Using Transcranial Direct Current Stimulation to Augment the Effect of Motor Imagery-Assisted Brain-Computer Interface Training in Chronic Stroke Patients-Cortical Reorganization Considerations

Effie Chew, Wei-Peng Teo, Ning Tang, Kai Keng Ang, Yee Sien Ng, Juan Helen Zhou, Irvin Teh, Kok Soon Phua, Ling Zhao, Cuntai Guan, Effie Chew, Wei-Peng Teo, Ning Tang, Kai Keng Ang, Yee Sien Ng, Juan Helen Zhou, Irvin Teh, Kok Soon Phua, Ling Zhao, Cuntai Guan

Abstract

Introduction: Transcranial direct current stimulation (tDCS) has been shown to modulate cortical plasticity, enhance motor learning and post-stroke upper extremity motor recovery. It has also been demonstrated to facilitate activation of brain-computer interface (BCI) in stroke patients. We had previously demonstrated that BCI-assisted motor imagery (MI-BCI) can improve upper extremity impairment in chronic stroke participants. This study was carried out to investigate the effects of priming with tDCS prior to MI-BCI training in chronic stroke patients with moderate to severe upper extremity paresis and to investigate the cortical activity changes associated with training. Methods: This is a double-blinded randomized clinical trial. Participants were randomized to receive 10 sessions of 20-min 1 mA tDCS or sham-tDCS before MI-BCI, with the anode applied to the ipsilesional, and the cathode to the contralesional primary motor cortex (M1). Upper extremity sub-scale of the Fugl-Meyer Assessment (UE-FM) and corticospinal excitability measured by transcranial magnetic stimulation (TMS) were assessed before, after and 4 weeks after intervention. Results: Ten participants received real tDCS and nine received sham tDCS. UE-FM improved significantly in both groups after intervention. Of those with unrecordable motor evoked potential (MEP-) to the ipsilesional M1, significant improvement in UE-FM was found in the real-tDCS group, but not in the sham group. Resting motor threshold (RMT) of ipsilesional M1 decreased significantly after intervention in the real-tDCS group. Short intra-cortical inhibition (SICI) in the contralesional M1 was reduced significantly following intervention in the sham group. Correlation was found between baseline UE-FM score and changes in the contralesional SICI for all, as well as between changes in UE-FM and changes in contralesional RMT in the MEP- group. Conclusion: MI-BCI improved the motor function of the stroke-affected arm in chronic stroke patients with moderate to severe impairment. tDCS did not confer overall additional benefit although there was a trend toward greater benefit. Cortical activity changes in the contralesional M1 associated with functional improvement suggests a possible role for the contralesional M1 in stroke recovery in more severely affected patients. This has important implications in designing neuromodulatory interventions for future studies and tailoring treatment. Clinical Trial Registration: The study was registered at https://ichgcp.net/clinical-trials-registry/NCT01897025" title="See in ClinicalTrials.gov">NCT01897025).

Keywords: brain-computer interface; motor imagery; motor recovery; stroke; transcranial direct current stimulation.

Copyright © 2020 Chew, Teo, Tang, Ang, Ng, Zhou, Teh, Phua, Zhao and Guan.

Figures

Figure 1
Figure 1
CONSORT flow diagram. Forty-two participants were screened. Nineteen participants completed the intervention and follow-up evaluation and were included in the final analysis−10 in the real-tDCS group, nine in the sham-tDCS group.
Figure 2
Figure 2
UE-FM score (A) and ΔUE-FM (B) in both groups. (A) Both groups improved significantly in UE-FM at POST2 after intervention (n = 10 for real-tDCS group, n = 9 for sham-tDCS group). Between group difference was not statistically significant. (B) ΔUE-FM (changes in UE-FM score compared to PRE) was significantly higher at POST2, compared to POST1 in the real-tDCS group, not in the sham group. Data shows mean ± SEM.
Figure 3
Figure 3
UE-FM (A) and ΔUE-FM (B) in both groups in MEP- participants. (A) Significant improvement in UE-FM in the real-tDCS group (n = 6), but not the sham-tDCS group (n = 5). (B) No significant difference in ΔUE-FM was shown between groups, or over time. Data shows mean ± SEM.
Figure 4
Figure 4
RMT in the ipsilesional M1 (A) and contralesional M1 (B). (A) Significant reduction in RMT in ipsilesional M1 in real-tDCS (n = 6) group at POST1 and POST2, compared to PRE, but not in sham-tDCS group (n = 5). The overall difference between groups was statistically significant. (B) No significant difference in RMT in contralesional side between two groups (n = 10 for real-tDCS group, n = 9 for sham-tDCS group), or over time. Data shows mean ± SEM.
Figure 5
Figure 5
SICI (ISI 2ms) in contralesional M1 in both groups. The sham-tDCS group (n = 9) had significantly reduced SICI2ms at POST1 and POST2, compared PRE. No difference over time was observed in real-tDCS group (n = 10). Between-group difference was not significant.

