Left Atrial Appendage Occlusion for AF Patients Unable to Use Oral Anticoagulation Therapy (COMPARE-LAAO)

Comparing Effectiveness and Safety of Left Atrial Appendage Occlusion for Non-valvular Atrial Fibrillation Patients at High Stroke Risk Unable to Use Oral Anticoagulation Therapy

Up to 5% of Atrial Fibrillation (AF) patients may have or develop contraindications to use oral anticoagulation (OAC). Randomized controlled trial (RCT) data suggest that Left Atrial Appendage Occlusion (LAAO) may provide a non-inferior alternative for cardioembolic stroke protection in patients tolerant to OAC. However, RCT data for LAAO is lacking in patients with contra-indications to OAC using antiplatelet (APT) or no therapy as usual care. The hypothesis underlying this trial is to demonstrate that LAAO is superior to usual care for the prevention of stroke.

Study Overview

• Status: Recruiting
• Conditions: Atrial Fibrillation; Anticoagulants and Bleeding Disorders
• Intervention / Treatment: Device: Left atrial appendage occlusion (Watchman FLX or Amplatzer Amulet)

Detailed Description

Stroke risk for non-valvular AF is estimated with the CHA2DS2-VASc score. When patients have no risk factors, no anticoagulation is recommended with a Class III, loe B. With 1 risk factor in men and 2 in women, anticoagulation should be considered (class IIA, loe-B). When the CHA2DS2-VASc score is 2 or greater in men (3 or greater in women) anticoagulation is recommended in all with a Class I, loe-A, preferably with a NOAC (class I, loe-A). Platelet inhibitor monotherapy is prohibited with a Class III, loe-A. Patients that have or develop a long-term contra-indication for oral anticoagulation have no class I guideline accepted alternative. Instead it is recommended to modify conditions or interrupt anticoagulants (Class IIB, loe-B). Resumption of oral anticoagulants should be guided by a multidisciplinary team that weighs the risks and benefits of such a course of action (class IIA, loe-C). In patients after an intracranial haemorrhage (ICH), it is recommended to initiate or resume anticoagulation after 2-4 weeks (class IIA, loeC) choosing an agent with low intracranial bleeding risk.

There is insufficient data to support the choice of anticoagulant and no evidence at all for avoiding stroke prevention altogether, which has led to wide variations in restarting oral anticoagulation often after several months of abstinence. Over 60% does not even resume therapy after anticoagulation-associated ICH.

As the LAA is the dominant source for cardioembolic stroke, mechanical percutaneous endocardial occlusion procedures have been developed. The WATCHMAN and AMULET (both FDA- and CE approval) are the most used but others are emerging. Basically, a cardiac catheterization is performed from the Femoral Vein, passing a 14F catheter through the Inferior Caval Vein and the interatrial septum to the left atrium. The delivery system is then positioned in the LAA ostium, and the device is deployed blocking the entrance and eliminating the LAA from the circulation. The implant procedure is usually guided by trans-esophageal echo imaging to assess device size and determine optimal position before it can be released. Adequate closure is achieved in 99% of patients nowadays, with a low and manageable procedural risk of 2.5%. To avoid device-related thrombus during reendothelialization patients are treated with dual antithrombotic agents, aspirin and clopidogrel in the first 3 months, which is narrowed down to aspirin until 1 year after which time it may be discontinued.

The 5-year follow up of PROTECT-AF and PREVAIL showed that LAAO was non-inferior to vitamin K antagonist (VKA) for the primary endpoint of stroke/ TIA/systemic embolism/death (HR 0.82, p-value 0.3), while VKA-patients had significantly more major bleeding events after the implant (HR 0.48, p=0.0003). WATCHMAN LAAO is CE and FDA approved and worldwide almost 100.000 WATCHMAN implantations have now been performed. Currently no RCT outcome data are available comparing WATCHMAN LAAO to any type of NOAC. For AMULET and other LAAO devices there are no published RCT compared to either VKA or NOAC. The EWOLUTION all-comers registry data in over 1000 AF pts (73% unable to use (N)OAC, CHA2DS2-VASc 4.7) WATCHMAN LAAO showed stroke and bleeding rates 80% and 46% lower than expected compared to historical data. In 2 similar AMPLATZER-AMULET LAAO registries of >1000 AF patients, stroke and bleeding rates were 50-60% lower. Both in the 2020 ESC and the 2019 AHA/ACC guidelines, LAAO has received a Class IIb, loe-B recommendation for stroke prevention in patients with AF that have non-reversible contra-indications for long-term anticoagulation.

