Vaccine Therapy in Combination With Rintatolimod and/or Sargramostim in Treating Patients With Stage II-IV HER2-Positive Breast Cancer

Phase I-II Study of HER2 Vaccination With Poly(I) • Poly(C12U) (Ampligen®) as an Adjuvant in Optimally Treated Breast Cancer Patients

This randomized phase I/II trial studies the side effects and best dose of rintatolimod when given together with vaccine therapy and sargramostim (GM-CSF) to see how well it works in treating patients with stage II-IV human epidermal growth factor receptor 2 (HER2)-positive breast cancer. Vaccines made from synthetic HER2/neu peptides may help the body build an effective immune response to kill tumor cells that express HER-2/neu. Adjuvant therapies, such as GM-CSF and rintatolimod, are additional cancer treatments given after the primary treatment to lower the risk that the cancer will come back and are one way to help vaccines produce stronger immune responses. Giving vaccine therapy together with rintatolimod and/or GM-CSF may be a safe and effective treatment for breast cancer.

Study Overview

• Status: Completed
• Conditions: HER2-positive Breast Cancer; Male Breast Cancer; Stage IV Breast Cancer; Stage II Breast Cancer; Stage IIIA Breast Cancer; Stage IIIB Breast Cancer; Stage IIIC Breast Cancer; Recurrent Breast Cancer
• Intervention / Treatment: Biological: sargramostim; Biological: HER-2/neu peptide vaccine; Drug: rintatolimod

Detailed Description

OBJECTIVES:

I. To choose the most promising (maximum biologic dose [MBD]) of five different doses (4, 20, 79, 495 and 2000 mcg) of Ampligen (rintatolimod) administered intradermally (i.d.) as an adjuvant with HER2 vaccination, with respect to toxicity and incidence and magnitude of immune response.

II. To determine, using MBD of Ampligen (defined in first primary aim), whether Ampligen when given with GM-CSF as a combined adjuvant strategy with HER2 vaccination increases both the incidence and magnitude of HER2 Th1 immunity as compared to the standard GM-CSF adjuvant strategy.

OUTLINE: This will be a phase I-II randomized two-stage HER2 vaccine study in breast cancer patients.

STUDY STAGE I: There are five groups of patients randomized to 1 of 5 arms with each arm receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses) given i.d.

STUDY STAGE II: Patients are randomized to 1 of 2 treatment arms.

ARM I: Patients receive the synthetic HER-2/neu peptide vaccine admixed with rintatolimod given i.d.

ARM II: 24 patients will receive the HER-2/neu peptide vaccine admixed with GM-CSF and the other 24 patients will receive the HER-2/neu peptide vaccine admixed with GM-CSF in addition to rintatolimod (dose set by Stage I group that had the most active response) given i.d.

In both study stages, treatment repeats every month for up to 3 months in the absence of disease progression or unacceptable toxicity.

After completion of last vaccine, patients are followed up at 1 and 12 months.

• Study Type: Interventional
• Enrollment (Actual): 50
• Phase: Phase 2; Phase 1

Contacts and Locations

Study Locations

• United States
  • Washington
    • Seattle, Washington, United States, 98109
      • Fred Hutchinson Cancer Research Center/University of Washington Cancer Consortium

Participation Criteria

Eligibility Criteria

• Ages Eligible for Study: 18 years and older (Adult, Older Adult)
• Accepts Healthy Volunteers: No
• Genders Eligible for Study: All

Description

Inclusion Criteria:

• Patients with stage II, or III HER2+ breast cancer who have completed definitive standard treatment and are in complete remission - or -

• Patients with stage IV HER2+ breast cancer treated to:

  • No evidence of disease, or
  • Stable bone only disease after definitive therapy

• Patients must have demonstrated HER2 positive disease, by one of the following methods:

  • Immunohistochemical (IHC) staining of 1+, 2+ or 3+ for the HER2 protein, or
  • Amplification of the HER2 gene on fluorescence in situ hybridization (FISH)
• Patients must be at least 14 days post cytotoxic chemotherapy prior to enrollment
• Patients must be at least 14 days post systemic steroids prior to enrollment
• Patients on bisphosphonates or continued hormone therapy are eligible
• Men and women of reproductive ability must agree to contraceptive use during the entire study period
• Patients must have Zubrod Performance Status Score of =< 2
• Patients must have recovered from major infections and/or surgical procedures, and in the opinion of the investigator, not have any significant active concurrent medical illnesses precluding protocol treatment
• White blood cell count (WBC) >= 3000/mm^3
• Hemoglobin (Hgb) >= 10 mg/dl
• Serum creatinine =< 2.0 mg/dl or creatinine clearance > 60 ml/min
• Total bilirubin =< 1.5 mg/dl
• Serum glutamic oxaloacetic transaminase (SGOT) =< 2.5 times the upper limit of normal
• Patients on trastuzumab monotherapy must have adequate cardiac function as demonstrated by normal ejection fractions (EF) on multi gated acquisition scan (MUGA) scan or echocardiogram performed within the last 3 months of eligibility sign off

Exclusion Criteria:

• Restrictive cardiomyopathy
• Unstable angina within 6 months prior to enrollment
• New York Heart Association functional class III-IV heart failure
• Symptomatic pericardial effusion
• Patients with any contraindication to receiving rhuGM-CSF based products
• Patients with any clinically significant autoimmune disease requiring active treatment
• Patients receiving any concurrent immunomodulators within 30 days of eligibility sign-off
• Patients who are pregnant or breast-feeding
• Patients who are simultaneously enrolled in any other treatment study
• Patients who have received a previous HER2 breast cancer vaccine

Study Plan

How is the study designed?

