996) 6:379–81.
    1. Boettcher C E, Ginn K A, Cathers I. Standard maximum isometric voluntary contraction tests for normalizing shoulder muscle EMG. J Orthop Res. (2008) 26:1591–7. 10.1002/jor.20675
    1. Chuang L L, Lin K C, Wu C Y, Chang C W, Chen H C, Yin H P, et al. . Relative and absolute reliabilities of the myotonometric measurements of hemiparetic arms in patients with stroke. Arch Phys Med Rehabil. (2013) 94:459–66. 10.1016/j.apmr.2012.08.212
    1. Agyapong-Badu S, Warner M, Samuel D, Stokes M. Measurement of ageing effects on muscle tone and mechanical properties of rectus femoris and biceps brachii in healthy males and females using a novel hand-held myometric device. Arch Gerontol Geriatr. (2016) 62:59–67. 10.1016/j.archger.2015.09.011
    1. Schneider S, Peipsi A, Stokes M, Knicker A, Abeln V. Feasibility of monitoring muscle health in microgravity environments using Myoton technology. Med Biol Eng Comput. (2015) 53:57–66. 10.1007/s11517-014-1211-5
    1. Daliri SS, Forogh B, Emami Razavi SZ, Ahadi T, Madjlesi F, Ansari NN. A single blind, clinical trial to investigate the effects of a single session extracorporeal shock wave therapy on wrist flexor spasticity after stroke. NeuroRehabilitation. (2015) 36:67–72. 10.3233/NRE-141193
    1. Taheri P, Vahdatpour B, Mellat M, Ashtari F, Akbari M. Effect of extracorporeal shock wave therapy on lower limb spasticity in stroke patients. Arch Iran Med. (2017) 20:338–43.
    1. Xiang J, Wang W, Jiang W, Qian Q. Effects of extracorporeal shock wave therapy on spasticity in post-stroke patients: A systematic review and meta-analysis of randomized controlled trials. J Rehabil Med. (2018) 50:852–9. 10.2340/16501977-2385
    1. Cabanas-Valdés R, Serra-Llobet P, Rodriguez-Rubio P R, López-De Celis C, Llauró-Fores M, Calvo-Sanz J. The effectiveness of extracorporeal shock wave therapy for improving upper limb spasticity and functionality in stroke patients: a systematic review and meta-analysis. Clin Rehabil. (2020) 34:1141–56. 10.1177/0269215520932196
    1. D'Agostino M, Craig K, Tibalt E, Respizzi S. Shock wave as biological therapeutic tool: From mechanical stimulation to recovery and healing, through mechanotransduction. Int J Surg. (2015) 24:147–53. 10.1016/j.ijsu.2015.11.030
    1. Yang W, He Y, Gan L, Zhang F, Hua B, Yang P, Guo T. Cardiac shock wave therapy promotes arteriogenesis of coronary micrangium, and ILK is involved in the biomechanical effects by proteomic analysis. Sci Rep-Uk. (2018) 8:1814. 10.1038/s41598-018-19393-z
    1. Mattyasovszky S G, Langendorf E K, Ritz U, Schmitz C, Schmidtmann I, Nowak T E, et al. . Exposure to radial extracorporeal shock waves modulates viability and gene expression of human skeletal muscle cells: a controlled in vitro study. J Orthop Surg Res. (2018) 13:75. 10.1186/s13018-018-0779-0
    1. Henk V D W, Inge V D A, Hans V S. Zwerver J. ESWT for tendinopathy: technology and clinical implications. Knee Surg Sports Traumatol Arthrosc. (2013) 21:1451–8. 10.1007/s00167-012-2009-3
    1. Rinella L, Marano F, Paletto L, Fraccalvieri M, Annaratone L, Castellano I, et al. . Extracorporeal shock waves trigger tenogenic differentiation of human adipose-derived stem cells. Connect Tissue Res. (2018) 59:561–73. 10.1080/03008207.2018.1424147
    1. Seabaugh K A, Thoresen M, Giguere S. Extracorporeal Shockwave Therapy Increases Growth Factor Release from Equine Platelet-Rich Plasma In Vitro. Front Vet Sci. (2017) 4:205. 10.3389/fvets.2017.00205
    1. Kisch T, Wuerfel W, Forstmeier V, Liodaki E, Stang F H, Knobloch K, et al. . Repetitive shock wave therapy improves muscular microcirculation. J Surg Res. (2016) 201:440–5. 10.1016/j.jss.2015.11.049
    1. Kenmoku T, Nemoto N, Iwakura N, Ochiai N, Uchida K, Saisu T, et al. . Extracorporeal shock wave treatment can selectively destroy end plates in neuromuscular junctions. Muscle Nerve. (2018) 57:466–72. 10.1002/mus.25754
    1. Mukherjee A, Chakravarty A. Spasticity mechanisms - for the clinician. Front Neurol. (2010) 1:149. 10.3389/fneur.2010.00149
    1. Manganotti P, Amelio E. Long-term effect of shock wave therapy on upper limb hypertonia in patients affected by stroke. Stroke. (2005) 36:1967–71. 10.1161/01.STR.0000177880.06663.5c
    1. Santamato A, Micello M, Panza F, Fortunato F, Logroscino G, Picelli A, et al. . Extracorporeal shock wave therapy for the treatment of poststroke plantar-flexor muscles spasticity: a prospective open-label study. Top Stroke Rehabil. (2014) 21:S17–2410.1310/tsr21S1-S17
    1. Lee C, Lee S, Yoo J, Lee S. Ultrasonographic evaluation for the effect of extracorporeal shock wave therapy on gastrocnemius muscle spasticity in patients with chronic stroke. PMR. (2019) 11:363–71. 10.1016/j.pmrj.2018.08.379
    1. Leng Y, Lo W, Hu C, Bian R, Xu Z, Shan X, Li L.The effects of extracorporeal shock wave therapy on spastic muscle of the wrist joint in stroke survivors: evidence from neuromechanical analysis. Front Neurosci. (2020) 14:580762. 10.3389/fnins.2020.580762
    1. Cleveland RO, Chitnis PV, McClure SR. Acoustic field of a ballistic shock wave therapy device. Ultrasound Med Biol. (2007) 33:1327–35. 10.1016/j.ultrasmedbio.2007.02.014

Source: PubMed

3
Abonnere