- ICH GCP
- US Clinical Trials Registry
- Clinical Trial NCT07343232
Correcting Hypocapnia in Aneurysmal Subarachnoid Hemorrhage.
Safety and Efficacy of Normobaric Facemask Oxygen for Hypocapnia in Aneurysmal Subarachnoid Hemorrhage(FOCAL): A Prospective, Multicenter, Proof-of-concept Pilot Study
Study Overview
Status
Conditions
Intervention / Treatment
Detailed Description
Spontaneous hyperventilation (SH) is highly prevalent following aneurysmal subarachnoid hemorrhage (aSAH) and is significantly associated with poor neurological outcomes.The core pathophysiological mechanism involves hypocapnia induced by hyperventilation, which triggers cerebral vasoconstriction and consequently leads to a decrease in cerebral blood flow (CBF).Although this response may transiently reduce intracranial pressure, persistent cerebral vasoconstriction markedly increases the risk of delayed cerebral ischemia (DCI) and secondary brain injury. Therefore, maintaining the arterial partial pressure of carbon dioxide (PaCO2) within the physiological range of mmHg is recommended to minimize the detrimental effects of hypocapnia.
Currently, there is a lack of standardized management strategies for hypocapnia resulting from SH after aSAH. Based on physiological principles, low-flow (<5 L/min) oxygen delivery via a facemask may effectively correct hypocapnia by promoting the rebreathing of carbon dioxide within the dead space of the facemask.10 A randomized controlled trial investigating psychogenic hyperventilation syndrome provides preliminary evidence for this approach, demonstrating that low-flow (3 L/min) facemask oxygen therapy can relieve symptoms more rapidly and improve patient comfort compared to traditional breathing training.11
However, high-level evidence regarding the safety, efficacy, and impact on neurological outcomes of using low-flow facemask oxygen therapy (functioning as a rebreathing mask) as a targeted intervention for correcting hypocapnia in aSAH patients remains scarce. Consequently, this proof-of-concept prospective study aims to systematically evaluate the operational safety and clinical effectiveness of rebreathing facemask oxygen therapy for correcting hypocapnia in patients with aSAH.
Study Type
Enrollment (Estimated)
Contacts and Locations
Study Contact
- Name: Xinyu Yang, MD
- Phone Number: 18622766038
- Email: cuhkshzhyang@outlook.com
Study Locations
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Guangdong
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Shenzhen, Guangdong, China, 518000
- School of Medicine Chinese University of Hong Kong-SHENZHEN
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Contact:
- Xinyu Yang, MD
- Phone Number: 18622766038
- Email: cuhkshzhyang@outlook.com
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Principal Investigator:
- Xinyu Yang, MD
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Participation Criteria
Eligibility Criteria
Ages Eligible for Study
- Adult
- Older Adult
Accepts Healthy Volunteers
Sampling Method
Study Population
Description
Inclusion Criteria:
- Age > 18 years.
- Confirmed diagnosis of aneurysmal subarachnoid hemorrhage (aSAH), with the presence of an aneurysm verified by computed tomography (CT), CT angiography (CTA), or digital subtraction angiography (DSA).
- Hunt-Hess grade II-IV.
- Presence of hypocapnia on arterial blood gas analysis, defined as PaCO2 < 35 mmH;
- PaO2 > 90 mmHg.
Exclusion Criteria:
- Presence of brain herniation or refractory intracranial hypertension, defined as a baseline intracranial pressure (ICP) > 25 mmHg that responds poorly to conventional ICP-lowering therapy;
- Primary respiratory diseases (e.g., chronic obstructive pulmonary disease, severe asthma) known to cause chronically elevated baseline PaCO2;
- Severe acid-base disturbances other than respiratory alkalosis.
- Severe cardiac insufficiency, severe hepatic or renal dysfunction, malignant tumors, or other severe comorbidities that significantly impact prognosis;
- Before the onset of the disease, the mRS score was greater than 2, and there were other factors causing disability.
- Life expectancy < 3 months;
- Any other condition deemed by the investigator to pose a high risk warranting exclusion.
Study Plan
How is the study designed?
