Decision-making, Ethical Consent, and Interactive Dialogue in Ongoing Neurocognitive Decline - DECISION (DECISION)
DECISION Study - Summary Title: Decision-making, Ethical Consent, and Interactive Dialogue in Ongoing Neurocognitive Decline
The DECISION study aims to develop and validate a simplified yet robust tool for assessing the capacity to give informed consent in patients with Alzheimer's disease and related dementias. Existing tools like the MacCAT-T are too complex for routine use, so this project focuses on creating a user-friendly, valid alternative that addresses language, attention, insight, judgment, and decision-making.
The study uses a multi-phase approach including:
- Development and validation of a new consent capacity test battery
- Correlation of cognitive decline with brain changes and biomarkers (MRI, OCT, plasma markers)
- Ethical, legal, and co-design perspectives to ensure practical and responsible application
The target group includes 100-150 participants from earlier dementia studies. The ultimate goal is to establish a clinically usable, legally sound instrument for assessing consent capacity in individuals with cognitive impairments.
Study Overview
Status
Status
Conditions
Conditions
Detailed Description
Title: DECISION Study: Ethical Consent and Cognitive Decline Assessment in Dementia Detailed Study Description (Design-Focused)
Background and Rationale The ability to provide informed consent is central to ethical research participation and clinical decision-making. However, in individuals with neurocognitive disorders, such as Alzheimer's disease (AD), frontotemporal dementia (FTD), or vascular dementia, this capacity is often compromised. The fluctuating nature of cognitive symptoms, especially in early and mixed dementia presentations, complicates standardized assessments. Currently used instruments, such as the MacArthur Competence Assessment Tool for Treatment (MacCAT-T), are comprehensive but not suited for rapid clinical decision-making or large-scale implementation.
Emerging therapeutic interventions and increased demand for early diagnosis necessitate scalable, valid instruments to assess capacity. DECISION seeks to close this gap by developing a tool grounded in neuropsychological theory, clinical practicality, and ethical and legal acceptability.
Objectives
Primary Objective:
• Develop a standardized, brief, and reusable tool to assess capacity to consent in individuals with neurocognitive disorders.
Secondary Objectives:
- Validate the tool against established standards (e.g., MacCAT-T).
- Examine the relationship between cognitive domains (e.g., language, attention) and decision-making.
- Investigate correlations between neurodegenerative and vascular biomarkers and consent capacity.
Study Design The DECISION study is structured as a two-phase, prospective cohort study with mixed-methods integration.
Phase 1: Tool Development and Validation
- Sample: 100-150 participants (patients with varying dementia subtypes and healthy controls).
Methodology:
- Comprehensive neuropsychological profiling
- Test item development from domains critical to decision-making (attention, executive function, language comprehension, risk assessment)
- Use of MacCAT-T and Clinical Dementia Rating (CDR) for validation
- Comparison of subjective and informant-reported measures (e.g., Cognitive Failures Questionnaire, Dysexecutive Questionnaire)
- Output: A modular test battery with a shortened, clinically usable version Phase 2: Neurobiological Correlates
- Objective: Identify biomarkers associated with impaired consent capacity
Biomarkers:
- Blood-based (e.g., pTau217, NfL, GFAP, Aβ1-42/1-40)
- Structural MRI (temporal, frontal, and parietal regions)
- Optical coherence tomography (OCT) for retinal changes
- Analysis: Correlation with DECISION test battery performance and clinical indicators
- Recruitment Strategy Participants will be selected from previous cohorts (AmyClear and ActiGlia), allowing access to existing CSF, PET, and neuropsychological data. All participants will be re-consented and evaluated using standardized tools at baseline. If capacity is limited, a legal guardian or proxy will be engaged per ethical protocols.
Inclusion/Exclusion Criteria
- Adults aged 50+
- Diagnosed or suspected cognitive impairment (per ICD-10 criteria)
- Able to provide consent or have a legal representative
- No severe sensory impairments interfering with testing
- Ethical Framework The study follows the Declaration of Helsinki and German civil law (BGB). All assessments are designed to be minimally invasive, with an emphasis on autonomy, transparency, and participant safety. Focus groups with medical professionals and interviews with patients will inform test development.
- Co-Design and Participatory Approach Patients and caregivers contribute to item design and language accessibility. Medical professionals help ensure clinical relevance. Legal advisors assess conformity with consent standards.
Outcomes and Statistical Analysis
- Primary endpoint: Validity and reliability of the new tool compared to MacCAT-T
- Secondary endpoints: Biomarker correlations, subgroup analyses (e.g., dementia type, anosognosia presence)
- Analytical methods: Correlation, regression, factor analysis, ROC curves, AUC calculations
- Data Handling and Security Data will be pseudonymized and stored within the MeDICLMU infrastructure. Personal identifiers are kept separate and encrypted. Access is limited to the study team. Data usage will comply with GDPR.
