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Tooth-Borne (TBA) Versus Hybrid Expanders (HA) in Surgically Assisted Rapid Maxillary Expansion (SARME) (SARME-TBA/HA)

27. září 2026 aktualizováno: Osman Khachab, Aalborg University Hospital

Surgically Assisted Rapid Maxillary Expansion (SARME) With Tooth-Borne Appliance Compared With Hybrid Appliance: A Randomised Controlled Trial Assessing Clinical, Radiographic, and Patient-Reported Outcome Measures

This randomized clinical trial will compare two types of expansion appliances used with surgically assisted rapid maxillary expansion (SARME) in adults with a narrow upper jaw. SARME is a surgical and orthodontic treatment used to widen the upper jaw when orthodontic expansion alone is not sufficient. The study will investigate whether a tooth-borne appliance, which is supported by the teeth, and a hybrid appliance, which is supported by both the teeth and two small screws placed in the palate, produce different treatment outcomes.

A total of 32 adults scheduled for SARME at Aalborg University Hospital in Denmark and Lund University Hospital in Sweden will be randomly assigned to treatment with either the tooth-borne appliance or the hybrid appliance. Participants will be examined before surgery, after completion of the expansion phase, and six months after completion of expansion. Assessments will include cone-beam computed tomography (CBCT), digital dental scans, facial imaging, periodontal examinations, recording of complications, and questionnaires about pain, recovery, oral health-related quality of life, general quality of life, and treatment experience.

The main outcome of the study is skeletal relapse, meaning how much of the widening of the upper jaw is lost between the end of expansion and the six-month follow-up. Other outcomes include the amount of skeletal and dental expansion, tooth tipping, changes in the supporting bone and gums around the teeth, facial soft-tissue changes, complications, recovery, and patient-reported quality of life. The study aims to determine whether one appliance provides better stability or fewer unwanted effects and thereby improve future treatment recommendations for adults undergoing SARME.

Přehled studie

Postavení

Zatím nenabíráme

Podmínky

Intervence / Léčba

Detailní popis

Maxillary transverse deficiency in skeletally mature patients may require surgically assisted rapid maxillary expansion (SARME) when the transverse discrepancy cannot be predictably corrected by orthodontic expansion alone. Tooth-borne appliances (TBA) have traditionally been used for SARME; however, transmission of expansion forces through the teeth may contribute to dental tipping, bending of the alveolar process, periodontal effects, and subsequent dental or skeletal relapse. Hybrid appliances (HA) combine dental anchorage with skeletal anchorage through palatal mini-implants, thereby distributing part of the expansion force directly to the maxillary bone. This may potentially improve skeletal stability and reduce unwanted dentoalveolar effects. However, comparative randomized evidence using standardized three-dimensional assessments and patient-reported outcomes remains limited.

This is a two-centre, two-arm, parallel-group randomized controlled trial conducted at the Departments of Oral and Maxillofacial Surgery at Aalborg University Hospital, Denmark, and Lund University Hospital, Sweden. Thirty-two adults scheduled for SARME will be randomized in a 1:1 ratio to treatment with either TBA or HA. Computer-generated block randomization will be stratified by study centre, with allocation concealed using sequentially numbered sealed envelopes. The surgical procedure, postoperative distraction protocol, and consolidation period will be standardized between the treatment groups and study centres.

Study assessments will be performed at baseline before surgery (T0), at the end of the distraction phase (T1), and six months after completion of expansion following the consolidation period (T2). The study uses a multimodal three-dimensional assessment strategy incorporating cone-beam computed tomography, digital intraoral models, standardized three-dimensional facial stereophotography, periodontal examination, complication registration, and validated self-administered patient-reported outcome measures.

The study is designed to determine whether partial skeletal anchorage with a hybrid appliance produces clinically meaningful differences in transverse skeletal stability compared with conventional tooth-borne anchorage. The investigation will also provide a comprehensive assessment of dentoalveolar, periodontal, facial soft-tissue, complication-related, recovery-related, and patient-reported effects associated with the two appliance concepts.

Measurements will be performed using coded datasets and standardized measurement protocols. The primary statistical analysis will follow the intention-to-treat principle. Repeated measurements will be analysed using linear mixed-effects models accounting for treatment group, time, and repeated observations within participants. Statistical analyses will be performed without knowledge of treatment allocation where feasible.

Typ studie

Intervenční

Zápis (Odhadovaný)

32

Fáze

  • Nelze použít

Kontakty a umístění

Tato část poskytuje kontaktní údaje pro ty, kteří studii provádějí, a informace o tom, kde se tato studie provádí.

