Engaging patients and families to create a feasible clinical trial integrating palliative and heart failure care: results of the ENABLE CHF-PC pilot clinical trial

Marie Bakitas, J Nicholas Dionne-Odom, Salpy V Pamboukian, Jose Tallaj, Elizabeth Kvale, Keith M Swetz, Jennifer Frost, Rachel Wells, Andres Azuero, Konda Keebler, Imatullah Akyar, Deborah Ejem, Karen Steinhauser, Tasha Smith, Raegan Durant, Alan T Kono, Marie Bakitas, J Nicholas Dionne-Odom, Salpy V Pamboukian, Jose Tallaj, Elizabeth Kvale, Keith M Swetz, Jennifer Frost, Rachel Wells, Andres Azuero, Konda Keebler, Imatullah Akyar, Deborah Ejem, Karen Steinhauser, Tasha Smith, Raegan Durant, Alan T Kono

Abstract

Background: Early palliative care (EPC) is recommended but rarely integrated with advanced heart failure (HF) care. We engaged patients and family caregivers to study the feasibility and site differences in a two-site EPC trial, ENABLE CHF-PC (Educate, Nurture, Advise, Before Life Ends Comprehensive Heartcare for Patients and Caregivers).

Methods: We conducted an EPC feasibility study (4/1/14-8/31/15) for patients with NYHA Class III/IV HF and their caregivers in academic medical centers in the northeast and southeast U.S. The EPC intervention comprised: 1) an in-person outpatient palliative care consultation; and 2) telephonic nurse coach sessions and monthly calls. We collected patient- and caregiver-reported outcomes of quality of life (QOL), symptom, health, anxiety, and depression at baseline, 12- and 24-weeks. We used linear mixed-models to assess baseline to week 24 longitudinal changes.

Results: We enrolled 61 patients and 48 caregivers; between-site demographic differences included age, race, religion, marital, and work status. Most patients (69%) and caregivers (79%) completed all intervention sessions; however, we noted large between-site differences in measurement completion (38% southeast vs. 72% northeast). Patients experienced moderate effect size improvements in QOL, symptoms, physical, and mental health; caregivers experienced moderate effect size improvements in QOL, depression, mental health, and burden. Small-to-moderate effect size improvements were noted in patients' hospital and ICU days and emergency visits.

Conclusions: Between-site demographic, attrition, and participant-reported outcomes highlight the importance of intervention pilot-testing in culturally diverse populations. Observations from this pilot feasibility trial allowed us to refine the methodology of an in-progress, full-scale randomized clinical efficacy trial.

Trial registration: Clinicaltrials.gov NCT03177447 (retrospectively registered, June 2017).

Keywords: Caregiver; Heart failure; Intervention development; Palliative care; Rural; Telehealth.

Conflict of interest statement

Ethics approval and consent to participate

The study protocol was approved by the institutional review boards of Dartmouth College (Lebanon, New Hampshire) and the University of Alabama at Birmingham (Birmingham, Alabama). All patients and family caregivers provided written informed consent.

Consent for publication

Not applicable.

Competing interests

The authors declare that they have no competing interests.

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Figures

Fig. 1
Fig. 1
Study Schema
Fig. 2
Fig. 2
CONSORT diagram: Patient Recruitment, Treatment, and Analysis

