Digital Incentive Spirometry Adherence

October 1, 2025 updated by: University of Pennsylvania

Digital Incentive Spirometer for Assessing Incentive Spirometry Adherence

This single-arm proof-of-concept research study aims to assess the effect of a digital incentive spirometer (IS) device and a companion mobile-based app on incentive spirometry adherence in patients post-surgery. The digital IS utilizes a sensor to measure inspiratory breaths, and these data are transmitted wirelessly to a secure cloud database. The spirometer and app include a patient reminder system, exercise gamification strategies, progress tracking, and additional features designed to promote patient IS use.

Study Overview

Detailed Description

Incentive spirometry is frequently prescribed as a standard-of-care for patients post-surgery to reduce the risk of developing postoperative pulmonary complications associated with atelectasis. An incentive spirometer (IS) is a mechanical breathing device that assists with pulmonary rehabilitation through improving lung expansion by encouraging deep breathing. While performing incentive spirometry exercises is effective at lowering atelectasis severity, ventilation time, and pulmonary complication rates, patient adherence to performing exercises is very poor. Medical staff, due to time constraints, often cannot supervise all of their patients' entire incentive spirometry regimens (usually every 10-15 min during wakeful hours), contributing to low adherence and incorrect exercise completion. This is compounded by current incentive spirometers lacking a method for accurately collecting patient exercise and adherence data. The present study seeks to evaluate the effect of a digital IS that provides instruction signals and exercise reminders on patients' incentive spirometry adherence.

This single-arm proof-of-concept research study aims to assess the effect of a digital incentive spirometer (IS) device and a companion mobile-based app on incentive spirometry adherence in patients post-surgery. The digital IS utilizes a sensor to measure inspiratory breaths, and these data are transmitted wirelessly to a secure cloud database. The spirometer and app include a patient reminder system, exercise gamification strategies, progress tracking, and additional features designed to promote patient IS use.

The objective of this study is to evaluate the effect of a digital IS that provides gentle auditory and haptic reminders and exercise guidance on patient adherence to incentive spirometry. Secondarily, this study will evaluate metrics relating to lung function to assess post-surgery lung recovery in patients using the digital IS.

Study Type

Interventional

Enrollment (Actual)

31

Phase

  • Not Applicable

Contacts and Locations

This section provides the contact details for those conducting the study, and information on where this study is being conducted.

Study Locations

    • New Jersey
      • Cherry Hill, New Jersey, United States, 08003
        • Penn Medicine Cherry Hill
    • Pennsylvania
      • Berwyn, Pennsylvania, United States, 19312
        • Penn Medicine Valley Forge
      • Philadelphia, Pennsylvania, United States, 19104
        • Hospital of the University of Pennsylvania
      • Philadelphia, Pennsylvania, United States, 19104
        • Perelman Center For Advanced Medicine
      • Philadelphia, Pennsylvania, United States, 19104
        • Penn Medicine University City
      • Philadelphia, Pennsylvania, United States, 19104
        • Penn Thoracic Surgery Presbyterian

Participation Criteria

Researchers look for people who fit a certain description, called eligibility criteria. Some examples of these criteria are a person's general health condition or prior treatments.

Eligibility Criteria

Ages Eligible for Study

  • Adult
  • Older Adult

Accepts Healthy Volunteers

No

Description

Inclusion Criteria:

  1. Provision of signed and dated informed consent form
  2. Stated willingness to comply with all study procedures and availability for the duration of the study
  3. Male or female, 18 years or older.
  4. Undergoes any anatomic lung resection surgery
  5. An incentive spirometer is expected to be ordered for the patient as standard-of-care
  6. There is no restriction on active medications.

