Prehab for Surgery

November 29, 2023 updated by: Daniel Santa Mina, PhD, University of Toronto

Feasibility and Effectiveness of Prehabilitation in High-risk Surgical Patients

Surgical prehabilitation is the process of enhancing one's physical function and mental capacity to enable him/or her to withstand the stressor of surgery. Prehabilitation can be achieved via optimizing physical fitness, nutrition, and psychological health. Studies have shown that prehabilitation may prevent complications during and after surgery, reduce hospital length of stay, and improve postoperative recovery. Despite the growing interest in the field of prehabilitation, little is understood about how to implement prehabilitation an integrated clinical service. This study will examine the effect of a prehabilitation program that includes exercise, psychological, and nutritional optimization that emulates clinical integration pathways. Participants of this study will have a choice of participating in facility-based prehabilitation (FBP) or home-based prehabilitation (HBP) depending on their needs/accessibility to the Toronto General Hospital. Participant outcomes will be measured using standardized fitness testing, self-report questionnaires, and medical record reviews at baseline, one week preoperatively, and at 30 and 90 days postoperatively. A comprehensive assessment of feasibility will also be conducted to better understand facilitators and barriers to clinical integration.

Study Overview

Detailed Description

There is growing interest in the role of prehabilitation to reduce surgical risk, attenuate surgery-related deconditioning, and facilitate postoperative recovery. Compared to the postoperative setting, initiating health interventions preoperatively is proposed as an important strategy to improve health outcomes because: i) it targets modifiable risk factors for surgical complications; ii) patients may be more physically and/or psychologically capable of affecting change in health status compared to the early postoperative period; iii) wait times prior to surgery may be several weeks thus representing an opportunity to proactively invest in their recovery; and iv) patients may be sensitized to the importance of adverse health behaviours that may have contributed to the need for surgery (i.e. a 'teachable moment'). The potential benefit of prehabilitation extends beyond potential gains in health from baseline to surgery, but also includes the prevention or attenuation of deconditioning that patients experience during the postoperative period. The findings of recent systematic reviews and meta-analyses assessing the benefits of prehabilitation interventions in surgical patients provide support for their efficacy in improving physical fitness, length of stay, surgical complication rates, and health-related quality of life (HRQOL).

While previous interventional studies have demonstrated promising findings, little is known about how feasible it is to integrate prehabilitation into standard of care for people awaiting surgery. This study intends to employ intervention design features previously shown to be feasible and efficacious and employs a hybrid effectiveness-implementation trial design model to assess feasibility of clinical integration.

Study Type

Interventional

Enrollment (Estimated)

150

Phase

  • Not Applicable

Contacts and Locations

This section provides the contact details for those conducting the study, and information on where this study is being conducted.

Study Locations

    • Ontario
      • Toronto, Ontario, Canada, M5G 2C4
        • University Health Network

Participation Criteria

Researchers look for people who fit a certain description, called eligibility criteria. Some examples of these criteria are a person's general health condition or prior treatments.

Eligibility Criteria

Ages Eligible for Study

18 years and older (Adult, Older Adult)

Accepts Healthy Volunteers

No

Description

Inclusion Criteria:

  • Planned for surgery at the University Health Network
  • Fluent in English
  • Referred by their surgeon with indication for prehabilitation as per the surgeon's clinical impression (i.e. higher-than-average risk candidate; marginal candidate for surgery due to limited physiologic reserve; frail; deconditioned; or other reason with explanation.

Study Plan

This section provides details of the study plan, including how the study is designed and what the study is measuring.

How is the study designed?

Design Details

  • Primary Purpose: Supportive Care
  • Allocation: Non-Randomized
  • Interventional Model: Parallel Assignment
  • Masking: None (Open Label)

Arms and Interventions

Participant Group / Arm
Intervention / Treatment
Experimental: Facility-based prehabilitation (FBP)

Exercise

  • Three supervised exercise training sessions of aerobic and resistance exercises. Includes high-intensity interval aerobic training and whole-body resistance exercises (60 min/session)
  • Specific exercises will also be prescribed to prepare regional and/or compensatory tissues for surgery
  • Exercise session will be supervised by a Registered Kinesiologist/Exercise Physiologist