Design Details
Cohorts and Interventions
Group / Cohort |
Intervention / Treatment |
|---|---|
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Normobaric Facemask Oxygen
Patients who received oxygen via a rebreathing facemask (ensuring no one-way valve is present), with a fractional inspired oxygen (FiO2) of 25-40% and an oxygen flow rate of ≤ 5 L/min.
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Oxygen is to be delivered via a rebreathing facemask (ensuring no one-way valve is present), with a fractional inspired oxygen (FiO2) of 25-41% and an oxygen flow rate of ≤ 5 L/min. The goals are to maintain patient SpO2 > 95%, PaCO2 between 35-42 mmHg, and, where feasible (particularly in centers with the capability for monitoring), an intracranial pressure (ICP) of < 15 mmHg. |
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Control group
Patients who received oxygen via nasal cannula or did not receive oxygen therapy.
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Using nasal cannula for oxygen inhalation or not using oxygen inhalation at all.
Monitor and record the patient's SpO2, systolic blood pressure, diastolic blood pressure, PaCO2, and also monitor the intracranial pressure (ICP) at a center with monitoring capabilities.
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What is the study measuring?
Primary Outcome Measures
Outcome Measure |
Measure Description |
Time Frame |
|---|---|---|
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modified Rankin Scale (mRS) >3
Time Frame: 90-day follow-up visit
|
The poor neurological outcome was considered to be mRs >3, indicating severe disability or death.
The modified Rankin Scale (mRS) is a commonly used scale for measuring the degree of disability or dependence in the daily activities of people who have suffered a stroke or other causes of neurological disability.
(Score Description: 0---No symptoms at all.
1---No significant disability despite symptoms; able to carry out all usual duties and activities.
2---Slight disability; unable to carry out all previous activities, but able to look after own affairs without assistance.
3---Moderate disability; requiring some help, but able to walk without assistance.
4--- Moderately severe disability; unable to walk without assistance and unable to attend to own bodily needs without assistance.
5---Severe disability; bedridden, incontinent and requiring constant nursing care and attention.
6---Dead.
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90-day follow-up visit
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Incidence of delayed cerebral injury (DCI)
Time Frame: 30 days after onset
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The presence of new focal neurological signs or a documented decrease in the level of consciousness persisting for at least 1 hour (or a drop of at least 1 point in the total Glasgow Coma Scale score), deemed to be of ischemic origin, after ruling out other causes (such as hydrocephalus, toxic-metabolic disturbances, or seizures); or identification of a new cerebral infarction on CT or MRI imaging.
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30 days after onset
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Secondary Outcome Measures
Outcome Measure |
Measure Description |
Time Frame |
|---|---|---|
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Montreal Cognitive Assessment (MoCA)
Time Frame: 90-day follow-up visit
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Cognitive function was evaluated using the Montreal Cognitive Assessment (MoCA), a standardized screening tool with scores ranging from 0 to 30, where higher scores indicate better cognitive performance and lower scores reflect greater cognitive impairment.
Measure mean score or median compared between groups.
And the rate of MoCA score of 20 or less between groups.
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90-day follow-up visit
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Cerebral Vasospasm
Time Frame: Participants will be followed for the duration of the hospital stay, an expected average of 2 weeks
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Incidence of moderate and severe radiographic cerebral vasospasm (catheter angiogram, CTA, MRA) or incidence OR moderate and severe vasospasm by transcranial doppler (TCD) criteria.
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Participants will be followed for the duration of the hospital stay, an expected average of 2 weeks
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Glasgow Coma Score(GCS)
Time Frame: Enrollment, 30 days after onset, and 90-day follow-up visit
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The Glasgow Outcome Scale was used as secondary outcomes.
The level of consciousness was assessed using the Glasgow Coma Scale (GCS), a standardized scale ranging from 3 to 15, where higher scores indicate a better neurological status (i.e., a higher level of consciousness), and lower scores reflect more severe impairment.
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Enrollment, 30 days after onset, and 90-day follow-up visit
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The modified Rankin Scale (mRS)
Time Frame: 30 days after onset
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Shift analysis of mRS scores at 30 days after onset.
The modified Rankin Scale (mRS) is a commonly used scale for measuring the degree of disability or dependence in the daily activities of people who have suffered a stroke or other causes of neurological disability.