References

    1. Nakayama H, Jorgensen HS, Raaschou HO, Olsen TS. The influence of age on stroke outcome. Copenhagen Stroke Study Stroke. (1994) 25:808–13. 10.1161/01.STR.25.4.808
    1. Kwakkel G, Kollen BJ, Van Der Grond J, Prevo AJ. Probability of regaining dexterity in the flaccid upper limb: impact of severity of paresis and time since onset in acute stroke. Stroke. (2003) 34:2181–6. 10.1161/
    1. Lo AC, Guarino PD, Richards LG, Haselkorn JK, Wittenberg GF, Federman DG, et al. . Robot-assisted therapy for long-term upper-limb impairment after stroke. N Engl J Med. (2010) 362:1772–83. 10.1056/NEJMoa0911341
    1. Facchini S, Muellbacher W, Battaglia F, Boroojerdi B, Hallett M. Focal enhancement of motor cortex excitability during motor imagery: a transcranial magnetic stimulation study. Acta Neurologica Scandinavica. (2002) 105:146–51. 10.1034/j.1600-0404.2002.1o004.x
    1. Lafleur MF, Jackson PL, Malouin F, Richards CL, Evans AC, Doyon J. Motor learning produces parallel dynamic functional changes during the execution and imagination of sequential foot movements. NeuroImage. (2002) 16:142–57. 10.1006/nimg.2001.1048
    1. Dunsky A, Dickstein R, Ariav C, Deutsch J, Marcovitz E. Motor imagery practice in gait rehabilitation of chronic post-stroke hemiparesis: four case studies. Int J Rehabil Res. (2006) 29:351–6. 10.1097/MRR.0b013e328010f559
    1. Dickstein R, Deutsch JE. Motor imagery in physical therapist practice. Phys Ther. (2007) 87:942–53. 10.2522/ptj.20060331
    1. Page SJ, Levine P, Leonard A. Mental practice in chronic stroke: results of a randomized, placebo-controlled trial. Stroke. (2007) 38:1293–7. 10.1161/01.STR.0000260205.67348.2b
    1. Dunsky A, Dickstein R, Marcovitz E, Levy S, Deutsch JE. Home-based motor imagery training for gait rehabilitation of people with chronic poststroke hemiparesis. Arch Phys Med Rehabil. (2008) 89:1580–8. 10.1016/j.apmr.2007.12.039
    1. Min BK, Marzelli MJ, Yoo SS. Neuroimaging-based approaches in the brain-computer interface. Trends Biotechnol. (2010) 28:552–60. 10.1016/j.tibtech.2010.08.002
    1. Daly JJ, Cheng R, Rogers J, Litinas K, Hrovat K, Dohring M. Feasibility of a new application of noninvasive Brain Computer Interface (BCI): a case study of training for recovery of volitional motor control after stroke. J Neurol Phys Ther. (2009) 33:203–11. 10.1097/NPT.0b013e3181c1fc0b
    1. La Fougere C, Zwergal A, Rominger A, Forster S, Fesl G, Dieterich M, et al. . Real versus imagined locomotion: a [18F]-FDG PET-fMRI comparison. Neuroimage. (2010) 50:1589–98. 10.1016/j.neuroimage.2009.12.060
    1. Cicinelli P, Marconi B, Zaccagnini M, Pasqualetti P, Filippi MM, Rossini PM. Imagery-induced cortical excitability changes in stroke: a transcranial magnetic stimulation study. Cereb Cortex. (2006) 16:247–53. 10.1093/cercor/bhi103
    1. Bi S, Ji L, Wang Z. Robot-aided sensorimotor arm training methods based on neurological rehabilitation principles in stroke and brain injury patients. Conf Proc IEEE Eng Med Biol Soc. (2005) 5:5025–7. 10.1109/IEMBS.2005.1615604
    1. Coyle SM, Ward NS, Markham CM. Brain-computer interface using a simplified functional near-infrared spectroscopy system. J Neural Eng. (2007) 4:219–26. 10.1088/1741-2560/4/3/007