Nutrition

  • Participants will receive an individualized nutrition assessment and counselling within the first week of prehabilitation and again in the week prior to surgery
  • All sessions will conducted by a Registered Dietitian (60 min/session)
  • Participants will also receive 20g of protein supplementation daily

Stress management and behavioural support

  • Participants will be scheduled for a psychoeducation session within the first week of prehabilitation and again in the week prior to surgery
  • All sessions will conducted by a psychologist (60 min/session)
Multimodal prehabilitation including exercise, nutrition, and stress-management delivered via a facility-based or home-based model
Experimental: Home-based prehabilitation (HBP)

Exercise

  • Three unsupervised, home-based exercise training sessions of aerobic and resistance exercises. Includes continuous moderate-intensity aerobic training and whole-body resistance exercises (60 min/session)
  • Specific exercises will also be prescribed to prepare regional and/or compensatory tissues for surgery
  • Exercise session will be supervised by a Registered Kinesiologist/Exercise Physiologist

Nutrition

  • Participants will receive an individualized nutrition assessment and counselling within the first week of prehabilitation and again in the week prior to surgery
  • All sessions will conducted by a Registered Dietitian (60 min/session)
  • Participants will also receive 20g of protein supplementation daily

Stress management and behavioural support

  • Participants will be scheduled for a psychoeducation session within the first week of prehabilitation and again in the week prior to surgery
  • All sessions will conducted by a psychologist (60 min/session)
Multimodal prehabilitation including exercise, nutrition, and stress-management delivered via a facility-based or home-based model
No Intervention: Usual Care
- This group will receive no additional intervention from the routine care.

What is the study measuring?

Primary Outcome Measures

Outcome Measure
Measure Description
Time Frame
Referral and Enrollment Data
Time Frame: Baseline
  • The number of eligible patients per month who consent for surgery will be ascertained via the preadmission clinic databases.
  • The total number of referrals received from surgeons.
  • The number of patients that agree to participate in the prehabilitation program.
  • Demographics, disease characteristics, and treatment type will be captured for prehabilitation participants
  • Referred patients who decline participation in the study will be compared to all consenting participants using information provided on the referral form
  • For those who fail screening or decline participation, we will log their demographic and reasons for non-participation.
Baseline
Window of opportunity
Time Frame: Baseline to surgery
The 'prehabilitation window' will be recorded and is operationally defined as the time from program referral to the date of surgery. We will also describe the total preoperative period (time between consent for surgery and date of surgery) and prehabilitation program duration (time from program initiation to surgery). Each of these periods will be recorded in days.
Baseline to surgery
Intervention adherence and fidelity
Time Frame: Baseline to surgery
  • Adherence for FBP participants will be recorded via attendance to each in-person session. Fidelity and adherence will be further measured by detailed recording of performance on the aerobic and resistance training components of the exercise sessions.
  • HBP participants will be contacted weekly via telephone or email for adherence recording by the research coordinator. A logbook will be used to self-report HBP participants' home-based exercise that contains specific fields to capture all session details.
  • Adherence to stress management and utilization of smoking cessation tools (as required) will be recorded weekly using a logbook within the participant manuals. This includes the number of relaxation sessions per week; compliance with dietary recommendations for dietary behaviours, protein supplementation, and for smokers, the tools used, and the number of times accessed.
Baseline to surgery
Study retention
Time Frame: Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
- The frequency of drop-out during program participation will be documented including reasons for drop-out. Descriptive statistics for demographic data and reasons will be used to describe program completers and drop-outs.
Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Barriers and facilitators
Time Frame: 30-day postoperatively
Qualitative content analysis on barriers and facilitators for prehabilitation participation and engagement will be conducted using semi-structured interviews. Both participants of prehabilitation and usual care will be asked to participate in interviews via telephone or in-person. To reach saturation for identifying meta-themes within a heterogenous population, sample of has been suggested 15 for the collection of prevalent and more salient ideas.
30-day postoperatively
Safety and adverse events
Time Frame: Baseline to surgery
Any safety or adverse events related to the prehabilitation intervention will be reported at each in-person session for FBP participants and during weekly telephone calls with HBP participants. Reporting and grading will follow the Common Terminology Criteria for Adverse Events version 5.0.
Baseline to surgery
Economic feasibility (hospital perspective)
Time Frame: Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
A cost impact on the perspective of the hospital will be conducted based on primary hospital length of stay, readmission, and readmission length of stay. This will be used to determine cost differences between those that participate in prehabilitation (FBP and HBP) compared to usual care.
Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Economic feasibility (patient perspective)
Time Frame: Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Patient-perspective costing will be measured by a patient-reported cost-diary. This includes: direct healthcare cost (i.e. visits to the general practice, specialists care, unities applied to prescribed medication); direct non-health care costs (i.e. cost of over-the-counter medication, cost of health activities, hours of paid and unpaid household help, transportation, and value of other out-of-pocket expenses, with specifics on exercise-related expenses)l and indirect costs (i.e. number of days absent from work, days lost from housekeeping, and other daily activities).
Baseline, 1 week prior to surgery, 30- and 90-day postoperatively