Studijní kontakt

Studijní místa

      • Aalborg, Dánsko, 9000
        • Department of Oral and Maxillofacial Surgery, Aalborg University Hospital
        • Kontakt:
        • Kontakt:
        • Vrchní vyšetřovatel:
          • Osman Khachab, DDs, MSc
    • Skåne County
      • Lund, Skåne County, Švédsko, 22242
        • Skåne University Hospital
        • Kontakt:

Kritéria účasti

Výzkumníci hledají lidi, kteří odpovídají určitému popisu, kterému se říká kritéria způsobilosti. Některé příklady těchto kritérií jsou celkový zdravotní stav osoby nebo předchozí léčba.

Kritéria způsobilosti

Věk způsobilý ke studiu

18 let a starší (Dospělý, Starší dospělý)

Přijímá zdravé dobrovolníky

Ne

Pohlaví způsobilá ke studiu

Všechno

Popis

Inclusion Criteria:

  • Moderate or severe maxillary transverse deficiency (MTD).
  • Healthy adults aged 18 years or older.
  • Completed craniofacial growth.
  • Presence of the maxillary first premolars and first molars.
  • Healthy periodontal status.

Exclusion Criteria:

  • Previous surgical treatment of facial trauma or dentofacial deformities.
  • Systemic disease, medication, genetic disease, or developmental condition expected to affect craniofacial morphology, bone turnover, or healing.
  • Pregnancy.
  • Inability to understand the study information or provide written informed consent.

Studijní plán

Tato část poskytuje podrobnosti o studijním plánu, včetně toho, jak je studie navržena a co studie měří.

Jak je studie koncipována?

Detaily designu

  • Primární účel: Léčba
  • Přidělení: Randomizované
  • Intervenční model: Paralelní přiřazení
  • Maskování: Žádné (otevřený štítek)

Zbraně a zásahy

Skupina účastníků / Arm
Intervence / Léčba
Aktivní komparátor: Tooth-Borne Appliance (TBA)

Participants allocated to this arm will undergo surgically assisted rapid maxillary expansion (SARME) using a tooth-borne appliance (TBA). The computer-aided design/computer-aided manufacturing (CAD/CAM)-fabricated appliance consists of four printed metal bands cemented to the maxillary first premolars and first molars and connected to a palatal expansion mechanism. No palatal mini-implants are used. The appliance is cemented before surgery. Following SARME, expansion is initiated after a latency period of 5-7 days at approximately 0.5 mm/day until the planned expansion or overcorrection is achieved. The appliance is then maintained passively during a six-month consolidation period.

A CAD/CAM-fabricated tooth-borne maxillary expansion appliance used during surgically assisted rapid maxillary expansion (SARME). The appliance consists of four printed metal bands cemented to the maxillary first premolars and first molars and connected to a palatal expansion mechanism. Anchorage is provided exclusively by the teeth, with no palatal mini-implants. The appliance is cemented before surgery. Following a postoperative latency period of 5-7 days, the appliance is activated at approximately 0.5 mm per day until the planned expansion or clinical overcorrection is achieved. The appliance is subsequently maintained passively during the six-month consolidation period.

Ostatní jména:
  • TBA
  • Tooth-Borne Appliance
Experimentální: Hybrid Appliance (HA)

Participants allocated to this arm will undergo surgically assisted rapid maxillary expansion (SARME) using a hybrid appliance (HA). The appliance uses the same CAD/CAM design as the tooth-borne appliance, with four printed metal bands on the maxillary first premolars and first molars connected to a palatal expansion mechanism. In addition, skeletal anchorage is provided by two palatal mini-implants (BENEfit® DIRECT screws, 2.0 mm diameter, 9 mm length), inserted immediately before surgery under general anaesthesia and connected to the expander. Following SARME, expansion is initiated after a latency period of 5-7 days at approximately 0.5 mm/day until the planned expansion or overcorrection is achieved. The appliance is then maintained passively during a six-month consolidation period.

A CAD/CAM-fabricated hybrid tooth-bone-borne maxillary expansion appliance used during surgically assisted rapid maxillary expansion (SARME). The appliance consists of four printed metal bands on the maxillary first premolars and first molars connected to a palatal expansion mechanism. In addition to dental anchorage, skeletal anchorage is provided by two palatal mini-implants (BENEfit® DIRECT screws, 2.0 mm diameter and 9 mm length) inserted immediately before surgery and connected to the expander. Following a postoperative latency period of 5-7 days, the appliance is activated at approximately 0.5 mm per day until the planned expansion or clinical overcorrection is achieved, followed by a six-month passive consolidation period.

Ostatní jména:
  • HA
  • Hybrid Appliance

Co je měření studie?

Primární výstupní opatření

Měření výsledku
Popis opatření
Časové okno
Transverse Skeletal Relapse in External Maxillary Width
Časové okno: From the end of the distraction phase to 6 months after completion of expansion

Transverse skeletal relapse will be assessed as the reduction in external maxillary width (EMW) from the end of the distraction phase (T1) to the six-month follow-up (T2). EMW will be measured in millimetres on CBCT images at the maxillary first premolar and first molar levels, using the hard palate as the skeletal reference. Skeletal relapse will be calculated as the T1 EMW minus the T2 EMW; a larger positive value indicates greater skeletal relapse.