The COMPARE-LAAO trial studies the effectiveness and safety of LAAO as an alternative means for stroke prevention, to establish whether outcomes in The Netherlands are comparable to literature. In the setting of a randomized controlled trial, LAA will be compared to usual care of anti-platelet therapy or nothing based on individual physician's assessment. Cost-effectiveness will be studied by comparing the additional cost of the procedure to cost of usual care, and the differences in cost between both arms for complications due to stroke and other embolism.

• Study Type: Interventional
• Enrollment (Anticipated): 609
• Phase: Not Applicable

Contacts and Locations

• Study Contact: Name: Lucas VA Boersma, Prof. Dr.; Phone Number: +31 (0)88 320 0900; Email: l.boersma@antoniusziekenhuis.nl

Study Locations

• Netherlands
  • Groningen, Netherlands, 9713 GZ
    • Active, not recruiting
    • UMC Groningen
  • Utrecht, Netherlands, 3584 CX
    • Recruiting
    • UMC Utrecht
    • Contact: George Vlachojannis, MD, PhD
  • Friesland
    • Leeuwarden, Friesland, Netherlands, 8934 AD
      • Active, not recruiting
      • Medical Center Leeuwarden
  • Gelderland
    • Nijmegen, Gelderland, Netherlands, 6525 GA
      • Not yet recruiting
      • Radboud UMC
      • Contact: Sjoerd Westra, MD
  • Limburg
    • Maastricht, Limburg, Netherlands, 6229 HX
      • Not yet recruiting
      • Maastricht UMC
      • Contact: Marisevi Chaldoupi, MD, PhD
  • Noord Holland
    • Nieuwegein, Noord Holland, Netherlands, 3435 CM
      • Recruiting
      • St Antonius Hospital
      • Contact: Lucas Boersma, prof. dr.
      • Contact: Marina Huijboom; Phone Number: +31 88 320 0900; Email: m.huijboom@antoniusziekenhuis.nl
  • Noord-Brabant
    • Breda, Noord-Brabant, Netherlands, 4818 CK
      • Not yet recruiting
      • Amphia Hospital
      • Contact: Sander IJsselmuiden, MD, PhD
  • Noord-Holland
    • Amsterdam, Noord-Holland, Netherlands, 1091 AC
      • Not yet recruiting
      • OLVG
      • Contact: Muchtiar Khan, MD
    • Amsterdam, Noord-Holland, Netherlands, 1105 AZ
      • Not yet recruiting
      • Amsterdam UMC
      • Contact: Joris de Groot, MD, PhD
  • Overijssel
    • Enschede, Overijssel, Netherlands, 7512 KZ
      • Not yet recruiting
      • Medical Spectrum Twente
      • Contact: Jeroen Stevenhagen, MD, PhD
    • Zwolle, Overijssel, Netherlands, 8025 BT
      • Not yet recruiting
      • Isala Clinics
      • Contact: Arif Elvan, MD, PhD
  • Zuid Holland
    • Den Haag, Zuid Holland, Netherlands, 2545 AA
      • Not yet recruiting
      • Haga Hospital
      • Contact: Jeroen van der Heijden, MD, PhD
  • Zuid-Holland
    • Leiden, Zuid-Holland, Netherlands, 2333 ZA
      • Not yet recruiting
      • Leiden UMC
      • Contact: Frank van der kley, MD
    • Rotterdam, Zuid-Holland, Netherlands, 3015 GD
      • Active, not recruiting
      • Erasmus MC

