Predictors of Intravenous Ketamine Response in TRD

Clinical Predictors of Intravenous Ketamine Response in Treatment-Resistant Depression: A Randomized, Double-Blind, Midazolam-Controlled Pilot Study

For patients with treatment-resistant depression (TRD), a single low dose of intravenous (IV) ketamine can help relieve symptoms as quickly as 24 hours later.

The main problem with IV ketamine for TRD is that the effect is short-lived, lasting only days to 1 or 2 weeks. Furthermore, IV ketamine is a resource-intensive treatment, and the safety of long-term, repeated use for depression is unknown. To provide this treatment in a safe and cost-effective way, Investigators must allocate it efficiently to those patients who have the greatest need and probability of benefit. Therefore, this project aims to find clinical features (signs, symptoms, and parts of a patient's history) that will help predict which patients are most likely to respond to a single dose of IV ketamine for TRD. This will help guide patient selection and triaging.

Investigators will recruit 40 participants with TRD, and randomize them to one of two conditions (ketamine followed by an active placebo 3-weeks later, or vice versa). With clinical data collected through detailed interviews, questionnaires, actigraphy, speech sampling, electroencephalography (EEG), and computerized tasks, this study design will let us evaluate how well such factors predict (A) rapid response at 24-hours, and (B) sustained response at 7 and 14 days.

Study Overview

• Status: Active, not recruiting
• Conditions: Bipolar Disorder; Major Depressive Disorder; Treatment Resistant Depression
• Intervention / Treatment: Drug: Ketamine; Drug: Midazolam

Detailed Description

Study Design:

This will be a randomized, double-blinded, midazolam-controlled crossover trial. There is no perfect control agent for studies of subanaesthetic IV ketamine, but midazolam is generally thought to be superior to normal saline since it is not an antidepressant, yet is psychoactive and thus should better preserve blinding. Participants will undergo psychiatric assessment to establish diagnosis and determine suitability. After providing informed consent for participation, participants will wear a GENEActive accelerometer on the non-dominant wrist for the duration of the trial, beginning 21 days prior to the first infusion. Participants will complete a set of rating scales, anhedonia measures and computerized tasks. On Day 0 (infusion day), participants will receive either a single infusion of IV ketamine (KET) (KET; 0.5mg/kg over 40 minutes) or midazolam (MID) (MID; 30μg/kg over 40 minutes) diluted in 0.9% NaCl by an intravenous pump. Investigators will randomize infusion sequences in a 1-to-1 ratio: KET followed by MID (K→M) or vice versa (M→K). Infusions will be administered on Days 0 and 21, separated by a 20-day washout period. This duration balances the need to establish comparable baselines at each crossover phase and the ethical consideration of not allowing depressive symptoms to remain untreated for an unreasonable amount of time.

Investigators will obtain objective depression ratings with the Montgomery-Åsberg Depression Rating Scale (MADRS) on Days -1, 1, 7, 14, 20, 22, 28, 35, and 41. Participants will provide weekly self-ratings of depressive symptoms (using the Quick Inventory of Depressive Symptoms 16-item self-rated version; QIDS 16-SR). Weekly symptom monitoring will continue for 20 days following the second infusion. Anhedonia will be measured using both self-reported rating scale measures as well as behavioural task. Patients will provide self-ratings using the Snaith-Hamilton Pleasure Scale - 14 items (SHAPS), the Dimensional Anhedonia Rating Scale - 17 items (DARS), and Positive Valence System Scale - 21 items (PVSS-21). Several aspects of subjective sleep and circadian rhythms will be measured via self-report questionnaires. The Pittsburgh Sleep Quality Index (PSQI) will measure general sleep quality and sleep disturbance, and the Basic Language Morningness Scale (BALM) will be used to measure subjective chronotype (morningness-eveningness) of patients. Both will be completed by participants prior to the first infusion and 14 days after each infusion.

Participants will complete the Epworth Sleepiness Scale (ESS) to measure daytime sleepiness symptoms, as well as the Fatigue Scale Severity Scale (FSS) to measure symptoms of fatigue. Both ESS and FSS will be completed the day before and after each infusion, and every 7 days.

Study Groups:

Participants will receive either (A) 0.5mg/kg of ketamine hydrochloride or (B) 30μg/kg of MID diluted in 0.9 percent Sodium chloride (NaCl) over 40 minutes by an intravenous pump. The KET and MID doses are similar to those used in previous studies, and selected to minimize the possibility of unblinding. Participants must abstain from consuming grapefruit juice or benzodiazepines for 24 hours preceding the infusion since the former is a potent CYP3A4 inhibitor that may reduce the rate of midazolam and ketamine elimination, and the latter reduces the response to ketamine.