From the end of the distraction phase to 6 months after completion of expansion

Sekundární výstupní opatření

Měření výsledku
Popis opatření
Časové okno
Change in External Maxillary Width During Expansion
Časové okno: From baseline before surgery to the end of the distraction phase, approximately 15-30 days after surgery

Change in external maxillary width (EMW) from baseline (T0) to the end of the distraction phase (T1). EMW will be measured in millimetres on CBCT images at the maxillary first premolar and first molar levels, using the hard palate as the skeletal reference.

From baseline before surgery to the end of the distraction phase, approximately 15-30 days after surgery
Change in Maxillary Dental Arch Width
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Maxillary transverse dental width will be measured in millimetres using digital dental models and/or CBCT-derived dental landmarks. Measurements include intercanine width (cusp tip to cusp tip), interpremolar width at the first premolars (buccal cusp tip to buccal cusp tip), and intermolar width at the first molars (mesiobuccal cusp tip to mesiobuccal cusp tip). Changes between T0, T1, and T2 will be calculated to assess expansion and subsequent dental relapse.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Change in Maxillary Tooth Inclination
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Change in inclination of the maxillary canines, first premolars, and first molars will be measured in degrees on standardized coronal CBCT images. Tooth inclination will be determined using predefined crown and root landmarks, and angular changes between study timepoints will be calculated.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Plaque Index
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Periodontal plaque accumulation will be assessed using the Plaque Index according to the standardized periodontal examination protocol. Measurements will be obtained at predefined sites around selected maxillary teeth, with corresponding mandibular teeth assessed as controls.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Change in Gingival Index
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Gingival inflammation will be assessed using the Gingival Index according to the standardized periodontal examination protocol at predefined sites around selected maxillary teeth, with corresponding mandibular teeth assessed as controls.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Change in Periodontal Probing Pocket Depth
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Probing pocket depth will be measured in millimetres at six periodontal sites per selected tooth: mesiobuccal, mid-buccal, distobuccal, mesiolingual, mid-lingual, and distolingual. Measurements will be performed at selected maxillary teeth with corresponding mandibular teeth serving as controls.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Change in Clinical Attachment Level
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Clinical attachment level will be measured in millimetres at standardized periodontal sites around selected maxillary teeth, with corresponding mandibular teeth assessed as controls.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Change in Buccal Alveolar Bone Thickness and Height
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Buccal alveolar bone thickness and height around the teeth supporting the expansion appliance will be assessed in millimetres using standardized CBCT measurements. Changes between T0, T1, and T2 will be used to assess alveolar bone effects associated with the two expansion appliances.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Change in Three-Dimensional Facial Soft-Tissue Measurements
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Standardized three-dimensional stereophotogrammetry will be used to assess facial soft-tissue changes. Prespecified measurements include nasal base width, alar base width, nasal tip protrusion, paranasal soft-tissue changes, upper-lip region changes, facial asymmetry, and regional surface displacement. Changes between T0, T1, and T2 will be assessed using reconstructed 3D facial models.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Incidence of Surgical and Appliance-Related Complications
Časové okno: From surgery through 6 months after completion of expansion

The number and type of intraoperative, postoperative, and appliance-related complications will be recorded prospectively in the case report form. Events include bleeding, infection, wound dehiscence, neurosensory disturbance, asymmetric or inadequate expansion, appliance loosening or fracture, cement or band failure, expansion screw malfunction, soft-tissue irritation or ulceration, and miniscrew-related complications in the hybrid appliance group.

From surgery through 6 months after completion of expansion
Change in Oral Health Impact Profile-14 (OHIP-14) Score
Časové okno: Baseline before surgery, one week after surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Oral health-related quality of life will be assessed using the 14-item Oral Health Impact Profile (OHIP-14). The total score ranges from 0 to 56, with higher scores indicating poorer oral health-related quality of life.

Baseline before surgery, one week after surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Change in Short Form-36 Health Survey (SF-36) Scores
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

General health-related quality of life will be assessed using the 36-item SF-36 questionnaire. The instrument evaluates physical functioning, physical health limitations, emotional problems, energy/fatigue, emotional well-being, social functioning, bodily pain, and general health. Scores are transformed to a 0-100 scale, with higher scores indicating better health status.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Postoperative Pain Intensity Assessed by Visual Analogue Scale
Časové okno: During the first 15 postoperative days

Postoperative pain intensity will be recorded using a self-administered pain diary and a 100-mm visual analogue scale (VAS), where 0 mm represents no pain and 100 mm represents the worst tolerable pain. Pain will be recorded immediately before and one hour after analgesic intake. Analgesic consumption, including additional analgesic use, will also be documented.