References

    1. Mozaffarian D, Benjamin EJ, Go AS, Arnett DK, Blaha MJ, Cushman M, Das SR, de Ferranti S, Després JP, Fullerton HJ, Howard VJ, Huffman MD, Isasi CR, Jiménez MC, Judd SE, Kissela BM, Lichtman JH, Lisabeth LD, Liu S, Mackey RH, Magid DJ, DK MG, Mohler ER, Moy CS, Muntner P, Mussolino ME, Nasir K, Neumar RW, Nichol G, Palaniappan L, Pandey DK, Reeves MJ, Rodriguez CJ, Rosamond W, Sorlie PD, Stein J, Towfighi A, Turan TN, Virani SS, Woo D, Yeh RW, Turner MB, American Heart Association Statistics Committee. Stroke Statistics Subcommittee Executive summary: heart disease and stroke statistics—2016 update a report from the American Heart Association. Circulation. 2016;133:447–454. doi: 10.1161/CIR.0000000000000366.
    1. Allen LA, Stevenson LW, Grady KL, Goldstein NE, Matlock DD, Arnold RM, Cook NR, Felker GM, Francis GS, Hauptman PJ, Havranek EP, Krumholz HM, Mancini D, Riegel B, Spertus JA, American Heart Association. Council on Quality of Care and Outcomes Research. Council on Cardiovascular Nursing. Council on Clinical Cardiology. Council on Cardiovascular Radiology and Intervention. Council on Cardiovascular Surgery and Anesthesia Decision making in advanced heart failure. Circulation. 2012;125:1928–1952. doi: 10.1161/CIR.0b013e31824f2173.
    1. Merlo M, Pivetta A, Pinamonti B, Stolfo D, Zecchin M, Barbati G, Di Lenarda A, Sinagra G. Long-term prognostic impact of therapeutic strategies in patients with idiopathic dilated cardiomyopathy: changing mortality over the last 30 years. Eur J Heart Fail. 2014;16:317–324. doi: 10.1002/ejhf.16.
    1. Janssen DJ, Spruit MA, Uszko-Lencer NH, Schols JM, Wouters EF. Symptoms, comorbidities, and health care in advanced chronic obstructive pulmonary disease or chronic heart failure. J Palliat Med. 2011;14:735–743. doi: 10.1089/jpm.2010.0479.
    1. Blinderman CD, Homel P, Billings JA, Portenoy RK, Tennstedt SL. Symptom distress and quality of life in patients with advanced congestive heart failure. J Pain Symptom Manag. 2008;35:594–603. doi: 10.1016/j.jpainsymman.2007.06.007.
    1. Buck HG, Harkness K, Wion R, Carroll SL, Cosman T, Kaasalainen S, Kryworuchko J, McGillion M, O’Keefe-McCarthy S, Sherifali D, Strachan PH, Arthur HM. Caregivers’ contributions to heart failure self-care: a systematic review. Eur J Cardiovasc Nurs. 2015;14(1):79-89. doi:10.1177/1474515113518434. Epub 2014 Jan 6.
    1. Doherty LC, Fitzsimons D, McIlfatrick SJ. Carers’ needs in advanced heart failure: A systematic narrative review. Eur J Cardiovasc Nurs. 2016;15(4):203-12. doi:10.1177/1474515115585237. Epub 2015 Apr 28.
    1. Jaarsma T, Johansson P, Ågren S, Strömberg A. Quality of life and symptoms of depression in advanced heart failure patients and their partners. Curr Opin Support Palliat Care. 2010;4:233–237. doi: 10.1097/SPC.0b013e328340744d.
    1. Kang X, Li Z, Nolan MT. Informal caregivers’ experiences of caring for patients with chronic heart failure: systematic review and metasynthesis of qualitative studies. J Cardiovasc Nurs. 2011;26:386–394. doi: 10.1097/JCN.0b013e3182076a69.
    1. Jessup M, Abraham WT, Casey DE, Feldman AM, Francis GS, Ganiats TG, Konstam MA, Mancini DM, Rahko PS, Silver MA, Stevenson LW, Yancy CW. 2009 focused update: ACCF/AHA guidelines for the diagnosis and Management of Heart Failure in adults: a report of the American College of Cardiology Foundation/American Heart Association task force on practice guidelines: developed in collaboration with the International Society for Heart and Lung Transplantation. Circulation. 2009;119:1977–2016. doi: 10.1161/CIRCULATIONAHA.109.192064.
    1. Yancy CW, Jessup M, Bozkurt B, Butler J, Casey DE, Jr, Drazner MH, Fonarow GC, Geraci SA, Horwich T, Januzzi JL, Johnson MR, Kasper EK, Levy WC, Masoudi FA, McBride PE, McMurray JJ, Mitchell JE, Peterson PN, Riegel B, Sam F, Stevenson LW, Tang WH, Tsai EJ, Wilkoff BL, American College of Cardiology Foundation. American Heart Association Task Force on Practice Guidelines 2013 ACCF/AHA guideline for the Management of Heart Failure: a report of the American College of Cardiology Foundation/American Heart Association task force on practice guidelines. J Am Coll Cardiol. 2013;62:e147–e239. doi: 10.1016/j.jacc.2013.05.019.