Exclusion Criteria:

There are no exclusions based on economic status, gender, race, or ethnicity. An individual who meets any of the following criteria will be excluded from participation in this study:

  1. Vulnerable populations who in the opinion of the investigator are unable to give Informed Consent for reasons of incapacity, immaturity, adverse personal circumstances or lack of autonomy.
  2. History of prior non-compliance to prescribed therapy or presence or history of significant psychiatric condition (e.g., drug or alcohol addiction, psychosis, schizophrenia), or cognitive issue which would in the opinion of the investigator, make it difficult for the patient to comply with the study procedures or follow the investigators instructions.
  3. Populations for whom in the opinion of the investigator, incentive spirometry is deemed inappropriate due to medical condition or otherwise.
  4. Pregnant individuals due to low likelihood of meeting inclusion criteria 4. Licensed medical professionals on the clinical team will follow proper procedures in determining if the individual is consenting. Proper procedures entail doing all of the following: giving a patient adequate information concerning the study, providing adequate opportunity for the patient to consider all options, responding to the patient's questions, ensuring that the patient has comprehended this information, obtaining the patient's voluntary agreement to participate and, continuing to provide information as the patient or situation requires. There will be ample opportunity for the patient to ask questions. In the event that the patient is in a vulnerable population and unable to provide consent, they will not be eligible to participate in the study and thus will not be screened. If the individual is not able to provide informed consent or if consent is not certain due to impairments or other factors, they will not be considered for study participation. In the event that the patient is in a vulnerable population and unable to provide consent, they will not be eligible to participate in the study and thus will not be screened.

Study Plan

This section provides details of the study plan, including how the study is designed and what the study is measuring.

How is the study designed?

Design Details

  • Primary Purpose: Prevention
  • Allocation: N/A
  • Interventional Model: Single Group Assignment
  • Masking: None (Open Label)

Arms and Interventions

Participant Group / Arm
Intervention / Treatment
Experimental: Single arm proof of concept study of a digital incentive spirometer
This single-arm proof-of-concept research study aims to assess the effect of a digital incentive spirometer (IS) device and a companion mobile-based app on incentive spirometry adherence in patients post-surgery. The digital IS utilizes a sensor to measure inspiratory breaths, and these data are transmitted wirelessly to a secure cloud database. The spirometer and app include a patient reminder system, exercise gamification strategies, progress tracking, and additional features designed to promote patient IS use.
Major chest surgery can lead to respiratory compromise and traditional breathing exercises are not supervised or monitored. The primary objective of this study is to evaluate the effect of a multifeatured digital IS and integrated phone app on patient adherence to incentive spirometry. Together the device and app will include the following functions: an auditory and haptic reminder cue, visual and auditory cues to guide exercise completion, exercise gamification, and data tracking and visualization features.

What is the study measuring?

Primary Outcome Measures

Outcome Measure
Measure Description
Time Frame
Incentive Spirometry Adherence (Breath Attempts Per Day)
Time Frame: Till discharge or up to 7 days
Number of inspiratory breath attempts performed with the digital IS per day.
Till discharge or up to 7 days
Incentive Spirometry Consistency (Hours Per Day With ≥1 Breath)
Time Frame: Till discharge or up to 7 days
Number of hours in which at least one inspiratory breath was attempted using the digital IS per day.
Till discharge or up to 7 days

Secondary Outcome Measures

Outcome Measure
Measure Description
Time Frame
Volume of Inspiratory Breaths Attempted With the Digital IS
Time Frame: Till discharge or up to 7 days
Inspiratory volume in milliliters measured from one inhalation from the device
Till discharge or up to 7 days
Blood Oxygen Saturation
Time Frame: Till discharge or up to 7 days
Average postoperative SpO2 per patient. Mean is the mean across the patient cohort.
Till discharge or up to 7 days
Pain Scores
Time Frame: Till discharge or up to 7 days
Postoperative pain scores will be reported on a scale from 0 (no pain) to 10 (unbearable pain). These are then averaged per patient. Mean and range is reported for the entirely of the patient cohort.
Till discharge or up to 7 days
Flow Rate of Inspiratory Breaths Attempted From the Digital IS
Time Frame: Till discharge or up to 7 days
Flow rate over time (mL/sec) of each inspiratory breath measured from one inhalation from the device.
Till discharge or up to 7 days