Design Details

• Primary Purpose: Treatment
• Allocation: Randomized
• Interventional Model: Sequential Assignment
• Masking: None (Open Label)

Number of Arms

7

Arms and Interventions

Participant Group / Arm	Intervention / Treatment
Experimental: Stage I, Arm 1 (HER-2/neu peptide vaccine and rintatolimod); Arm 1: HER2 peptide vaccine + 4 mcg Ampligen® Five groups of randomized patients with each group receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses).	Biological: HER-2/neu peptide vaccine; Given ID; Other Names: HER-2; Drug: rintatolimod; Given ID; Other Names: Ampligen; atvogen; poly(I):poly(C12U) RNA
Active Comparator: Stage II, Arm I (HER-2/neu peptide vaccine and sargramostim); Patients receive synthetic HER-2/neu peptide vaccine admixed with GM-CSF ID.	Biological: sargramostim; Given ID; Other Names: Leukine; Prokine; GM-CSF; Biological: HER-2/neu peptide vaccine; Given ID; Other Names: HER-2
Experimental: Stage II, Arm II (HER-2 vaccine, sargramostim, rintatolimod); Patients receive synthetic HER-2/neu peptide vaccine admixed with GM-CSF and rintatolimod ID	Biological: sargramostim; Given ID; Other Names: Leukine; Prokine; GM-CSF; Biological: HER-2/neu peptide vaccine; Given ID; Other Names: HER-2; Drug: rintatolimod; Given ID; Other Names: Ampligen; atvogen; poly(I):poly(C12U) RNA
Experimental: Stage I, Arm 2 (HER-2/neu peptide vaccine and rintatolimod); Arm 2: HER2 peptide vaccine + 20 mcg Ampligen® Five groups of randomized patients with each group receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses).	Biological: HER-2/neu peptide vaccine; Given ID; Other Names: HER-2; Drug: rintatolimod; Given ID; Other Names: Ampligen; atvogen; poly(I):poly(C12U) RNA
Experimental: Stage I, Arm 3 (HER-2/neu peptide vaccine and rintatolimod); Arm 3: HER2 peptide vaccine + 79 mcg Ampligen® Five groups of randomized patients with each group receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses).	Biological: HER-2/neu peptide vaccine; Given ID; Other Names: HER-2; Drug: rintatolimod; Given ID; Other Names: Ampligen; atvogen; poly(I):poly(C12U) RNA
Experimental: Stage I, Arm 4 (HER-2/neu peptide vaccine and rintatolimod); Arm 4: HER2 peptide vaccine + 495 mcg Ampligen® Five groups of randomized patients with each group receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses).	Biological: HER-2/neu peptide vaccine; Given ID; Other Names: HER-2; Drug: rintatolimod; Given ID; Other Names: Ampligen; atvogen; poly(I):poly(C12U) RNA
Experimental: Stage I; Arm 5 (HER-2/neu peptide vaccine and rintatolimod); Arm 5: HER2 peptide vaccine + 2000 mcg Ampligen® Five groups of randomized patients with each group receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses).	Biological: HER-2/neu peptide vaccine; Given ID; Other Names: HER-2; Drug: rintatolimod; Given ID; Other Names: Ampligen; atvogen; poly(I):poly(C12U) RNA

What is the study measuring?

Primary Outcome Measures

Outcome Measure	Measure Description	Time Frame
Evaluation of immune response among the different treatment arms in Stage I and II	Standard interferon (IFN)-gamma enzyme-linked immunospot (ELISPOT) assay will be used to evaluate CD4+ 1 T cell responses to HER2 immunizing peptides.	Up to 12 months post-vaccination
Evaluation of safety and systemic toxicity among the different treatment arms in Stage I and II	Toxicity grading will be evaluated per Cancer Therapy Evaluation Program (CTEP) Common Terminology Criteria for Adverse Events (CTCAE) 4.0 and monitoring of adverse events (AEs) will be done per Food and Drug Administration (FDA) and National Cancer Institute (NCI) guidelines.	Up to 4 months

Secondary Outcome Measures

Outcome Measure	Measure Description	Time Frame
Disease-free survival	Though not statistically powered to this endpoint, large differences if observed between the vaccine treatment groups will be noted and described.	Time from study enrollment to time of first event, assessed up to 12 months post-vaccination
Overall survival	Though not statistically powered to this endpoint, large differences if observed between the vaccine treatment groups will be noted and described.	Time from study enrollment to time of first event, assessed up to 12 months post-vaccination

Collaborators and Investigators

• Sponsor: University of Washington
• Collaborators: National Cancer Institute (NCI)

Study record dates

Study Major Dates

• Study Start: July 1, 2011
• Primary Completion (Actual): November 1, 2013

Study Registration Dates

• First Submitted: May 16, 2011
• First Submitted That Met QC Criteria: May 16, 2011
• First Posted (Estimate): May 18, 2011

Study Record Updates

• Last Update Posted (Actual): February 10, 2020
• Last Update Submitted That Met QC Criteria: February 4, 2020
• Last Verified: June 1, 2019

More Information

Terms related to this study

• Keywords: Breast Cancer; Vaccine; Stage II; Stage III; HER2+; Stage IV
• Additional Relevant MeSH Terms: Skin Diseases; Neoplasms; Neoplasms by Site; Breast Diseases; Breast Neoplasms; Breast Neoplasms, Male; Physiological Effects of Drugs; Anti-Infective Agents; Antiviral Agents; Immunologic Factors; Sargramostim; poly(I).poly(c12,U)
• Other Study ID Numbers: 7425 (Fred Hutchinson Cancer Research Center/University of Washington Cancer Consortium); P30CA015704 (U.S. NIH Grant/Contract); NCI-2011-00658 (Registry Identifier: CTRP (Clinical Trial Reporting Program)); 7425/133; 133 [Tumor Vaccine Group]