    1. Mellinger J, Schalk G, Braun C, Preissl H, Rosenstiel W, Birbaumer N, et al. . An MEG-based brain-computer interface (BCI). Neuroimage. (2007) 36:581–93. 10.1016/j.neuroimage.2007.03.019
    1. Calabro RS, Accorinti M, Porcari B, Carioti L, Ciatto L, Billeri L, et al. . Does hand robotic rehabilitation improve motor function by rebalancing interhemispheric connectivity after chronic stroke? Encouraging data from a randomised-clinical-trial. Clin Neurophysiol. (2019) 130:767–80. 10.1016/j.clinph.2019.02.013
    1. Carrillo-De-La-Peña MT, Galdo-Alvarez S, Lastra-Barreira C. Equivalent is not equal: primary motor cortex (MI) activation during motor imagery and execution of sequential movements. Brain Res. (2008) 21:134–43. 10.1016/j.brainres.2008.05.089
    1. Daly JJ, Wolpaw JR. Brain-computer interfaces in neurological rehabilitation. Lancet Neurol. (2008) 7:1032–43. 10.1016/S1474-4422(08)70223-0
    1. Ang KK, Guan C, Chua KS, Ang BT, Kuah C, Wang C, et al. . A clinical study of motor imagery-based brain-computer interface for upper limb robotic rehabilitation. Conf Proc IEEE Eng Med Biol Soc. (2009) 2009:5981–4. 10.1109/IEMBS.2009.5335381
    1. Ang KK, Guan C, Chua KS, Ang BT, Kuah CW, Wang C, et al. . A large clinical study on the ability of stroke patients to use an EEG-based motor imagery brain-computer interface. Clin EEG Neurosci. (2011) 42:253–8. 10.1177/155005941104200411
    1. Ramos-Murguialday A, Broetz D, Rea M, Laer L, Yilmaz O, Brasil FL, et al. . Brain-machine interface in chronic stroke rehabilitation: a controlled study. Ann Neurol. (2013) 74:100–8. 10.1002/ana.23879
    1. Nitsche MA, Paulus W. Excitability changes induced in the human motor cortex by weak transcranial direct current stimulation. J Physiol. (2000) 527:633–9. 10.1111/j.1469-7793.2000.t01-1-00633.x
    1. Nitsche MA, Schauenburg A, Lang N, Liebetanz D, Exner C, Paulus W, et al. . Facilitation of implicit motor learning by weak transcranial direct current stimulation of the primary motor cortex in the human. J Cogn Neurosci. (2003) 15:619–26. 10.1162/089892903321662994
    1. Paulus W. Transcranial direct current stimulation (tDCS). Suppl Clin Neurophysiol. (2003) 56:249–54. 10.1016/S1567-424X(09)70229-6
    1. Nowak DA, Grefkes C, Ameli M, Fink GR. Interhemispheric competition after stroke: brain stimulation to enhance recovery of function of the affected hand. Neurorehabil Neural Repair. (2009) 23:641–56. 10.1177/1545968309336661
    1. Fregni F, Boggio PS, Mansur CG, Wagner T, Ferreira MJ, Lima MC, et al. . Transcranial direct current stimulation of the unaffected hemisphere in stroke patients. Neuroreport. (2005) 16:1551–5. 10.1097/01.wnr.0000177010.44602.5e
    1. Hummel F, Celnik P, Giraux P, Floel A, Wu WH, Gerloff C, et al. . Effects of non-invasive cortical stimulation on skilled motor function in chronic stroke. Brain. (2005) 128:490–9. 10.1093/brain/awh369
    1. Gandiga PC, Hummel FC, Cohen LG. Transcranial DC stimulation (tDCS): a tool for double-blind sham-controlled clinical studies in brain stimulation. Clin Neurophysiol. (2006) 117:845–50. 10.1016/j.clinph.2005.12.003