Secondary Outcome Measures

Outcome Measure
Measure Description
Time Frame
Hospital length of stay
Time Frame: Up to 90-days postoperatively
Postoperative length of stay will be recorded from the patient's medical record. This will be calculated from the date of surgery until to the date of discharge from the hospital and recorded in hours.
Up to 90-days postoperatively
Postoperative complications and mortality
Time Frame: Up to 90-days postoperatively
Complications, including mortality, will follow the Clavien-Dindo classification. Any health event that requires readmission will also be documented.
Up to 90-days postoperatively
Changes in aerobic functional capacity
Time Frame: Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Aerobic functional capacity will be measured using the Six-Minute Walk Test (6MWT). Total distance travelled for 6 minutes will be recorded. Measured only in participants of prehabilitation.
Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Changes in musculoskeletal functional capacity
Time Frame: Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Musculoskeletal functional capacity will be assessed via grip strength. Peak isometric force generated for both arms will be recorded in kg-force. Measured only in participants of prehabilitation.
Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Changes in body composition
Time Frame: Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Body composition will be measured via bioelectric impedance analysis using mBCA 514 (Seca, Hamburg, Germany). Body fat percentage, fat and fat free mass, impedance, resistance, and phase angle will be recorded. Measured only in participants of prehabilitation.
Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Changes in HRQOL
Time Frame: Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
HRQOL will be measured by Short Form-12 Health Survey (SF-12) and the EuroQol-5 Dimension (EQ5D). Measured only in participants of prehabilitation.
Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Changes in depression
Time Frame: Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Depression will be assessed using the Patient Health Questionnaire (PHQ-9). Measured only in participants of prehabilitation.
Baseline, 1 week prior to surgery, 30- and 90-day postoperatively
Changes in diet
Time Frame: Baseline and 1 week prior to surgery
Changes in diet and healthy eating practices will be measured by the 3-day diet record. Measured only in participants of prehabilitation.
Baseline and 1 week prior to surgery

Collaborators and Investigators

This is where you will find people and organizations involved with this study.

Investigators

  • Principal Investigator: Daniel Santa Mina, PhD, University of Toronto
  • Principal Investigator: Ian Randall, MD, University Health Network, Toronto

Study record dates

These dates track the progress of study record and summary results submissions to ClinicalTrials.gov. Study records and reported results are reviewed by the National Library of Medicine (NLM) to make sure they meet specific quality control standards before being posted on the public website.

Study Major Dates

Study Start (Actual)

November 1, 2019

Primary Completion (Actual)

March 1, 2022

Study Completion (Estimated)

March 1, 2024

Study Registration Dates

First Submitted

October 30, 2019

First Submitted That Met QC Criteria

November 4, 2019

First Posted (Actual)

November 7, 2019

Study Record Updates

Last Update Posted (Actual)

November 30, 2023

Last Update Submitted That Met QC Criteria

November 29, 2023

Last Verified

November 1, 2023

More Information

Terms related to this study

Other Study ID Numbers

  • 19-5573

Drug and device information, study documents

Studies a U.S. FDA-regulated drug product

No

Studies a U.S. FDA-regulated device product

No

This information was retrieved directly from the website clinicaltrials.gov without any changes. If you have any requests to change, remove or update your study details, please contact register@clinicaltrials.gov. As soon as a change is implemented on clinicaltrials.gov, this will be updated automatically on our website as well.

Clinical Trials on Preoperative Care

Clinical Trials on Exercise, nutritional optimization, and psychoeducation

3
Subscribe