Participation Criteria

Eligibility Criteria

• Ages Eligible for Study: 16 years and older (Adult, Older Adult)
• Accepts Healthy Volunteers: No
• Genders Eligible for Study: All

Description

Inclusion Criteria:

1. Documented non-valvular AF (paroxysmal or non-paroxysmal) and
2. CHA2DS2-VASc score of 2 or more and
3. Unsuitable for long-term use of oral anticoagulation as determined by the referring physician team as well as the multidisciplinary team in the study hospital and
4. Suitable for dual APT for at least 3 months and single APT from 3 until at most 12 months and
5. At least 18 years of age, and willing and able to provide informed consent and adhere to study rules and regulations and follow-up

The decision of suitability for LAAO should be made by a multidisciplinary team consisting of at least an echocardiographist, an implanting cardiologist, and a cardiac surgeon. The decision of unsuitability for oral anticoagulation by the referring and implanting centers will be clearly and extensively documented in the study charts. This should include the support of physicians other than the referring and implanting cardiologist. These physicians should be specialists in the field where the contra-indication arises such as neurology, gastro-enterology, internal medicine, urology, or other specialties. In many cases the contra-indication may be due to (repeated) major bleeding.Bleeding will be classified according to the BARC criteria as major with a score of 3 or more. The risk of recurrent bleeding should be established by a multidisciplinary team, as well as the decision that the risk of bleeding recurrence outweighs the benefit of restarting oral anticoagulation, which will be documented in the charts. Alternative reasons not to use anticoagulation should be major and irreversible. These may be highly variable and may include but are not limited to occupational or life-style hazards, drug side-effects, ineffectiveness, intolerance, renal or liver failure, falling hazards, vascular problems, cerebral amyloid deposition, and coagulation disorders.

Exclusion Criteria:

1. Any invasive cardiac procedure within 30 days prior to randomization and 90 days after LAAO that would interfere with the study follow-up and medication
2. Unsuitable LAA anatomy for closure or thrombus in the LAA at the time of procedure
3. Contraindications or unfavourable conditions to perform cardiac catheterization or TEE
4. Atrial septal malformations, atrial septal defect or a high-risk patient foramen ovale that may cause thrombo-embolic events
5. Atrial septal defect repair or closure device or a patent foramen ovale repair or any other anatomical condition as this may preclude an LAAO procedure
6. LVEF<31% and/or heart failure NYHA 3-4
7. Mitral valve regurgitation grade 3 or more
8. Mitral stenosis as this makes AF by definition valvular in nature
9. Aortic valve stenosis (AVA<1.0 cm2 or Pmax>50 mmHg) or regurgitation grade 3 or more
10. Planned cardiac surgery for any reason within 3 months
11. Stroke within the 3 months prior to inclusion, if not yet clinically stable, and/or without adequate diagnostic or prognostic evaluation, and/or in need of other interventions NL75209.100.20 COMPARE-LAAO Study protocol version 1.4 September 2020
12. Planned CEA for significant carotid artery disease
13. Major bleeding (BARC criteria>type 2) within 1 month prior to inclusion or longer if it has not been resolved yet
14. Compelling medical reason to use VKA or NOAC (e.g. mechanical heart valve, pulmonary embolism, ventricular aneurysm)
15. Major contraindications for using aspirin or clopidogrel
16. (planned) pregnancy
17. Participation in any other clinical trial that interferes with the current study
18. Life expectancy of less than 1 year

Study Plan

How is the study designed?

Design Details

• Primary Purpose: Prevention
• Allocation: Randomized
• Interventional Model: Parallel Assignment
• Masking: None (Open Label)

Number of Arms

2

Arms and Interventions

Participant Group / Arm	Intervention / Treatment
Experimental: Intervention arm - Left atrial appendage occlusion (with Watchman FLX or Amplatzer Amulet device); Patients randomized to the intervention arm will receive left atrial appendage occlusion. In order to prevent device-related thrombus, they will use dual antiplatelet therapy (acetylsalicylzuur + clopidogrel) for three months and single antiplatelet therapy (acetylsalicylzuur) until at least 12 months after the procedure.	Device: Left atrial appendage occlusion (Watchman FLX or Amplatzer Amulet); Currently, there are two devices available on the Dutch market, Watchman and Amulet. After randomization to the intervention arm, additional randomization for type of device will follow. If the amount of procedures is too small to implant two devices, the centre will implant a device of choice.; Other Names: Watchman FLX device; Amplatzer Amulet device
No Intervention: Control arm - no or usual care; The patients in the control arm will stay on optimal treatment as decided by the referring physician (antiplatelet therapy or nothing).