    1. Boggio PS, Nunes A, Rigonatti SP, Nitsche MA, Pascual-Leone A, Fregni F. Repeated sessions of noninvasive brain DC stimulation is associated with motor function improvement in stroke patients. Restor Neurol Neurosci. (2007) 25:123–9.
    1. Hesse S, Waldner A, Mehrholz J, Tomelleri C, Pohl M, Werner C. Combined transcranial direct current stimulation and robot-assisted arm training in subacute stroke patients: an exploratory, randomized multicenter trial. Neurorehabil Neural Repair. (2011) 25:838–46. 10.1177/1545968311413906
    1. Elsner B, Kugler J, Pohl M, Mehrholz J. Transcranial direct current stimulation (tDCS) for improving activities of daily living, and physical and cognitive functioning, in people after stroke. Cochrane Database Syst Rev. (2016) 3:CD009645. 10.1002/14651858.CD009645.pub3
    1. He W, Wei P, Zhou Y, Wang L. Modulation effect of transcranial direct current stimulation on phase synchronization in motor imagery brain-computer interface. Conf Proc IEEE Eng Med Biol Soc. (2014) 2014:1270–3.
    1. Soekadar SR, Witkowski M, Cossio EG, Birbaumer N, Cohen LG. Learned EEG-based brain self-regulation of motor-related oscillations during application of transcranial electric brain stimulation: feasibility and limitations. Front Behav Neurosci. (2014) 8:93. 10.3389/fnbeh.2014.00093
    1. Kasashima Y, Fujiwara T, Matsushika Y, Tsuji T, Hase K, Ushiyama J, et al. . Modulation of event-related desynchronization during motor imagery with transcranial direct current stimulation (tDCS) in patients with chronic hemiparetic stroke. Exp Brain Res. (2012) 221:263–8. 10.1007/s00221-012-3166-9
    1. Angulo-Sherman IN, Rodriguez-Ugarte M, Ianez E, Azorin JM. Low intensity focused tDCS over the motor cortex shows inefficacy to improve motor imagery performance. Front Neurosci. (2017) 11:391. 10.3389/fnins.2017.00391
    1. Ang KK, Guan C, Phua KS, Wang C, Zhao L, Teo WP, et al. . Facilitating effects of transcranial direct current stimulation on motor imagery brain-computer interface with robotic feedback for stroke rehabilitation. Arch Phys Med Rehabil. (2015) 96:S79–87. 10.1016/j.apmr.2014.08.008
    1. Bastani A, Jaberzadeh S. Does anodal transcranial direct current stimulation enhance excitability of the motor cortex and motor function in healthy individuals and subjects with stroke: a systematic review and meta-analysis. Clin Neurophysiol. (2012) 123:644–57. 10.1016/j.clinph.2011.08.029
    1. Fugl-Meyer AR, Jaasko L, Leyman I, Olsson S, Steglind S. The post-stroke hemiplegic patient. 1. a method for evaluation of physical performance. Scand J Rehabil Med. (1975) 7:13–31.
    1. Arya KN, Verma R, Garg RK. Estimating the minimal clinically important difference of an upper extremity recovery measure in subacute stroke patients. Top Stroke Rehabil. (2011) 18(Suppl.1):599–610. 10.1310/tsr18s01-599
    1. Kranczioch C, Mathews S, Dean PJ, Sterr A. On the equivalence of executed and imagined movements: evidence from lateralized motor and nonmotor potentials. Hum Brain Mapp. (2009) 30:3275–86. 10.1002/hbm.20748
    1. Pfurtscheller G, Neuper C. Event-related synchronization of mu rhythm in the EEG over the cortical hand area in man. Neurosci Lett. (1994) 174:93–6. 10.1016/0304-3940(94)90127-9