(Score Description: 0---No symptoms at all.
1---No significant disability despite symptoms; able to carry out all usual duties and activities.
2---Slight disability; unable to carry out all previous activities, but able to look after own affairs without assistance.
3---Moderate disability; requiring some help, but able to walk without assistance.
4--- Moderately severe disability; unable to walk without assistance and unable to attend to own bodily needs without assistance.
5---Severe disability; bedridden, incontinent and requiring constant nursing care and attention.
6---Dead.
The higher scores indicate worse functional disability and lower scores reflect better functional independence.
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30 days after onset
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modified Rankin Scale (mRS)
Time Frame: 30 days after onset
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The rate of modified Rankin Scale (mRS) score > 3. The modified Rankin Scale (mRS) is a commonly used scale for measuring the degree of disability or dependence in the daily activities of people who have suffered a stroke or other causes of neurological disability.
(Score Description: 0---No symptoms at all.
1---No significant disability despite symptoms; able to carry out all usual duties and activities.
2---Slight disability; unable to carry out all previous activities, but able to look after own affairs without assistance.
3---Moderate disability; requiring some help, but able to walk without assistance.
4--- Moderately severe disability; unable to walk without assistance and unable to attend to own bodily needs without assistance.
5---Severe disability; bedridden, incontinent and requiring constant nursing care and attention.
6---Dead.
The higher scores indicate worse functional disability and lower scores reflect better functional independence.
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30 days after onset
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Barthel Index (BI) score
Time Frame: 90-day follow-up visit
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Activities of daily living were evaluated using the Barthel Index (BI), a functional assessment scale ranging from 0 to 100, where higher scores indicate greater independence in daily activities and lower scores reflect more severe functional dependence.
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90-day follow-up visit
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All-cause mortality
Time Frame: 90-day follow-up visit
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Death caused by any reason.
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90-day follow-up visit
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Complication of severe dependent survival
Time Frame: 90-day follow-up visit
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eg, chest or other infections
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90-day follow-up visit
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Treated aneurysm rebleeding
Time Frame: 90-day follow-up visit
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Treated aneurysm rebleeding
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90-day follow-up visit
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Probable or definite bleed from another aneurysm
Time Frame: 90-day follow-up visit
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Probable or definite bleed from another aneurysm
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90-day follow-up visit
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Incidence of adverse events
Time Frame: 90-day follow-up visit
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Ischaemic stroke, Other intracranial haemorrhage, Cardiac, Cancer, Suicide, Renal failure, Infections not related to dependent survival, Other causes (eg, trauma, perforated ulcer, pulmonary embolus, neurodegenerative)
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90-day follow-up visit
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Collaborators and Investigators
Investigators
- Study Chair: Renzhi Wang, MD, CUHK-Shenzhen
- Principal Investigator: Xinyu Yang, CUHK-Shenzhen
Publications and helpful links
General Publications
- Yang L, Yuan D, Luo Z, Li Y, Zhu X. The low-flow mask oxygen could be a more effective, comfortable, and easy-to-follow treatment for psychogenic hyperventilation syndrome: A double-blind, randomized controlled trial. Int Emerg Nurs. 2025 Aug;81:101636. doi: 10.1016/j.ienj.2025.101636. Epub 2025 Jun 17.
- Darkwah Oppong M, Wrede KH, Muller D, Santos AN, Rauschenbach L, Dinger TF, Ahmadipour Y, Pierscianek D, Chihi M, Li Y, Deuschl C, Sure U, Jabbarli R. PaCO2-management in the neuro-critical care of patients with subarachnoid hemorrhage. Sci Rep. 2021 Sep 28;11(1):19191. doi: 10.1038/s41598-021-98462-2.
- Cai G, Zhang X, Ou Q, Zhou Y, Huang L, Chen S, Zeng H, Jiang W, Wen M. Optimal Targets of the First 24-h Partial Pressure of Carbon Dioxide in Patients with Cerebral Injury: Data from the MIMIC-III and IV Database. Neurocrit Care. 2022 Apr;36(2):412-420. doi: 10.1007/s12028-021-01312-2. Epub 2021 Jul 30.