Other Outcome Measures

Outcome Measure
Measure Description
Time Frame
Diffusing Capacity of the Lungs for Carbon Monoxide (DLCO)
Time Frame: up to 2 weeks before the surgery
Preoperative diffusing capacity of the lung for carbon monoxide to move from air sacs into the bloodstream as a percent of predicted value based on the person's age, sex, height, and other factors.
up to 2 weeks before the surgery
Forced Expiratory Volume in 1 Second (FEV-1)
Time Frame: up to 2 weeks before the surgery
Preoperative forced expiration volume in 1 second as a percentage of predicted value based on the person's age, sex, height, and other factors.
up to 2 weeks before the surgery
Forced Vital Capacity (FVC)
Time Frame: up to 2 weeks before the surgery
Preoperative forced vital capacity of the lungs as a percentage of predicted value based on the person's age, sex, height, and other factors.
up to 2 weeks before the surgery
Vital Capacity (VC)
Time Frame: up to 2 weeks before the surgery
Preoperative vital capacity of the lungs.
up to 2 weeks before the surgery
Residual Volume (RV)
Time Frame: up to 2 weeks before the surgery
Preoperative residual volume of the lungs as a percentage of predicted value based on the person's age, sex, height, and other factors.
up to 2 weeks before the surgery
Total Lung Capacity (TLC)
Time Frame: up to 2 weeks before the surgery
Preoperative total lung capacity as a percentage of predicted value based on the person's age, sex, height, and other factors.
up to 2 weeks before the surgery
Forced Expiratory Flow (FEF25-75)
Time Frame: up to 2 weeks before the surgery
Forced expiratory flow rate between 25% and 75% of the forced vital capacity, pre-bronchodilator, as a percentage of predicted value based on the person's age, sex, height, and other factors.
up to 2 weeks before the surgery
Thoracic Gas Volume (TGV)
Time Frame: up to 2 weeks before the surgery
Total gas volume within the chest cavity when the airway is temporarily blocked as a percent of predicted value based on the person's age, sex, height, and other factors.
up to 2 weeks before the surgery
Expiratory Reserve Volume (ERV)
Time Frame: up to 2 weeks before the surgery
Expiratory reserve volume of the lungs as a percentage of predicted value based on the person's age, sex, height, and other factors.
up to 2 weeks before the surgery
Discharge Survey Responses - Device Engagement
Time Frame: On the day of patient discharge from the hospital, an average of 3 days
Device engagement survey responses. Patients are instructed on the paper survey to "Circle how much you agree or disagree with the following statements:"
On the day of patient discharge from the hospital, an average of 3 days
Discharge Survey Responses - Previous Incentive Spirometry
Time Frame: On the day of patient discharge from the hospital, an average of 3 days
Have you used an incentive spirometer prior to this hospital stay?
On the day of patient discharge from the hospital, an average of 3 days
Discharge Survey Responses - Exercise Completion Self-Reported Adherence
Time Frame: On the day of patient discharge from the hospital, an average of 3 days
Discharge Survey Question: How much of you exercises do you think you completed?
On the day of patient discharge from the hospital, an average of 3 days

Collaborators and Investigators

This is where you will find people and organizations involved with this study.

Investigators

  • Principal Investigator: Doraid Jarrar, MD, University of Pennsylvania

Study record dates

These dates track the progress of study record and summary results submissions to ClinicalTrials.gov. Study records and reported results are reviewed by the National Library of Medicine (NLM) to make sure they meet specific quality control standards before being posted on the public website.

Study Major Dates

Study Start (Actual)

December 27, 2024

Primary Completion (Actual)

July 31, 2025

Study Completion (Actual)

July 31, 2025

Study Registration Dates

First Submitted

September 25, 2024

First Submitted That Met QC Criteria

October 4, 2024

First Posted (Actual)

October 8, 2024

Study Record Updates

Last Update Posted (Estimated)

October 20, 2025

Last Update Submitted That Met QC Criteria

October 1, 2025

Last Verified

October 1, 2025

More Information

Terms related to this study

Plan for Individual participant data (IPD)

Plan to Share Individual Participant Data (IPD)?

NO

Drug and device information, study documents

Studies a U.S. FDA-regulated drug product

No

Studies a U.S. FDA-regulated device product

Yes

product manufactured in and exported from the U.S.

No

This information was retrieved directly from the website clinicaltrials.gov without any changes. If you have any requests to change, remove or update your study details, please contact register@clinicaltrials.gov. As soon as a change is implemented on clinicaltrials.gov, this will be updated automatically on our website as well.

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