    1. Rossini PM, Barker AT, Berardelli A, Caramia MD, Caruso G, Cracco RQ, et al. . Non-invasive electrical and magnetic stimulation of the brain, spinal cord and roots: basic principles and procedures for routine clinical application. Report of an IFCN committee. Electroencephalogr Clin Neurophysiol. (1994) 91:79–92. 10.1016/0013-4694(94)90029-9
    1. Kujirai T, Caramia MD, Rothwell JC, Day BL, Thompson PD, Ferbert A, et al. . Corticocortical inhibition in human motor cortex. J Physiol. (1993) 471:501–19. 10.1113/jphysiol.1993.sp019912
    1. Ziemann U, Rothwell JC, Ridding MC. Interaction between intracortical inhibition and facilitation in human motor cortex. J Physiol. (1996) 496:873–81. 10.1113/jphysiol.1996.sp021734
    1. Stinear CM, Barber PA, Smale PR, Coxon JP, Fleming MK, Byblow WD. Functional potential in chronic stroke patients depends on corticospinal tract integrity. Brain. (2007) 130:170–80. 10.1093/brain/awl333
    1. Brown JA, Lutsep HL, Weinand M, Cramer SC. Motor cortex stimulation for the enhancement of recovery from stroke: a prospective, multicenter safety study. Neurosurgery. (2006) 58:464–73. 10.1227/01.NEU.0000197100.63931.04
    1. Lefaucheur JP, Aleman A, Baeken C, Benninger DH, Brunelin J, Di Lazzaro V, et al. Evidence-based guidelines on the therapeutic use of repetitive transcranial magnetic stimulation (rTMS): an update (2014–2018). Clin Neurophysiol. (2020) 131:474–528. 10.1016/j.clinph.2019.11.002
    1. Byblow WD, Stinear CM, Barber PA, Petoe MA, Ackerley SJ. Proportional recovery after stroke depends on corticomotor integrity. Ann Neurol. (2015) 78:848–59. 10.1002/ana.24472
    1. Winters C, Van Wegen EE, Daffertshofer A, Kwakkel G. Generalizability of the proportional recovery model for the upper extremity after an ischemic stroke. Neurorehabil Neural Repair. (2015) 29:614–22. 10.1177/1545968314562115
    1. Stinear CM, Byblow WD, Ackerley SJ, Smith MC, Borges VM, Barber PA. Proportional motor recovery after stroke: implications for trial design. Stroke. (2017) 48:795–8. 10.1161/STROKEAHA.116.016020
    1. Di Pino G, Pellegrino G, Assenza G, Capone F, Ferreri F, Formica D, et al. . Modulation of brain plasticity in stroke: a novel model for neurorehabilitation. Nat Rev Neurol. (2014) 10:597–608. 10.1038/nrneurol.2014.162
    1. Sankarasubramanian V, Machado AG, Conforto AB, Potter-Baker KA, Cunningham DA, Varnerin NM, et al. . Inhibition versus facilitation of contralesional motor cortices in stroke: deriving a model to tailor brain stimulation. Clin Neurophysiol. (2017) 128:892–902. 10.1016/j.clinph.2017.03.030
    1. Shimizu T, Hosaki A, Hino T, Sato M, Komori T, Hirai S, et al. . Motor cortical disinhibition in the unaffected hemisphere after unilateral cortical stroke. Brain. (2002) 125:1896–907. 10.1093/brain/awf183
    1. Butefisch CM, Netz J, Wessling M, Seitz RJ, Homberg V. Remote changes in cortical excitability after stroke. Brain. (2003) 126:470–81. 10.1093/brain/awg044
    1. Butefisch CM, Wessling M, Netz J, Seitz RJ, Homberg V. Relationship between interhemispheric inhibition and motor cortex excitability in subacute stroke patients. Neurorehabil Neural Repair. (2008) 22:4–21. 10.1177/1545968307301769
    1. Buetefisch CM. Role of the contralesional hemisphere in post-stroke recovery of upper extremity motor function. Front Neurol. (2015) 6:214. 10.3389/fneur.2015.00214