- Su R, Li HL, Wang YM, Zhang L, Zhou JX. Association of dynamic changes in arterial partial pressure of carbon dioxide with neurological outcomes in aneurysmal subarachnoid hemorrhage. Heliyon. 2024 Oct 10;10(20):e39197. doi: 10.1016/j.heliyon.2024.e39197. eCollection 2024 Oct 30.
- Carrera E, Schmidt JM, Fernandez L, Kurtz P, Merkow M, Stuart M, Lee K, Claassen J, Sander Connolly E, Mayer SA, Badjatia N. Spontaneous hyperventilation and brain tissue hypoxia in patients with severe brain injury. J Neurol Neurosurg Psychiatry. 2010 Jul;81(7):793-7. doi: 10.1136/jnnp.2009.174425. Epub 2009 Dec 3.
- Coles JP, Fryer TD, Coleman MR, Smielewski P, Gupta AK, Minhas PS, Aigbirhio F, Chatfield DA, Williams GB, Boniface S, Carpenter TA, Clark JC, Pickard JD, Menon DK. Hyperventilation following head injury: effect on ischemic burden and cerebral oxidative metabolism. Crit Care Med. 2007 Feb;35(2):568-78. doi: 10.1097/01.CCM.0000254066.37187.88.
- Coles JP, Minhas PS, Fryer TD, Smielewski P, Aigbirihio F, Donovan T, Downey SP, Williams G, Chatfield D, Matthews JC, Gupta AK, Carpenter TA, Clark JC, Pickard JD, Menon DK. Effect of hyperventilation on cerebral blood flow in traumatic head injury: clinical relevance and monitoring correlates. Crit Care Med. 2002 Sep;30(9):1950-9. doi: 10.1097/00003246-200209000-00002.
- Robba C, Battaglini D, Abbas A, Sarrio E, Cinotti R, Asehnoune K, Taccone FS, Rocco PR, Schultz MJ, Citerio G, Stevens RD, Badenes R; ENIO collaborators. Clinical practice and effect of carbon dioxide on outcomes in mechanically ventilated acute brain-injured patients: a secondary analysis of the ENIO study. Intensive Care Med. 2024 Feb;50(2):234-246. doi: 10.1007/s00134-023-07305-3. Epub 2024 Jan 31.
- Williamson CA, Sheehan KM, Tipirneni R, Roark CD, Pandey AS, Thompson BG, Rajajee V. The Association Between Spontaneous Hyperventilation, Delayed Cerebral Ischemia, and Poor Neurological Outcome in Patients with Subarachnoid Hemorrhage. Neurocrit Care. 2015 Dec;23(3):330-8. doi: 10.1007/s12028-015-0138-5.
Study record dates
Study Major Dates
Study Start (Estimated)
Primary Completion (Estimated)
Study Completion (Estimated)
Study Registration Dates
First Submitted
First Submitted That Met QC Criteria
First Posted (Actual)
Study Record Updates
Last Update Posted (Actual)
Last Update Submitted That Met QC Criteria
Last Verified
More Information
Terms related to this study
Additional Relevant MeSH Terms
- Cerebrovascular Disorders
- Brain Diseases
- Central Nervous System Diseases
- Nervous System Diseases
- Vascular Diseases
- Cardiovascular Diseases
- Pathologic Processes
- Hemorrhage
- Signs and Symptoms, Respiratory
- Intracranial Hemorrhages
- Pathological Conditions, Signs and Symptoms
- Signs and Symptoms
- Subarachnoid Hemorrhage
- Hypocapnia
- Investigative Techniques
- Epidemiologic Research Design
- Epidemiologic Methods
- Research Design
- Methods
- Control Groups
Other Study ID Numbers
- CUHKShenzhen
Plan for Individual participant data (IPD)
Plan to Share Individual Participant Data (IPD)?
Drug and device information, study documents
Studies a U.S. FDA-regulated drug product
Studies a U.S. FDA-regulated device product
This information was retrieved directly from the website clinicaltrials.gov without any changes. If you have any requests to change, remove or update your study details, please contact register@clinicaltrials.gov. As soon as a change is implemented on clinicaltrials.gov, this will be updated automatically on our website as well.
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