• Study Type: Interventional
• Enrollment (Estimated): 40
• Phase: Phase 3

Contacts and Locations

Study Locations

• Canada
  • Nova Scotia
    • Halifax, Nova Scotia, Canada, B3H2E2
      • Mood Disorders Program

Participation Criteria

Eligibility Criteria

• Ages Eligible for Study: 14 years to 61 years (Adult, Older Adult)
• Accepts Healthy Volunteers: No

Description

Inclusion Criteria:

• Able to fluently read in English with or without optical correction

• Ability to understand and comply with the study requirements

  • This is determined by the investigators
• Provision of written informed consent
• Documented diagnosis of MDD or bipolar disorder meeting DSM-5 criteria (as confirmed by the Diagnostic Assessment Research Tool), currently in a single or recurrent episode without psychotic features

• Failure of at least two antidepressant medications from different pharmacological classes, as well as at least one augmentation agent, each of which must have been given at adequate doses for at least 6 weeks (recorded using the Antidepressant Treatment History Form - Short Form).

  • Augmentation strategies include those listed in the 2016 Canadian Network for Mood and Anxiety Treatments (CANMAT) depression guidelines, including a 12-week course of cognitive behavioural therapy or interpersonal therapy.
• MADRS score of ≥25 at initial assessment and Day -1.

• For premenopausal females who are currently sexually active with male partners:

  • Negative serum beta-HCG test at enrolment

  • AND commitment to using an appropriate birth control method of their choice throughout the duration of the study, including

    • Intrauterine device
    • Oral contraceptive
    • Long-term injectable contraceptive
    • Double-barrier method
    • Implant
    • Dermal contraception
    • Tubal ligation
• Abstinence from grapefruit juice consumption on the day of infusion
• Abstinence from benzodiazepine use within 24 hours of infusion
• Adherence to maintaining current antidepressant management

Exclusion Criteria:

• Pregnant or breastfeeding
• Allergies to ketamine or midazolam
• Body mass less than 50kg
• Concomitant use of medications with the potential for clinically significant interactions with either ketamine or midazolam (e.g., monoamine oxidase inhibitors, methylene blue)

• Substance related exclusion criteria:

  • Concomitant use of naltrexone or narcotics
  • Positive urine drug screen or history of DSM-5 substance use disorder (SUD) in the past 3 months (except nicotine, and recreational cannabis use that doesn't meet the criteria for DSM-5 substance use disorder). History of SUD with significant severity that investigators believe warrant exclusion based on clinical judgment.
  • Previous or current benzodiazepine abuse history

• Psychiatric exclusion criteria:

  • Previous ketamine use (therapeutic or recreational)
  • Comorbid DSM-5 personality disorder with a major impact on mental status

  • Secondary depressive disorders

    • E.g. secondary to stroke, cancer, or other somatic pathology
  • Subjects who will be starting psychotherapy during the trial period, or have only recently started psychotherapy within 2 months of the trial
  • Participants who have had ECT within 6 weeks prior to enrollment and/or have ECT during the trial period.

• Medical comorbidity related exclusion criteria:

  • Evidence on history or chart review of any of the following:

    • Epilepsy

    • Any current or historical occurrence of renal disease

      • Clinically significant abnormalities of liver function tests (total bilirubin, albumin, prothrombin time and international normalized ratio [PT/INR], gamma-glutamyl transferase [GGT], alkaline phosphatase [ALP]). Clinical significance of any abnormal liver function tests will be evaluated by the study anesthesiologists. Patients with clinically significant abnormalities suggesting hepatic disease will be excluded.
      • Liver enzymes (AST, ALT) three times the upper normal limit at screening
      • Exception: of history of acute kidney injury or transient reductions in glomerular filtration rate that have fully resolved for at least three months

    • Any current or historical occurrence of hepatic disease

      • Abnormal liver function tests
      • Liver enzymes three times the upper normal limit at screening
      • Exception: History of transient elevations of liver enzymes or reduction in liver function that have re-normalized for the past three months (as per criteria above concerning function/enzymes)
    • Myocardial infarct within a year prior to initial randomization
    • Chronic obstructive pulmonary disease
    • Untreated obstructive sleep apnea
    • Cerebrovascular disease (including history of cerebrovascular accident)
    • Intracerebral structural lesions
    • Viral hepatitis B or C
    • Acquired immunodeficiency syndrome
    • Interstitial cystitis
    • Glaucoma
    • Uncontrolled hypertension
    • Decompensated heart failure
  • Current uncorrected thyroid pathology or recent correction within 30 days (correction of thyroid function for longer than 1 month is admissible).
  • Any unstable somatic pathology or clinically significant investigational abnormality (biochemical, ECG) that investigators believe would be negatively impacted by study procedures or that would negatively impact study procedures

Study Plan

How is the study designed?

