- ICH GCP
- US Clinical Trials Registry
- Clinical Trial NCT07264036
Velopharyngeal Dysfunction in Head & Neck Cancer Patients, Pilot Study
Injectable Augmentation Outcomes in Post-Radiation Head and Neck Cancer Patients With Velopharyngeal Dysfunction
Some head and neck cancer survivors develop velopharyngeal dysfunction (VPD), a problem with closure between the soft palate and throat that can cause nasal-sounding speech, food or liquid leaking into the nose, difficulty swallowing, and reduced quality of life. This study aims to better understand VPD in this population and to evaluate whether pharyngeal wall augmentation (plumping up the back wall of the throat) can improve speech and swallowing.
Participants will undergo a multidisciplinary assessment including physical examination, flexible nasolaryngoscopy, speech recording and acoustic analysis, nasometry, clinical swallowing evaluation, and fiberoptic endoscopic evaluation of swallowing (FEES).
Aim 1: Determine the prevalence, severity, and functional impact of VPD in head and neck cancer survivors.
Aim 2: Assess the feasibility and usefulness of advanced diagnostic tools for VPD.
The investigators hypothesize that high nasalance scores (>1 SD above normal) will accurately predict VPD with at least 75% positive predictive value and will correlate with worse communication-related quality of life (CPIB).
The investigators also hypothesize that participants with VPD will have more pharyngeal residue or nasal regurgitation on FEES, and that these findings will be associated with lower swallowing-related quality of life (SWAL-QOL).
Aim 3: Evaluate the effectiveness of pharyngeal wall augmentation injections for improving speech intelligibility and swallowing function.
The investigators expect that this treatment will lead to measurable changes in both objective assessments and patient-reported outcomes. The results will help improve diagnosis and management of VPD in head and neck cancer survivors.
Study Overview
Status
Intervention / Treatment
Detailed Description
Velopharyngeal dysfunction (VPD) is a disorder in which the soft palate and posterior pharyngeal wall do not close adequately during speech and swallowing. Head and neck cancer (HNC) survivors may develop VPD as a result of neuromuscular impairment from surgical resection and/or radiation therapy. Consequences include hypernasal speech from nasal air escape, nasopharyngeal residue during swallowing, nasal regurgitation, and reductions in speech and swallowing-related quality of life. Despite its clinical relevance, VPD in HNC survivors is under-recognized, and evidence regarding optimal diagnostic methods and effective interventions remains limited. This study aims to characterize VPD in this population, evaluate the diagnostic utility of advanced assessment tools, and assess the therapeutic effect of pharyngeal wall augmentation.
Overview This is a prospective study using a multidisciplinary, multimodal assessment protocol to evaluate speech and swallowing function in HNC survivors with suspected or confirmed VPD. Participants will undergo standardized clinical, instrumental, and patient-reported outcome assessments. A subset of participants with confirmed VPD will receive pharyngeal wall augmentation as part of standard clinical care, allowing for pre- and post-intervention comparison.
Aim 1: Characterization of VPD in HNC Survivors
Describe the prevalence, severity, and functional impact of VPD in this population. Participants will complete a comprehensive evaluation including:
Oropharyngeal physical examination to identify structural or neuromuscular contributors to impaired velopharyngeal closure.
Flexible nasolaryngoscopy to assess closure patterns during speech and swallowing tasks.
Acoustic speech analysis and objective measures of speech intelligibility.
Nasometry to quantify nasalance and the degree of hypernasality.
Clinical swallowing evaluation, documenting perceptual indicators of safety and efficiency.
Fiberoptic Endoscopic Evaluation of Swallowing (FEES) to visualize bolus flow, pharyngeal residue, and nasal regurgitation.
Patient-reported outcomes will include the Speech Handicap Index (SHI) and the Swallowing Quality of Life Questionnaire (SWAL-QOL). These measures will characterize functional limitations associated with VPD.
Aim 2: Feasibility and Utility of Advanced Diagnostic Tools Aim 2a: Nasometry as a Diagnostic Indicator This component evaluates whether nasalance scores can reliably identify VPD. The primary hypothesis is that nasalance values >1 standard deviation above normative means will demonstrate a positive predictive value ≥75% when compared with endoscopic confirmation. Correlations will be assessed between nasalance and SHI scores to determine whether acoustic measures reflect patient-perceived communication limitations.
Aim 2b: FEES Indicators of VPD and Functional Correlates
This component assesses whether swallowing abnormalities on FEES are associated with VPD. Participants with confirmed VPD are expected to exhibit:
increased pharyngeal residue, and/or nasal regurgitation during bolus presentation.
These findings will be correlated with SWAL-QOL scores to determine whether FEES characteristics reflect functional swallowing impairment. Results may support FEES as a useful adjunctive tool in evaluating the impact of VPD on swallowing physiology.
Aim 3: Efficacy of Pharyngeal Wall Augmentation Participants with confirmed VPD who are clinically indicated for treatment will undergo pharyngeal wall augmentation using standard-of-care techniques. Injection material and volume will be determined by treating clinicians. The intervention is intended to reduce the velopharyngeal gap and improve closure during speech and swallowing.
