Evaluation of HU-resistance in Adult Patients With Polycythemia Vera Who Meet PV-AIM Predictors (HU-F-AIM)

April 29, 2026 updated by: Novartis Pharmaceuticals

HU-F-AIM - A Prospective, Interventional Study to Evaluate HU-resistance in Polycythemia Vera Patients Who Meet Predictive Parameters Identified in the Machine Learning Project PV-AIM

The purpose of this study is to confirm the predictive factors for hydroxyurea (HU) failure (hemoglobin (HGB) <15.5 g/dL (9.62 mmol/L) and red blood cell distribution width (RDW) ≥17%) identified by machine learning in the polycythemia vera advanced integrated model (PV-AIM) project in the real-life setting.

Study Overview

Status

Terminated

Conditions

Intervention / Treatment

Detailed Description

The study consists of three periods: Screening period, treatment period (observation for HU-resistance/intolerance) and follow-up (FU) period.

Eligible participants will enter the treatment period (observation period for HU-resistance/intolerance) and start receiving the de novo HU treatment. The maximum treatment duration for each participant in the study will be up to 15 months.

This study will be conducted in a total of 300 adult PV patients and approximately at 30 to 40 sites in Germany. If necessary, the study will be extended to other countries to achieve the target population.

Study Type

Interventional

Enrollment (Actual)

76

Phase

  • Phase 4

Contacts and Locations

This section provides the contact details for those conducting the study, and information on where this study is being conducted.

Study Locations

      • Berlin, Germany, 10407
        • Novartis Investigative Site
      • Donauwörth, Germany, 86609
        • Novartis Investigative Site
      • Dresden, Germany, 01307
        • Novartis Investigative Site
      • Erding, Germany, 85435
        • Novartis Investigative Site
      • Gütersloh, Germany, 33332
        • Novartis Investigative Site
      • Hanover, Germany, 30161
        • Novartis Investigative Site
      • Kiel, Germany, 24105
        • Novartis Investigative Site
      • Mutlangen, Germany, 73557
        • Novartis Investigative Site
      • Naunhof, Germany, 04683
        • Novartis Investigative Site
      • Würselen, Germany, 52146
        • Novartis Investigative Site
    • Baden-Wurttemberg
      • Heidelberg, Baden-Wurttemberg, Germany, 69115
        • Novartis Investigative Site
    • Bavaria
      • Kronach, Bavaria, Germany, 96317
        • Novartis Investigative Site
      • Straubing, Bavaria, Germany, 94315
        • Novartis Investigative Site
    • Hesse
      • Langen, Hesse, Germany, 63225
        • Novartis Investigative Site
    • Lower Saxony
      • Lingen Ems, Lower Saxony, Germany, 49808
        • Novartis Investigative Site
    • North Rhine-Westphalia
      • Aachen, North Rhine-Westphalia, Germany, 52064
        • Novartis Investigative Site
      • Cologne, North Rhine-Westphalia, Germany, 50674
        • Novartis Investigative Site
      • Dortmund, North Rhine-Westphalia, Germany, 44309
        • Novartis Investigative Site
      • Velbert, North Rhine-Westphalia, Germany, 42551
        • Novartis Investigative Site
    • Saarland
      • Saarbrücken, Saarland, Germany, 66113
        • Novartis Investigative Site
    • Saxony-Anhalt
      • Merseburg, Saxony-Anhalt, Germany, 06217
        • Novartis Investigative Site

Participation Criteria

Researchers look for people who fit a certain description, called eligibility criteria. Some examples of these criteria are a person's general health condition or prior treatments.

Eligibility Criteria

Ages Eligible for Study

  • Adult
  • Older Adult

Accepts Healthy Volunteers

No

Description

Key Inclusion criteria

  1. Signed informed consent must be obtained prior to participation in the study
  2. Patients ≥18 years
  3. Confirmed diagnosis of Polycythemia vera (according to WHO 2008, 2016, or 2022 criteria) (Tefferi and Vardiman 2008, Arber et al 2016, Khoury et al 2022)
  4. Eastern Cooperative Oncology Group (ECOG) ≤ 2
  5. No previous pharmacologic cytoreductive therapy (including investigational drugs)
  6. No phlebotomy in last 14 days
  7. HU-eligible

    • High-risk: age ≥ 60 years and/or prior history of thrombosis
    • Low-risk: showing at least one of the defined criteria

      • Signs of disease progression (myeloproliferation):

        • Increase in spleen size or symptomatic splenomegaly
        • Platelet increase to > 1,000,000/µl
        • WBC increase to > 15,000/µl or higher
        • Frequent (> 10 per year) or increasing frequency of phlebotomies
      • Increasing risk of thromboembolism and bleeding:

        • New thromboembolism and/or hemorrhagic complications
        • Microcirculation disorders despite acetyl salicylic acid (ASA) 2x 100 mg/day
        • Restricted feasibility or intolerance of phlebotomies
        • Symptomatic iron deficiency
        • Uncontrolled increase in hematocrit
        • Severe or distressing disease-related symptoms
  8. Female participants of childbearing potential should have a negative serum pregnancy test within 72 hours prior to receiving the first dose of study treatment.