    1. Biernaskie J, Szymanska A, Windle V, Corbett D. Bi-hemispheric contribution to functional motor recovery of the affected forelimb following focal ischemic brain injury in rats. Eur J Neurosci. (2005) 21:989–99. 10.1111/j.1460-9568.2005.03899.x
    1. Harrington RM, Chan E, Rounds AK, Wutzke CJ, Dromerick AW, Turkeltaub PE, et al. . Roles of lesioned and nonlesioned hemispheres in reaching performance poststroke. Neurorehabil Neural Repair. (2020) 34:61–71. 10.1177/1545968319876253
    1. Ward NS, Brown MM, Thompson AJ, Frackowiak RS. Neural correlates of outcome after stroke: a cross-sectional fMRI study. Brain. (2003) 126:1430–48. 10.1093/brain/awg145
    1. Luft AR, Mccombe-Waller S, Whitall J, Forrester LW, Macko R, Sorkin JD, et al. . Repetitive bilateral arm training and motor cortex activation in chronic stroke: a randomized controlled trial. JAMA. (2004) 292:1853–61. 10.1001/jama.292.15.1853
    1. Han KJ, Kim JY. The effects of bilateral movement training on upper limb function in chronic stroke patients. J Phys Ther Sci. (2016) 28:2299–302. 10.1589/jpts.28.2299
    1. Schaechter JD, Perdue KL. Enhanced cortical activation in the contralesional hemisphere of chronic stroke patients in response to motor skill challenge. Cereb Cortex. (2008) 18:638–47. 10.1093/cercor/bhm096
    1. Xu J, Branscheidt M, Schambra H, Steiner L, Widmer M, Diedrichsen J, et al. . Rethinking interhemispheric imbalance as a target for stroke neurorehabilitation. Ann Neurol. (2019) 85:502–13. 10.1002/ana.25452
    1. Ziemann U, Lonnecker S, Steinhoff BJ, Paulus W. The effect of lorazepam on the motor cortical excitability in man. Exp Brain Res. (1996) 109:127–35. 10.1007/BF00228633
    1. Huynh W, Vucic S, Krishnan AV, Lin CS-Y, Hornberger M, Kiernan MC. Longitudinal plasticity across the neural axis in acute stroke. Neurorehabilitation Neural Repair. (2013) 27:219–29. 10.1177/1545968312462071
    1. Ang KK, Guan C, Phua KS, Wang C, Teh I, Chen CW, et al. . Transcranial direct current stimulation and EEG-based motor imagery BCI for upper limb stroke rehabilitation. Conf Proc IEEE Eng Med Biol Soc. (2012) 2012:4128–31. 10.1109/EMBC.2012.6346875
    1. Matsumoto J, Fujiwara T, Takahashi O, Liu M, Kimura A, Ushiba J. Modulation of mu rhythm desynchronization during motor imagery by transcranial direct current stimulation. J Neuroeng Rehabil. (2010) 7:27. 10.1186/1743-0003-7-27
    1. Tohyama T, Fujiwara T, Matsumoto J, Honaga K, Ushiba J, Tsuji T, et al. . Modulation of event-related desynchronization during motor imagery with transcranial direct current stimulation in a patient with severe hemiparetic stroke: a case report. Keio J Med. (2011) 60:114–8. 10.2302/kjm.60.114
    1. Kang EK, Baek MJ, Kim S, Paik NJ. Non-invasive cortical stimulation improves post-stroke attention decline. Restor Neurol Neurosci. (2009) 27:645–50. 10.3233/RNN-2009-0514
    1. Monte-Silva K, Kuo MF, Hessenthaler S, Fresnoza S, Liebetanz D, Paulus W, et al. . Induction of late LTP-like plasticity in the human motor cortex by repeated non-invasive brain stimulation. Brain Stimul. (2013) 6:424–32. 10.1016/j.brs.2012.04.011

Source: PubMed

3
Subskrybuj