Timeline
- Study start: September 2025
- End of recruitment: March 2026
- Final assessments and analysis: March 2027
- Dissemination Results will be published in peer-reviewed journals and presented at international conferences. A clinical guideline for using the consent assessment tool will be developed.
Conclusion The DECISION study aims to create a scalable, evidence-based tool for assessing capacity to consent in cognitively impaired individuals. Its integration of neuropsychology, clinical practice, ethics, and biology positions it as a model for future dementia care and research protocols.
Study Type
Study Type
Enrollment (Estimated)
Enrollment
Contacts and Locations
Study Locations
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Bavaria
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Munich, Bavaria, Germany, 80336
- Department of Psychiatry and Psychotherapy, LMU Hospital
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Participation Criteria
Eligibility Criteria
Eligibility Criteria
Ages Eligible for Study
- Adult
- Older Adult
Accepts Healthy Volunteers
Sampling Method
Study Population
The DECISION study will recruit a well-characterized cohort of 100-150 adult participants, including individuals with neurocognitive disorders as well as cognitively healthy controls. The primary focus is on individuals aged 50 years and older with suspected or confirmed diagnoses of Alzheimer's disease (AD), frontotemporal dementia (FTD), vascular dementia, or mixed neurodegenerative pathologies. Participants may present with early-stage cognitive decline, including mild cognitive impairment (MCI), or more advanced stages of dementia.
Participants will primarily be recruited from existing clinical studies conducted at LMU University Hospital, including the AmyClear and ActiGlia cohorts. These individuals have previously undergone extensive diagnostic workups, including cerebrospinal fluid (CSF) biomarker and PET analyses.
Description
Inclusion Criteria:
- Age ≥ 50 years
- Diagnosis or suspected diagnosis of a neurocognitive disorder (e.g., Alzheimer's disease, frontotemporal dementia, vascular dementia, mixed forms) based on ICD-10 criteria
- Ability to provide informed consent, or availability of a legally authorized representative
- Sufficient language proficiency to complete cognitive assessments
- Availability of a trusted informant (e.g., caregiver or relative) for external rating instruments
- Willingness to participate in neuropsychological testing, blood sampling, and optional imaging
Exclusion Criteria:
- Severe sensory impairments (e.g., blindness, deafness) that prevent completion of assessments
- Acute psychiatric conditions (e.g., psychosis, severe depression) that interfere with study procedures
- History of major neurological disorders unrelated to dementia (e.g., traumatic brain injury, stroke with severe residual deficits)
- Uncontrolled systemic illness or unstable medical condition
- Refusal or inability to undergo necessary procedures (e.g., blood draw, optic coherence tomography, MRI)
- Participation in another interventional study that could interfere with the outcomes of this study
Study Plan
How is the study designed?
Design Details
Number of groups / cohorts
Cohorts and Interventions
Group / CohortGroup / Cohort |
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Individuals with AD spectrum for consent capacity and biomarker validation study
This cohort includes 100-150 individuals aged 50 and above with varying degrees of neurocognitive impairment, including Alzheimer's disease, frontotemporal dementia, vascular dementia, and mixed forms.
Participants are recruited from prior studies (e.g., AmyClear, ActiGlia) with existing diagnostic data such as CSF biomarkers and PET imaging.
The primary aim is to assess and validate a novel, scalable instrument for evaluating consent capacity.
Interventions are non-invasive and include cognitive testing, questionnaires, and blood sampling for plasma biomarkers related to neurodegeneration and vascular pathology.
MRI and OCT imaging are performed in selected cases.
The cohort also includes healthy controls for comparison.
Participants may undergo assessments across two visits, and their ability to consent is re-evaluated at each step.
No therapeutic intervention is administered.
The focus is on observational data collection for test development and biomarker correlation.
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What is the study measuring?
Primary Outcome Measures
Primary Outcome Measures
Outcome Measure |
Measure Description |
Time Frame |
|---|---|---|
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Development and Validation of a Consent Capacity Assessment Tool in Neurocognitive Disorders
Time Frame: 09/25 - 09/26
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Development and validation of a brief, standardized tool to assess decision-making and consent capacity in individuals with neurocognitive disorders, benchmarked against the MacCAT-T and supported by cognitive, behavioral, and biomarker data.