Design Details

• Primary Purpose: Treatment
• Allocation: Randomized
• Interventional Model: Crossover Assignment
• Masking: Quadruple

Number of Arms

2

Arms and Interventions

Participant Group / Arm	Intervention / Treatment
Experimental: Ketamine; Participants will be randomly assigned to receive Ketamine or Midazolam	Drug: Ketamine; IV Ketamine infusion 0.5mg/kg over 40 minutes; Other Names: Ketamine Hydrochloride; Kevlar
Active Comparator: Midazolam; Participants will receive either Ketamine or Midazolam based on what they initially received	Drug: Midazolam; IV Midazolam infusion 30μg/kg over 40 minutes; Other Names: Midazolam Hydrochloride

What is the study measuring?

Primary Outcome Measures

Outcome Measure	Measure Description	Time Frame
Change in Montgomery Åsberg Depression Rating Scale Score	Montgomery Åsberg Depression Rating Scale (MADRS) measures depressive symptoms. The scores for each item ranges from 0 to 6 and total scores range from 0 to 60, with higher scores indicating more severe depression. Researchers will investigate the degree to which each clinical feature predicts Days 1, 7, 14, and 20 post-infusion MADRS using a biomarker prediction model.	24 hours, 7 days, 14 days, 20 days

Secondary Outcome Measures

Outcome Measure	Measure Description	Time Frame
Weekly self-ratings of Generalized Anxiety Disorder 7 Scale	Generalized Anxiety Disorder 7 Scale (GAD-7) measures symptoms of anxiety. The scores for each item ranges from 0 to 3, and total scores range from 0 to 21 with higher scores indicating more severe anxiety. Researchers will investigate the degree to which clinical features predict change in participants' GAD-7 score.	24 hours, 7 days, 14 days, 20 days
The Snaith-Hamilton Pleasure Scale	Researchers will investigate change in anhedonic symptoms after treatment based on total scores from the Snaith-Hamilton Pleasure Scale (SHAPS), which is a 14-item scale that measures anhedonia. Final scores range from 0-14 with higher scores indicates higher levels of anhedonia.	24 hours, 20 days
Dimensional Anhedonia Rating Scale	Researchers will investigate change in anhedonic symptoms after treatment using the Dimensional Anhedonia Rating Scale (DARS). It is a 17-item scale that measures desire, motivation, effort and consummatory pleasure across four reward-related domains. Scores ranges from 0 to 68 with higher values indicating less anhedonia.	24 hours, 20 days
The Positive Valence Systems Scale	Researchers will investigate change in anhedonic symptoms after treatment based on the total scores from the Positive Valence Systems Scale (PVSS-21). It is a 21-item scale that measures fine-grained details of hedonic capacity.	24 hours, 20 days
Fatigue Severity Scale	Researchers will evaluate the effects of ketamine on change in sleep and circadian function based on Fatigue Severity Scale (FSS) is a 9-item scale that measures symptoms of fatigue. The items are scored on a 7 point scale with 1 for strongly disagree and 7 for strongly agree. The higher the score, the greater the fatigue severity.	24 hours, 7 days, 14 days, 20 days
Epworth Sleepiness Scale	Researchers will investigate the effects of ketamine on change in sleep and circadian function based on the Epworth Sleepiness Scale (ESS). It is an 8-item scale that measures daytime sleepiness symptoms. Total scores range from 0 to 24 with higher scores representing higher levels of excessive daytime sleepiness.	24 hours, 7 days, 14 days, 20 days
Basic Language Morningness Scale	Researchers will investigate the effects of ketamine on change in sleep and circadian function based on theBasic Language Morningness Scale (BALM), which is a 13-item scale that measures subjective chronotype (morningness-eveningness). Total scores range from 16 to 86, scores of 41 and below indicate "evening types" scores of 42-58 indicate "intermediate types" and scores of 59 and above indicate "morning types".	24 hours, 7 days, 14 days, 20 days
Probabilistic Reward Task	Researchers will evalute change in anhedonic symptoms after treatment using the Probabilistic Reward Task is a neurocognitive computerized task that objectively measures the degree to which the patient can modulate behavior based on reward. 3 Blocks of 60 trials each are separated by thirty-second breaks. A short (11.5 mm) or Long (13 mm) mouth then appears for 100 ms, after which subjects are given a maximum of 7900 ms to indicate whether the mouth presented was short or long by pressing either the left or right shift key. In each block, short and long mouth stimuli are shown 50 times each. The central feature of this task is that correct responses are asymmetrically rewarded. That is, for any given task administration, either the long or short mouth is designated as "rich," and the other "lean." Correct classification yields a reward 75% of the time for the "rich" stimulus, but only 30% of the time for the "lean" stimulus.	24 hours after each infusion, 20 days after each infusion