During the first 15 postoperative days
Quality of Recovery-15 (QoR-15) Score
Časové okno: Postoperative day 1 and postoperative day 7

Early postoperative recovery will be assessed using the validated 15-item Quality of Recovery questionnaire (QoR-15), covering pain, physical comfort, physical independence, emotional state, and psychological support. The total score ranges from 0 to 150, with higher scores indicating better postoperative recovery.

Postoperative day 1 and postoperative day 7
Patient-Reported Recovery After SARME
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Patient perception of recovery will be assessed using a self-administered recovery questionnaire. Prespecified domains include duration of pain, sick leave, effects on work and usual activities, physical and social activity, eating and chewing ability, dietary changes, speech, sleep, quality of life, and treatment satisfaction. Responses include yes/no items, Likert-type responses, visual analogue scales, and number of affected days.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Change in Clinical Nasal Deviation
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Clinical nasal deviation will be assessed from standardized frontal facial photographs. Photographs obtained at T1 and T2 will be superimposed on the baseline T0 photograph after standardization of magnification. Nasal deviation will be quantified as the angular change in the columella/facial midline reference relative to the reference line between the medial palpebral commissures. Greater angular change indicates greater deviation from the baseline nasal position.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Change in Radiographic Nasal Septum Deviation
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Radiographic nasal septum deviation will be assessed using standardized coronal CBCT images. Images will be compared by superimposing T1 and T2 images with the baseline T0 image, with standardized magnification and orientation. Changes will be assessed for T0 to T1, T0 to T2, and T1 to T2 to evaluate whether maxillary expansion is associated with changes in nasal septum position.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Další výstupní opatření

Měření výsledku
Popis opatření
Časové okno
Change in Midpalatal Sutural Expansion Width
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Midpalatal sutural expansion width will be measured in millimetres on axial CBCT images at the incisor, canine, first premolar, and first molar levels. Changes between T0, T1, and T2 will be calculated to characterize sutural opening during the distraction phase and subsequent change during the consolidation period.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion
Change in Maxillary Midline Diastema Width
Časové okno: Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

The width of the midline diastema between the maxillary central incisors will be measured in millimetres on digital dental models obtained from standardized intraoral scans. Measurements at T0, T1, and T2 will be compared to assess development of the diastema during expansion and subsequent change during consolidation.

Baseline before surgery, end of the distraction phase approximately 15-30 days after surgery, and 6 months after completion of expansion

Spolupracovníci a vyšetřovatelé

Zde najdete lidi a organizace zapojené do této studie.

Sponzor

Spolupracovníci

Vyšetřovatelé

  • Ředitel studie: Thomas Starch-Jensen, Professor, Aalborg University Hospital
  • Studijní židle: Hanna Hejlesen, PhD, Head of department, Aalborg University Hospital
  • Studijní židle: Martin Bengtsson, Associate Professor, Skane University Hospital

Termíny studijních záznamů

Tato data sledují průběh záznamů studie a předkládání souhrnných výsledků na ClinicalTrials.gov. Záznamy ze studií a hlášené výsledky jsou před zveřejněním na veřejné webové stránce přezkoumány Národní lékařskou knihovnou (NLM), aby se ujistily, že splňují specifické standardy kontroly kvality.

Hlavní termíny studia

Začátek studia (Odhadovaný)

1. ledna 2027

Primární dokončení (Odhadovaný)

1. prosince 2031

Dokončení studie (Odhadovaný)

1. prosince 2031

Termíny zápisu do studia

První předloženo

16. září 2026

První předloženo, které splnilo kritéria kontroly kvality

27. září 2026

První zveřejněno (Aktuální)

30. září 2026

Aktualizace studijních záznamů

Poslední zveřejněná aktualizace (Aktuální)

30. září 2026

Odeslaná poslední aktualizace, která splnila kritéria kontroly kvality

27. září 2026

Naposledy ověřeno

1. září 2026

Více informací

Termíny související s touto studií

Další identifikační čísla studie

  • SARME-AAL-2026

Plán pro data jednotlivých účastníků (IPD)

Plánujete sdílet data jednotlivých účastníků (IPD)?

NE

Popis plánu IPD

Individual participant data will not be made publicly available because the study involves sensitive clinical and radiographic data collected at two hospital sites and will be handled in accordance with applicable data-protection requirements and the approved study protocol. Study results will be reported in aggregated or appropriately anonymized form in scientific publications and presentations.

Informace o lécích a zařízeních, studijní dokumenty

Studuje lékový produkt regulovaný americkým FDA

Ne

Studuje produkt zařízení regulovaný americkým úřadem FDA

Ne

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