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09/25 - 09/26
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Secondary Outcome Measures
Secondary Outcome Measures
Outcome Measure |
Measure Description |
Time Frame |
|---|---|---|
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Correlation Between Consent Capacity and Neurobiological Markers
Time Frame: 09/25 - 09/26
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Secondary Outcome Description (max 250 characters): Examine associations between consent capacity scores and neurobiological markers, including plasma biomarkers (e.g., pTau217, NfL, GFAP) and retinal imaging findings (e.g., pRNFL, GCL) obtained via OCT in collaboration with the ophthalmology department. |
09/25 - 09/26
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Collaborators and Investigators
Sponsor
Sponsor
Investigators
Investigators
- Principal Investigator: Carolin Isabella Kurz, M.D., Department of Psychiatry and Psychotherapy, LMU Hospital
- Principal Investigator: Paulina Tegethoff, M.Sc., Department of Psychiatry and Psychotherapy, LMU Hospital
Publications and helpful links
General Publications
- Palmer BW, Harmell AL, Pinto LL, Dunn LB, Kim SY, Golshan S, Jeste DV. Determinants of Capacity to Consent to Research on Alzheimer's disease. Clin Gerontol. 2017;40(1):24-34. doi: 10.1080/07317115.2016.1197352. Epub 2016 Jun 7.
- Boudriot E, Gabriel V, Popovic D, Pingen P, Yakimov V, Papiol S, Roell L, Hasanaj G, Xu S, Moussiopoulou J, Priglinger S, Kern C, Schulte EC, Hasan A, Pogarell O, Falkai P, Schmitt A, Schworm B; CDP Working Group; Wagner E, Keeser D, Raabe FJ. Signature of Altered Retinal Microstructures and Electrophysiology in Schizophrenia Spectrum Disorders Is Associated With Disease Severity and Polygenic Risk. Biol Psychiatry. 2024 Nov 15;96(10):792-803. doi: 10.1016/j.biopsych.2024.04.014. Epub 2024 Apr 27.
- Boyd JL. A validity study of the Hooper Visual Organization Test. J Consult Clin Psychol. 1981 Feb;49(1):15-9. doi: 10.1037//0022-006x.49.1.15. No abstract available.
- Heyrani R, Sarabi-Jamab A, Grafman J, Asadi N, Soltani S, Mirfazeli FS, Almasi-Dooghaei M, Shariat SV, Jahanbakhshi A, Khoeini T, Joghataei MT. Limits on using the clock drawing test as a measure to evaluate patients with neurological disorders. BMC Neurol. 2022 Dec 31;22(1):509. doi: 10.1186/s12883-022-03035-z.
- Moelter ST, Weintraub D, Mace L, Cary M, Sullo E, Xie SX, Karlawish J. Research consent capacity varies with executive function and memory in Parkinson's disease. Mov Disord. 2016 Mar;31(3):414-7. doi: 10.1002/mds.26469. Epub 2016 Feb 10.
- Warner J, McCarney R, Griffin M, Hill K, Fisher P. Participation in dementia research: rates and correlates of capacity to give informed consent. J Med Ethics. 2008 Mar;34(3):167-70. doi: 10.1136/jme.2006.019786.
- Parmigiani G, Del Casale A, Mandarelli G, Barchielli B, Kotzalidis GD, D'Antonio F, Di Vita A, de Lena C, Ferracuti S. Decisional capacity to consent to treatment and research in patients affected by Mild Cognitive Impairment. A systematic review and meta-analysis. Int Psychogeriatr. 2022 Jun;34(6):529-542. doi: 10.1017/S1041610220004056. Epub 2021 Feb 15.
- Rolfes V, Hinz U, Fangerau H, Vossberg D, Haupt M. [MacCAT-T between Claim and Practice - Challenges of Assessing Capacity for Consent in Dementia]. Fortschr Neurol Psychiatr. 2024 Oct;92(10):413-422. doi: 10.1055/a-2236-9338. Epub 2024 Mar 28. German.
Study record dates
Study Major Dates
Study Start (Actual)
Study Start
Primary Completion (Estimated)
Primary Completion
Study Completion (Estimated)
Study Completion
Study Registration Dates
First Submitted
First Submitted
First Submitted That Met QC Criteria
First Submitted That Met QC Criteria
First Posted (Actual)
First Posted
Study Record Updates
Last Update Posted (Actual)
Last Update Posted
Last Update Submitted That Met QC Criteria
Last Update Submitted That Met QC Criteria
Last Verified
Last Verified
More Information
Terms related to this study
Additional Relevant MeSH Terms
Other Study ID Numbers
Other Study ID Numbers
- LudwigsMaximilians
- 25-0177 (Other Identifier: Department of Psychiatry and Psychotherapy, LMU hospital)
Plan for Individual participant data (IPD)
Plan to Share Individual Participant Data (IPD)?
IPD Plan Description
Drug and device information, study documents
Studies a U.S. FDA-regulated drug product
Studies a U.S. FDA-regulated device product
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