Other Outcome Measures

Outcome Measure	Measure Description	Time Frame
Migraine Severity Questionnaire	The scores for some items range from 0 to 4 and others from 0 to 3, and total scores range from 4 to 15, with higher scores indicating more severe migraine. As an exploratory outcome, researchers will investigate the degree to which ketamine infusions affect migraine symptoms, and whether changes in migraine severity are associated with depressive symptom improvements.	7 days
Measures of psychomotor behaviour to predict depressive severity	Participants will wear an actigraphic device throughout the study and they will provide speech samples on Days -1, 1, 20, 22 and 41. Researchers will determine whether measures of psychomotor behaviour (actigraphy and speech) can be used to predict depressive severity. For these analyses, the outcome measures will be MADRS scores at Days -14, -7, -1, 1, 7, 14, 20, 22, 28, 35, and 41.	14 days before the first infusion, 7 days before the first infusion, 1 day before the first infusion, day of the infusions, 24 hours, 7 days, 20 days after each infusion
Effect of treatment on mnemonic discrimination performance in depression	The Mnemonic Similarity Task (MST) is a behaviour observed during recognition memory tasks, in which individuals are required to distinguish novel stimuli from those that have previously been observed during an econding plase (OLD stimuli). When a novel stimulus is highly similar to an OLD one, people with poor mnemonic discrimination have a higher probability of falsely classifying the novel stimulus as old. That is, poor mnemonic discrimination is essentially the susceptibility of one's memory to interference arising from the similarity between stimuli/events, regardless of overall recognition memory performance.	24 hours before the infusions, 24 hours after the infusions, 20 days after the infusions.

Collaborators and Investigators

• Sponsor: Abraham Nunes
• Collaborators: Nova Scotia Health Authority
• Investigators: Principal Investigator: Abraham Nunes, MD PhD MBA FRCPC, Nova Scotia Health Authority

Study record dates

Study Major Dates

• Study Start (Actual): January 19, 2024
• Primary Completion (Estimated): July 1, 2026
• Study Completion (Estimated): July 1, 2026

Study Registration Dates

• First Submitted: November 15, 2022
• First Submitted That Met QC Criteria: November 15, 2022
• First Posted (Actual): November 23, 2022

Study Record Updates

• Last Update Posted (Actual): May 22, 2026
• Last Update Submitted That Met QC Criteria: May 20, 2026
• Last Verified: May 1, 2026

More Information

Terms related to this study

• Keywords: Ketamine; Bipolar Disorder; Major Depressive Disorder; Midazolam; Treatment Resistant Depression; Clinical Prediction
• Additional Relevant MeSH Terms: Bipolar and Related Disorders; Mental Disorders; Mood Disorders; Depressive Disorder; Bipolar Disorder; Depressive Disorder, Major; Depressive Disorder, Treatment-Resistant; Organic Chemicals; Heterocyclic Compounds; Heterocyclic Compounds, 2-Ring; Heterocyclic Compounds, Fused-Ring; Hydrocarbons; Cyclohexanes; Cycloparaffins; Hydrocarbons, Alicyclic; Hydrocarbons, Cyclic; Benzazepines; Benzodiazepines; Midazolam; Ketamine
• Other Study ID Numbers: DALKETCLIN

Plan for Individual participant data (IPD)

• Plan to Share Individual Participant Data (IPD)?: UNDECIDED

Drug and device information, study documents

• Studies a U.S. FDA-regulated drug product: No
• Studies a U.S. FDA-regulated device product: No