    1. Goodlin SJ, Hauptman PJ, Arnold R, Grady K, Hershberger RE, Kutner J, Masoudi F, Spertus J, Dracup K, Cleary JF, Medak R, Crispell K, Piña I, Stuart B, Whitney C, Rector T, Teno J, Renlund DG. Consensus statement: palliative and supportive care in advanced heart failure. J Card Fail. 2004;10:200–209. doi: 10.1016/j.cardfail.2003.09.006.
    1. Fang JC, Ewald GA, Allen LA, Butler J, Westlake Canary CA, Colvin-Adams M, Dickinson MG, Levy P, Stough WG, Sweitzer NK, Teerlink JR, Whellan DJ, Albert NM, Krishnamani R, Rich MW, Walsh MN, Bonnell MR, Carson PE, Chan MC, Dries DL, Hernandez AF, Hershberger RE, Katz SD, Moore S, Rodgers JE, Rogers JG, Vest AR, Givertz MM, Heart Failure Society of America Guidelines Committee Advanced (stage D) heart failure: a statement from the Heart Failure Society of America guidelines committee. J Card Fail. 2015;21:519–534. doi: 10.1016/j.cardfail.2015.04.013.
    1. Adler ED, Goldfinger JZ, Kalman J, Park ME, Meier DE. Palliative care in the treatment of advanced heart failure. Circulation. 2009;120:2597–2606. doi: 10.1161/CIRCULATIONAHA.109.869123.
    1. Lindenfeld J, Albert NM, Boehmer JP, Collins SP, Ezekowitz JA, Givertz MM, Katz SD, Klapholz M, Moser DK, Rogers JG, Starling RC, Stevenson WG, Tang WH, Teerlink JR, Walsh MN. HFSA 2010 comprehensive heart failure practice guideline. J Card Fail. 2010;16:e1–194. doi: 10.1016/j.cardfail.2010.04.004.
    1. Beernaert K, Cohen J, Deliens L, Devroey D, Vanthomme K, Pardon K, Van den Block L. Referral to palliative care in COPD and other chronic diseases: a population-based study. Respir Med. 2013;107:1731–1739. doi: 10.1016/j.rmed.2013.06.003.
    1. Lindvall C, Hultman TD, Jackson VA. Overcoming the barriers to palliative care referral for patients with advanced heart failure. J Am Heart Assoc. 2014;3:e000742. doi: 10.1161/JAHA.113.000742.
    1. Hupcey JE, Kitko L, Alonso W. Palliative Care in Heart Failure. Crit Care Nurs Clin North Am. 2015;27:577–587. doi: 10.1016/j.cnc.2015.07.007.
    1. Ghashghaei R, Yousefzai R, Adler E. Palliative Care in Heart Failure. Prog Cardiovasc Dis. 2016;58:455–460. doi: 10.1016/j.pcad.2016.01.002.
    1. McIlvennan CK, Allen LA. Palliative care in patients with heart failure. BMJ. 2016;353:i1010. doi: 10.1136/bmj.i1010.
    1. Davis MP, Temel JS, Balboni T, Glare P. A review of the trials which examine early integration of outpatient and home palliative care for patients with serious illnesses. Ann Palliat Med. 2015;4:99–121.
    1. Smith TJ, Temin S, Alesi ER, Abernethy AP, Balboni TA, Basch EM, Ferrell BR, Loscalzo M, Meier DE, Paice JA, Peppercorn JM, Somerfield M, Stovall E, Von Roenn JH. American Society of Clinical Oncology provisional clinical opinion: the integration of palliative care into standard oncology care. J Clin Oncol. 2012;30:880–887. doi: 10.1200/JCO.2011.38.5161.
    1. Piccini JP, Berger JS, O’Connor CM. Amiodarone for the prevention of sudden cardiac death: a meta-analysis of randomized controlled trials. Eur Heart J. 2009;30:1245–1253. doi: 10.1093/eurheartj/ehp100.
    1. Goldstein NE, Lynn J. Trajectory of end-stage heart failure: the influence of technology and implications for policy change. Perspect Biol Med. 2006;49:10–18. doi: 10.1353/pbm.2006.0008.
    1. Lynn J, Adamson, DM. Living Well at the End of Life: Adapting Health Care to Serious Chronic Illness in Old age. Santa Monica: RAND: White Paper; 2003.
    1. Díaz-Toro F, Verdejo HE, Castro PF. Socioeconomic inequalities in heart failure. Heart Fail Clin. 2015;11:507–513. doi: 10.1016/j.hfc.2015.07.012.
    1. He J, Ogden LG, Bazzano LA, Vupputuri S, Loria C, Whelton PK. Risk factors for congestive heart failure in US men and women: NHANES I epidemiologic follow-up study. Arch Intern Med. 2001;161:996–1002. doi: 10.1001/archinte.161.7.996.