What is the study measuring?

Primary Outcome Measures

Outcome Measure	Measure Description	Time Frame
Time to first occurrence of ischemic or hemorrhagic or undetermined stroke.		Minimal follow up is 1 year, maximum follow up +/- 5 years
Time to first occurrence of the composite of stroke (ischemic or hemorrhagic or undetermined), TIA and systemic embolism.		Minimal follow up is 1 year, maximum follow up +/- 5 years
Incidence of procedural complications	Defined as major procedure-related events that require prolonged hospitalization and/or specific treatment, or that lead to permanent physical or mental disability, including but not limited to: pericardiocentesis, major access site bleeding (BARC), any other major bleeding (BARC), device dislocation from the LAA to the heart or aorta, stroke, death, or other severe complications that are considered due to the procedure	Procedure up to 30 days

Secondary Outcome Measures

Outcome Measure	Measure Description	Time Frame
The composite event rate of stroke (ischemic or hemorrhagic), TIA, systemic embolism and cardiovascular death.		Through study completion, an average of 3 years
Ischemic stroke event rate		Through study completion, an average of 3 years
Disabling stroke event rate		Through study completion, an average of 3 years
Hemorrhagic stroke event rate		Through study completion, an average of 3 years
TIA event rate		Through study completion, an average of 3 years
Systemic embolism (SE) event rate		Through study completion, an average of 3 years
Mortality (cardiovascular) event rate		Through study completion, an average of 3 years
Mortality (all-cause) event rate		Through study completion, an average of 3 years
Major bleeding event rate (according to BARC criteria)		both procedural up to 7 days, as well as total (through study completion, an average of 3 years)
Minor bleeding event rate		both procedural up to 7 days, as well as total (through study completion, an average of 3 years)
Number of patients with successful device deployment		procedural up to 7 days
Adverse events rate		at 30 days, and from 30 days until end of follow up (max. 5 years, avarage of 3 years)
Device related thrombus event rate		Through study completion, an average of 3 years
Net-clinical benefit of efficacy and safety endpoint (calculated as the difference in time to first occurence of stroke, TIA and SE in both arms in comparison to the 30-day rate of procedural complications in both groups)		Through study completion, an average of 3 years
Patient-reported health quality assessed by the SF12 questionnaire	SF-12 stands for 12-Item Short Form Health Survey. Every question is scored from 1 to 5 points. Higher scores indicate better outcomes.	baseline, 3, 6, 12 months, after that on a yearly base (until the end of the study, max follow up +/- 5 years)
Anxiety and depression assessed by the HADS questionnaire	HADS questionnaire stands for Hospital Anxiety and Depression Scale. The scale of the HADS-questionnaire lies between 0-21. For both anxiety and depression, de scores indicate: 0-7 = normal; 8-10 = borderline normal; 11-21 = abnormal	baseline, 3, 6, 12 months, after that on a yearly base (until the end of the study, max follow up +/- 5 years)
Generic health status assessed by the EQ5D5L questionnaire (in order to perform a cost-effectiveness analysis)	EQ5D5L is a standardized instrument for measuring generic health status, widely used for (among other things) economic evaluations. The EQ5D5L consists of 5 dimensions (mobility, self care, usual activities, pain/discomfort, anxiety/depression), each with a scale/digit of 1-5 (where 1 indicates no problem and 5 indicates extreme problems). The digits for 5 dimensions can be combined in a 5-digit number describing a patients health state (this is no cardinal score). From these 5-digits numbers, a index value can be calculated. These index values will be compared between the different time frames and groups.	Through study completion, an average of 3 years. Questionnaires will be send on a half yearly basis.
Medical consumption (in order to perform a cost-effectiveness analysis)	iMCQ stands for iMTA Medical Consumption Questionnaire and is developed in order to improve standardization in measurement in health economic evaluation. The iMCQ is a generic instrument for measuring medical costs. The iMCQ includes questions related to frequently occurring contacts with health care providers.	Through study completion, an average of 3 years. Questionnaires will be send on a half yearly basis.
Productivity losses (in order to perform a cost-effectiveness analysis)	iPCQ stands for iMTA Productivity Cost Questionnaire and is developed in order to improve standardization in measurement in health economic evaluation. The iPCQ is a generic questionnaire for the measurement of productivity losses.	Through study completion, an average of 3 years. Questionnaires will be send on a half yearly basis.