Key Exclusion criteria

  1. Patients with post-polycythemia vera myelofibrosis (post-PV MF) or accelerated phase/ blast phase myeloproliferative neoplasm acute myeloid leukemia (AP/BP-MPN AML).
  2. Patients with a contraindication to HU according to the SmPC (severe bone marrow depression, leukopenia (< 2.5 x 109 leukocytes/l), thrombocytopenia (< 100 x 109 platelets/L), severe anemia (< 10 g/dL HGB).
  3. Patients with rare hereditary galactose intolerance, total lactase deficiency or glucose-galactose malabsorption in their past medical history.
  4. Active uncontrolled infection that is considered by the Investigator as a reason for exclusion.
  5. Active malignancies (except for carcinoma in situ; prostate cancer and breast cancer in remission and - where necessary - ongoing hormonal therapy).
  6. Inadequate renal function as demonstrated by Modification of Diet in Renal Disease estimate glomerular filtration rate (MDRDeGFR) < 30 mL/min/1.73m2 or on dialysis.
  7. Pregnant or nursing (lactating) women, where pregnancy is defined as the state of a female after conception and until the termination of gestation, confirmed by a positive human chorionic gonadotrophin (hCG) laboratory test.
  8. Sexually active males unwilling to use a condom during intercourse while taking study treatment and for at least 3 months after stopping study treatment.
  9. HIV patients treated with nucleoside reverse transcriptase inhibitors like didanosine and stavudine.

Other inclusion/exclusion criteria may apply

Study Plan

This section provides details of the study plan, including how the study is designed and what the study is measuring.

How is the study designed?

Design Details

  • Primary Purpose: Treatment
  • Allocation: N/A
  • Interventional Model: Single Group Assignment
  • Masking: None (Open Label)

Arms and Interventions

Participant Group / Arm
Intervention / Treatment
Experimental: Hydroxyurea (HU)
Participants will be treated with HU capsules, orally taken, for a maximum duration of 15 months.
Hydroxyurea is commercially available in Germany and will be prescribed based on clinical judgment

What is the study measuring?

Primary Outcome Measures

Outcome Measure
Measure Description
Time Frame
Proportion of PV patients with HU-resistance/intolerance within 6-9 months after start of de novo HU- treatment in presence of the PV-AIM HU-resistance predictors at the start of HU treatment.
Time Frame: From 6 to 9 months after start of de novo HU-treatment
Proportion of PV participants with HU resistance/intolerance within 6-9 months after start of de novo HU treatment in presence of the PV-AIM HU resistance predictors at the start of HU treatment. The proportion will be assessed calculating the rate together with the respective 95% confidence interval (CI).
From 6 to 9 months after start of de novo HU-treatment

Secondary Outcome Measures

Outcome Measure
Measure Description
Time Frame
Proportion of PV patients who meet the PV-AIM HU-resistance predictors before start of HU-treatment
Time Frame: Baseline
Proportion of PV patients who meet the PV-AIM HU-resistance predictors before start of HU-treatment. The proportion will be assessed calculating the rate together with the respective 95% confidence interval (CI).
Baseline
Proportion of patients developing HU resistance/intolerance at any time within the maximum treatment period of 15 months
Time Frame: Up to 15 months
Proportion of patients developing HU resistance/intolerance at any time within the maximum treatment period of 15 months. The proportion will be assessed calculating the rate together with the respective 95% confidence interval (CI).
Up to 15 months
Proportion of "non-switchers"
Time Frame: Up to 15 months
For all patients who develop HU resistance/intolerance according to modified European LeukemiaNet (ELN) criteria at any time during the maximum treatment period of 15 months, the proportion of "non-switchers" (i.e., patients remaining on HU despite they meet the HU-resistance/intolerance criteria) will be assessed. The rate will be calculated together with the respective 95% confidence interval (CI).
Up to 15 months
Reasons for therapy switch / non-switch
Time Frame: Up to 15 months
For all patients who develop HU resistance/intolerance according to modified ELN criteria at any time during the maximum treatment period of 15 months, the reasons for therapy switch or non-switch will be summarized
Up to 15 months
Therapies applied during follow-up period
Time Frame: Up to 3 months after treatment discontinuation
For all patients who develop HU resistance/intolerance according to modified ELN criteria at any time during the maximum treatment period of 15 months, the therapies applied during the follow-up period will be summarized
Up to 3 months after treatment discontinuation
Timepoint of therapy switch (after confirmation of HU resistance/intolerance)
Time Frame: Up to 15 months
For all patients who develop HU resistance/intolerance according to modified ELN criteria at any time during the maximum treatment period of 15 months, the timepoint of therapy switch (after confirmation of HU resistance/intolerance) will be assessed.
Up to 15 months

Collaborators and Investigators

This is where you will find people and organizations involved with this study.

Investigators

  • Study Director: Novartis Pharmaceuticals, Novartis Pharmaceuticals

Study record dates

These dates track the progress of study record and summary results submissions to ClinicalTrials.gov. Study records and reported results are reviewed by the National Library of Medicine (NLM) to make sure they meet specific quality control standards before being posted on the public website.

Study Major Dates

Study Start (Actual)

July 28, 2023

Primary Completion (Actual)

February 26, 2026

Study Completion (Actual)

February 26, 2026

Study Registration Dates

First Submitted

May 2, 2023

First Submitted That Met QC Criteria

May 2, 2023

First Posted (Actual)

May 10, 2023

Study Record Updates

Last Update Posted (Actual)

April 30, 2026

Last Update Submitted That Met QC Criteria

April 29, 2026

Last Verified

April 1, 2026

More Information

Terms related to this study

Plan for Individual participant data (IPD)

Plan to Share Individual Participant Data (IPD)?

YES

IPD Plan Description

Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations.

This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com

Drug and device information, study documents

Studies a U.S. FDA-regulated drug product

No

Studies a U.S. FDA-regulated device product

No

This information was retrieved directly from the website clinicaltrials.gov without any changes. If you have any requests to change, remove or update your study details, please contact register@clinicaltrials.gov. As soon as a change is implemented on clinicaltrials.gov, this will be updated automatically on our website as well.

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