    1. Kalogeropoulos A, Georgiopoulou V, Kritchevsky SB, Psaty BM, Smith NL, Newman AB, Rodondi N, Satterfield S, Bauer DC, Bibbins-Domingo K, Smith AL, Wilson PW, Vasan RS, Harris TB, Butler J. Epidemiology of incident heart failure in a contemporary elderly cohort: the health, aging, and body composition study. Arch Intern Med. 2009;169:708–715. doi: 10.1001/archinternmed.2009.40.
    1. Kociol RD, Greiner MA, Fonarow GC, Hammill BG, Heidenreich PA, Yancy CW, Peterson ED, Curtis LH, Hernandez AF. Associations of patient demographic characteristics and regional physician density with early physician follow-up among medicare beneficiaries hospitalized with heart failure. Am J Cardiol. 2011;108:985–991. doi: 10.1016/j.amjcard.2011.05.032.
    1. Dionne-Odom JN, Kono A, Frost J, Jackson L, Ellis D, Ahmed A, Azuero A, Bakitas M. Translating and testing the ENABLE: CHF-PC concurrent palliative care model for older adults with heart failure and their family caregivers. J Palliat Med. 2014;17:995–1004. doi: 10.1089/jpm.2013.0680.
    1. Bakitas M, Lyons KD, Hegel MT, Balan S, Barnett KN, Brokaw FC, Byock IR, Hull JG, Li Z, Mckinstry E. The project ENABLE II randomized controlled trial to improve palliative care for rural patients with advanced cancer: baseline findings, methodological challenges, and solutions. Palliat Support Care. 2009;7(01):75–86. doi: 10.1017/S1478951509000108.
    1. Dionne-Odom JN, Azuero A, Lyons KD, Hull JG, Tosteson T, Li Z, Li Z, Frost J, Dragnev KH, Akyar I, Hegel MT, Bakitas MA. Benefits of early versus delayed palliative care to informal family caregivers of patients with advanced cancer: outcomes from the ENABLE III randomized controlled trial. J Clin Oncol. 2015;33:1446–1452. doi: 10.1200/JCO.2014.58.7824.
    1. Bakitas MA, Tosteson TD, Li Z, Lyons KD, Hull JG, Li Z, Dionne-Odom JN, Frost J, Dragnev KH, Hegel MT, Azuero A, Ahles TA. Early versus delayed initiation of concurrent palliative oncology care: patient outcomes in the ENABLE III randomized controlled trial. J Clin Oncol. 2015;33:1438–1445. doi: 10.1200/JCO.2014.58.6362.
    1. Pew Research Center. America’s Changing Religious Landscape. 2015. .
    1. Callahan C, Unverzagt F, Hui S, Perkins A, Hendrie H. Six-item screener to identify cognitive impairment among potential research subjects. Med Care. 2002;40:771–781. doi: 10.1097/00005650-200209000-00007.
    1. National Consensus Project. Clinical practice guidelines for quality palliative care; 3rd Edition,. Brooklyn, NY: National Consensus Project for Quality Palliative Care;2013.
    1. Steinhauser KE, Alexander SC, Byock IR, George LK, Olsen MK, Tulsky JA. Do preparation and life completion discussions improve functioning and quality of life in seriously ill patients? Pilot randomized control trial. J Palliat Med. 2008;11:1234–1240. doi: 10.1089/jpm.2008.0078.
    1. Bellg AJ, Borrelli B, Resnick B, Hecht J, Minicucci DS, Ory M, Ogedegbe G, Orwig D, Ernst D, Czajkowski S, Treatment Fidelity Workgroup of the NIH Behavior Change Consortium Enhancing treatment fidelity in health behavior change studies: best practices and recommendations from the NIH behavior change consortium. Health Psychol. 2004;23:443–451. doi: 10.1037/0278-6133.23.5.443.
    1. Harris PA, Taylor R, Thielke R, Payne J, Gonzalez N, Conde JG. Research electronic data capture (REDCap)—a metadata-driven methodology and workflow process for providing translational research informatic support. J Biomed Inform. 2009;42:377–381. doi: 10.1016/j.jbi.2008.08.010.
    1. Cohen J. Statistical power analysis for the behavioral sciences. 2. L. Erlbaum: Hillsdale, New Jersey; 1988.
    1. Rosenthal R, Rubin DB. R equivalent: a simple effect size indicator. Psychol Methods. 2003;8:492. doi: 10.1037/1082-989X.8.4.492.
    1. Bell ML, Fairclough DL. Practical and statistical issues in missing data for longitudinal patient reported outcomes. Stat Methods Med Res. 2014;23(5):440-59. doi:10.1177/0962280213476378. Epub 2013 Feb 19.