Outcome Measures
Pre- and post-intervention comparisons will include:
Nasalance scores Acoustic speech parameters and overall intelligibility Perceptual ratings of speech resonance FEES findings (pharyngeal residue, nasal regurgitation) Patient-reported outcomes (SHI, SWAL-QOL) Participant-reported impressions of change
The primary hypothesis is that pharyngeal wall augmentation will result in measurable improvement in both objective assessments and patient-reported function.
Significance
This study will provide:
A comprehensive description of VPD in HNC survivors. Evidence on the diagnostic value of nasometry and FEES for identifying clinically meaningful VPD.
Prospective data on the functional impact of pharyngeal wall augmentation. Findings will inform best practices for the diagnosis and management of VPD in HNC survivors and support the development of multidisciplinary clinical pathways for improving communication and swallowing outcomes.
Study Type
Enrollment (Estimated)
Phase
- Not Applicable
Contacts and Locations
Study Contact
- Name: Vanesssa Torrecillas, MD
- Phone Number: 434-924-2040
- Email: vge3bm@uvahealth.org
Study Contact Backup
- Name: Elena Squire, MPH
- Phone Number: 434-243-3607
- Email: EM8KZ@uvahealth.org
Study Locations
-
-
Virginia
-
Charlottesville, Virginia, United States, 22903
- Recruiting
- University of Virginia
-
Contact:
- Elena Squire, MPH
- Phone Number: 434-243-3607
- Email: EM8KZ@uvahealth.org
-
Contact:
- Vanessa Torrecillas, MD
- Phone Number: 4349242040
- Email: vge3bm@uvahealth.org
-
Principal Investigator:
- Vanessa Torrecillas, MD
-
-
Participation Criteria
Eligibility Criteria
Ages Eligible for Study
- Adult
- Older Adult
Accepts Healthy Volunteers
Description
Inclusion Criteria:
English-speaking adults (≥18 years) History of head and neck cancer treated with surgical resection, chemoradiation, or both Presence of perceptual hypernasality on clinical assessment
Exclusion Criteria:
Pre-existing or suspected non-cancer-related causes of velopharyngeal dysfunction Contraindications to pharyngeal wall augmentation Requirement for more intensive active cancer surveillance Planned future surgical or medical treatments to the pharynx that would interfere with participation
Study Plan
How is the study designed?
Design Details
- Primary Purpose: Diagnostic
- Allocation: N/A
- Interventional Model: Single Group Assignment
- Masking: None (Open Label)
Arms and Interventions
Participant Group / Arm |
Intervention / Treatment |
|---|---|
|
Experimental: Diagnostic with Possible Injection Augmentation
All participants will undergo a standardized, multidisciplinary evaluation including physical examination, flexible nasolaryngoscopy, acoustic speech analysis, nasometry, clinical swallowing assessment, and fiberoptic endoscopic evaluation of swallowing (FEES).
A subset of participants with confirmed velopharyngeal dysfunction (VPD) who meet clinical criteria may elect to receive a pharyngeal wall augmentation injection as part of standard-of-care treatment.
All participants, regardless of whether they receive the injection, will have pre-assessment data collected to evaluate speech intelligibility, nasalance, swallowing function, and patient-reported outcomes.
The patients who undergo the pharyngeal augmentation injection will also have post-assessment data collected.
No formal comparison between participants who do and do not receive the injection will be performed; all data will be analyzed individually.
|
Participants with confirmed velopharyngeal dysfunction (VPD) who meet clinical criteria may elect to receive a pharyngeal wall augmentation injection. The procedure involves the submucosal injection of a biocompatible material into the posterior pharyngeal wall to improve velopharyngeal closure during speech and swallowing. Injection volume and technique will be determined by the treating clinician based on individual anatomy and functional assessment. All participants will undergo standardized assessments of speech intelligibility, nasalance, swallowing function, and patient-reported outcomes before and after the procedure. Timing: The procedure will occur once at the clinically indicated visit. Post-procedure assessments will be conducted at standardized follow-up intervals to evaluate functional outcomes |
What is the study measuring?
Primary Outcome Measures
Outcome Measure |
Measure Description |
Time Frame |
|---|---|---|
|
Feasibility of Nasometry and FEES for Characterizing Velopharyngeal Dysfunction
Time Frame: Baseline Assessment
|
Feasibility will be reported as the percentage of enrolled participants with complete, usable nasometry and FEES data at baseline.
Data quality will be defined by the proportion of recordings meeting predefined technical standards for interpretation.
Additional exploratory analyses will examine correlations between nasometry and FEES findings and clinical reference standards (perceptual speech ratings, SHI and SWAL-QOL scores), but correlation statistics will not be used as outcome units for feasibility reporting.
|
Baseline Assessment
|
Secondary Outcome Measures
Outcome Measure |
Measure Description |
Time Frame |
|---|---|---|
|
Accuracy of Nasometry for Identifying VPD
Time Frame: Baseline
|
Proportion of participants with elevated nasalance scores (>1 SD above normative mean) who also demonstrate VPD on flexible nasopharyngoscopy as determined by skilled rater.
|
Baseline
|
|
Nasometry Characterization of Velopharyngeal Dysfunction
Time Frame: Baseline, 6 weeks post injection
|
Nasalance will be quantified using nasometry (percent resonance score).