Collaborators and Investigators

• Sponsor: R&D Cardiologie
• Collaborators: ZonMw: The Netherlands Organisation for Health Research and Development
• Investigators: Principal Investigator: Lucas VA Boersma, Prof. Dr., St Antonius Ziekenhuis Nieuwegein

Publications and helpful links

General Publications

• Huijboom M, Maarse M, Aarnink E, van Dijk V, Swaans M, van der Heijden J, IJsselmuiden S, Folkeringa R, Blaauw Y, Elvan A, Stevenhagen J, Vlachojannis G, van der Voort P, Westra S, Chaldoupi M, Khan M, de Groot J, van der Kley F, van Mieghem N, van Dijk E, Dijkgraaf M, Tijssen J, Boersma L. COMPARE LAAO: Rationale and design of the randomized controlled trial "COMPARing Effectiveness and safety of Left Atrial Appendage Occlusion to standard of care for atrial fibrillation patients at high stroke risk and ineligible to use oral anticoagulation therapy". Am Heart J. 2022 Aug;250:45-56. doi: 10.1016/j.ahj.2022.05.001. Epub 2022 May 7.

Study record dates

Study Major Dates

• Study Start (Actual): January 1, 2021
• Primary Completion (Anticipated): May 1, 2026
• Study Completion (Anticipated): November 1, 2026

Study Registration Dates

• First Submitted: November 25, 2020
• First Submitted That Met QC Criteria: December 18, 2020
• First Posted (Actual): December 21, 2020

Study Record Updates

• Last Update Posted (Estimate): December 20, 2022
• Last Update Submitted That Met QC Criteria: December 19, 2022
• Last Verified: December 1, 2022

More Information

Terms related to this study

• Keywords: Stroke; Atrial fibrillation; Anticoagulation; Left atrial appendage; Left atrial appendage occlusion; Occluder
• Additional Relevant MeSH Terms: Pathologic Processes; Heart Diseases; Cardiovascular Diseases; Vascular Diseases; Hematologic Diseases; Hemorrhagic Disorders; Arrhythmias, Cardiac; Hemostatic Disorders; Blood Coagulation Disorders; Atrial Fibrillation
• Other Study ID Numbers: RDC-2020.01

Plan for Individual participant data (IPD)

• Plan to Share Individual Participant Data (IPD)?: Yes
• IPD Plan Description: During/at the end of the study, the database will be transfered to the 'Dutch Heart Registry' (https://nederlandsehartregistratie.nl/). This registry keeps track of all implantable devices that are within the national health insurance package. In this way, data can be obtained by other researchers (fair data principle).
• IPD Sharing Time Frame: After publishing the main study articles, all data will be available.
• IPD Sharing Access Criteria: Specific degrees in the field of research have to be demonstrated, as well as links with hospitals or research institutes (e.g. an employee contract) of the researcher/physician.
• IPD Sharing Supporting Information Type: Study Protocol; Statistical Analysis Plan (SAP)

Drug and device information, study documents

• Studies a U.S. FDA-regulated drug product: No
• Studies a U.S. FDA-regulated device product: Yes
• product manufactured in and exported from the U.S.: Yes