    1. Bakitas MA, Lyons K, Hegel M, Balan S, Brokaw FC, Seville J, Hull JG, Li Z, Tosteson TD, Byock IR, Ahles TA. Effects of a palliative care intervention on clinical outcomes in patients with advanced cancer: the project ENABLE II randomized controlled trial. JAMA. 2009;302:741–749. doi: 10.1001/jama.2009.1198.
    1. Weiss B, Mays M, Martz W, Castro KM, DeWalt DA, Pignone MP, Mockbee J, Hale FA. Quick assessment of literacy in primary care: the newest vital sign. Ann Fam Med. 2005;3:514–522. doi: 10.1370/afm.405.
    1. Mujib M, Zhang Y, Feller MA, Ahmed A. Evidence of a "heart failure belt" in the southeastern United States. Am J Cardiol. 2011;107:935–937. doi: 10.1016/j.amjcard.2010.11.012.
    1. Rhodes RL, Elwood B, Lee SC, Tiro JA, Halm EA, Skinner CS. The Desires of Their Hearts: The Multidisciplinary Perspectives of African Americans on End-of-Life Care in the African American Community. Am J Hosp Palliat Care. 2017;34(6):510–7. doi:10.1177/1049909116631776. Epub 2016 Feb 14.
    1. Lee JJ, Long AC, Curtis JR, Engelberg RA. The influence of race/ethnicity and education on family ratings of the quality of dying in the ICU. J Pain Symptom Manag. 2016;51:9–16. doi: 10.1016/j.jpainsymman.2015.08.008.
    1. Johnson J, Hayden T, True J, Simkin D, Colbert L, Thompson B, Stewart D, Martin L. The impact of faith beliefs on perceptions of end-of-life care and decision making among African American church members. J Palliat Med. 2016;19:143–148. doi: 10.1089/jpm.2015.0238.
    1. Boucher NA, Raghavan M, Smith A, Arnold R, Johnson KS. Palliative Care in the African American Community #204. J Palliat Med. 2016;19:228–230. doi: 10.1089/jpm.2015.0523.
    1. Johnson KS, Kuchibhatla M, Payne R, Tulsky JA. Race and residence: intercounty variation in black-white differences in hospice use. J Pain Symptom Manag. 2013;46:681–690. doi: 10.1016/j.jpainsymman.2012.12.006.
    1. Drisdom S. Barriers to using palliative care: insight into African American culture. Clin J Oncol Nurs. 2013;17:376–380. doi: 10.1188/13.CJON.376-380.
    1. Durant RW, Davis RB, St George DM, Williams IC, Blumenthal C, Corbie-Smith GM. Participation in research studies: factors associated with failing to meet minority recruitment goals. Ann Epidemiol. 2007;17:634–642. doi: 10.1016/j.annepidem.2007.02.003.
    1. Durant RW, Legedza AT, Marcantonio ER, Freeman MB, Landon BE. Different types of distrust in clinical research among whites and African Americans. J Natl Med Assoc. 2011;103:123–130. doi: 10.1016/S0027-9684(15)30261-3.
    1. Durant RW, Legedza AT, Marcantonio ER, Freeman MB, Landon BE. Willingness to participate in clinical trials among African Americans and whites previously exposed to clinical research. J Cult Divers. 2011;18:8–19.
    1. Higginson IJ, Hart S, Burman R, Silber E, Saleem T, Edmonds P. Randomised controlled trial of a new palliative care service: compliance, recruitment and completeness of follow-up. BMC Palliat Care. 2008;7:7. doi: 10.1186/1472-684X-7-7.
    1. Steinhauser KE, Clipp EC, Hays JC, Olsen M, Arnold R, Christakis NA, Lindquist JH, Tulsky JA. Identifying, recruiting, and retaining seriously-ill patients and their caregivers in longitudinal research. Palliat Med. 2006;20:745–754. doi: 10.1177/0269216306073112.
    1. Furlong KE, Wuest J. Self-care behaviors of spouses caring for significant others with Alzheimer’s disease: the emergence of self-care worthiness as a salient condition. Qual Health Res. 2008;18:1662–1672. doi: 10.1177/1049732308327158.
    1. Wagner EH, Ludman EJ, Aiello Bowles EJ, Penfold R, Reid RJ, Rutter CM, Chubak J, McCorkle R. Nurse navigators in early cancer care: a randomized, controlled trial. J Clin Oncol. 2014;32:12–18. doi: 10.1200/JCO.2013.51.7359.
    1. Medical Research Council . Developing and evaluating complex interventions: new guidance. London: Medical Research Council; 2016.

Source: PubMed

3
Prenumerera