Higher values indicate greater hypernasality.
|
Baseline, 6 weeks post injection
|
|
Modified FEES Observation of Pharyngeal Residue and Nasal Regurgitation
Time Frame: Baseline, 6 weeks post injection
|
Proportion of participants demonstrating residue or nasal regurgitation on modified FEES exam.
|
Baseline, 6 weeks post injection
|
|
Patient-Reported Communication Function
Time Frame: Baseline, 6 weeks post injection, 6 months post injection
|
Change in total Speech Handicap Index (SHI) score
|
Baseline, 6 weeks post injection, 6 months post injection
|
|
Change in Patient Reported Swallowing-Related Quality of Life
Time Frame: Baseline, 6 months post injection, 6 months post injection
|
SWAL-QOL total score
|
Baseline, 6 months post injection, 6 months post injection
|
Collaborators and Investigators
Sponsor
Investigators
- Principal Investigator: Vanessa Torrecillas, MD, University of Virginia
Publications and helpful links
General Publications
- Neubauer PD, Rademaker AW, Leder SB. The Yale Pharyngeal Residue Severity Rating Scale: An Anatomically Defined and Image-Based Tool. Dysphagia. 2015 Oct;30(5):521-8. doi: 10.1007/s00455-015-9631-4. Epub 2015 Jun 7.
- Youssof S, Romero-Clark C, Warner T, Plowman E. Dysphagia-related quality of life in oculopharyngeal muscular dystrophy: Psychometric properties of the SWAL-QOL instrument. Muscle Nerve. 2017 Jul;56(1):28-35. doi: 10.1002/mus.25441. Epub 2017 Feb 12.
- Starmer HM, Tippett DC, Webster KT. Effects of laryngeal cancer on voice and swallowing. Otolaryngol Clin North Am. 2008 Aug;41(4):793-818, vii. doi: 10.1016/j.otc.2008.01.018.
- Kummer, A. W. (2014). Evaluation and treatment of resonance disorders. Language, Speech, and Hearing Services in Schools, 45(3), 183-195. https://doi.org/10.1044/2014_LSHSS-14-0036
- Karnell, M. P., Christensen, A. J., & Rosenthal, E. L. (2007). Quality of life outcomes in head and neck cancer patients post-treatment. Otolaryngology-Head and Neck Surgery, 136(5), 698-703. https://doi.org/10.1016/j.otohns.2007.01.039
- Kallambettu V, Bae Y, Carrau R. Velopharyngeal Function Post Head and Neck Cancer: A Review. Ear Nose Throat J. 2024 Sep;103(9):NP567-NP577. doi: 10.1177/01455613211070895. Epub 2022 Jan 28.
- Golding-Kushner KJ, Argamaso RV, Cotton RT, Grames LM, Henningsson G, Jones DL, Karnell MP, Klaiman PG, Lewin ML, Marsh JL, et al. Standardization for the reporting of nasopharyngoscopy and multiview videofluoroscopy: a report from an International Working Group. Cleft Palate J. 1990 Oct;27(4):337-47; discussion 347-8. doi: 10.1597/1545-1569(1990)0272.3.co;2.
- Alfwaress F, Kummer AW, Weinrich B. Nasalance Scores for Normal Speakers of American English Obtained by the Nasometer II Using the MacKay-Kummer SNAP-R Test. Cleft Palate Craniofac J. 2022 Jun;59(6):765-773. doi: 10.1177/10556656211025406. Epub 2021 Jun 29.
Study record dates
Study Major Dates
Study Start (Actual)
Primary Completion (Estimated)
Study Completion (Estimated)
Study Registration Dates
First Submitted
First Submitted That Met QC Criteria
First Posted (Actual)
Study Record Updates
Last Update Posted (Actual)
Last Update Submitted That Met QC Criteria
Last Verified
More Information
Terms related to this study
Keywords
Additional Relevant MeSH Terms
- Neurologic Manifestations
- Mouth Diseases
- Stomatognathic Diseases
- Nervous System Diseases
- Neoplasms by Site
- Neoplasms
- Digestive System Diseases
- Gastrointestinal Diseases
- Neurobehavioral Manifestations
- Esophageal Diseases
- Stomatognathic System Abnormalities
- Congenital Abnormalities
- Otorhinolaryngologic Diseases
- Pharyngeal Diseases
- Communication Disorders
- Language Disorders
- Mouth Abnormalities
- Congenital, Hereditary, and Neonatal Diseases and Abnormalities
- Pathological Conditions, Signs and Symptoms
- Signs and Symptoms
- Head and Neck Neoplasms
- Deglutition Disorders
- Speech Disorders
- Velopharyngeal Insufficiency
Other Study ID Numbers
- PJ05069
Plan for Individual participant data (IPD)
Plan to Share Individual Participant Data (IPD)?
IPD Plan Description
Drug and device information, study documents
Studies a U.S. FDA-regulated drug product
Studies a U.S. FDA-regulated device product
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