A Diaphragm-Sparing Nerve Block for Arthroscopic Shoulder Surgery?

July 10, 2017 updated by: Dr Marty Philippe, Clinique Medipole Garonne

Is There a Real Diaphragm-Sparing Nerve Block for Arthroscopic Shoulder Surgery?

This study aims at assessing the effectiveness of combined suprascapular nerve block (SSNB), infraclavicular brachial plexus block (ICB) and supraclavicular nerve block (SCNB) as surgical anesthesia for patients scheduled for arthroscopic shoulder surgery. The secondary objective is to test the hypothesis that SSNB-ICB-SCNB combination could spare the phrenic nerve.

Study Overview

Detailed Description

Material and Methods This study will be performed according to the declaration of Helsinki. The institutional review board of the hospital (Clinique Médipôle Garonne, 45 rue de Gironis, 31036, Toulouse) gave its approval (registration n° 2016-202). Written consent for publication will been obtained from each patient.

Patients This prospective study will be conducted in the Department of Orthopedic surgery of Clinique Médipôle Garonne. Patients will be included from June 2017 to July 2017. Patients undergoing ambulatory arthroscopic shoulder surgery (acromioplasty and supraspinatus tendon repair) will be screened. Exclusion criteria are: age <18 years, brachial plexus neuropathies, acute respiratory distress, coagulopathies, systemic glucocorticoid use, pregnancy, routine use of opioid medications, intolerance for one or more medication of the study protocol and diabetes. All the patients will be operated on by the same surgeon (Dr Duport M.) and regional anesthesia will performed by experienced anesthetists (PM, CC, FF and MM).

Settings Before regional anesthesia (T1), the first sonographic evaluation of the diaphragm will performed.

All patients will be monitored in accordance with current guidelines, including non-invasive blood pressure as well as continuous electrocardiogram and pulse oximetry. The combination of infraclavicular brachial plexus block (ICB) (ropivacaine 0.375%, 20 mL), suprascapular nerve block (SSNB) (ropivacaine 0.375%, 5 mL) and supraclavicular nerve block (SCNB) (ropivacaine 0.375%, 5 mL) will performed. Systemic dexamethasone (10mg) will be administrated in all patients to prolong the analgesic effect of regional anesthesia. Shoulder arthroscopy will be performed in lateral decubitus position. Patients will then be transferred to the post-anesthesia care unit (PACU). Paracetamol (1 g each 6 hours) and Ketoprofen (100mg twice a day) will be systematically administered. Rescue analgesia with tramadol (100mg each 8 hours) will be administered if necessary (verbal rating scale (VRS) >3). Before PACU discharge (T2), a new ultrasonographic diaphragmatic function assessment will be done. Incidence of dyspnea will also be reported.

Patients will be contacted by phone once a day during the first two days after surgery to analyze the time period to the first opioids request, consumption of tramadol tablets and overall satisfaction. Patients will be instructed to keep a diary or write down the time when they took painkillers. Patient satisfaction concerning the procedure will be assessed using an 11-point scale (0: totally unsatisfied, I would definitively want a different anesthesia / analgesia method for the next surgery; 10: totally satisfied, I would definitively want the same anesthesia / analgesia method for the next surgery).

Regional anesthesia procedure Regional anesthesia procedures will be performed with Ultra-Sound (US) equipment (Sonosite Export, Bothell, USA) by experienced anesthetists. The ICB will be performed as follow: after skin disinfection, US probe will be placed just below clavicle inferior to site of needle entry. A 50 mm sonovisible nerve block needle (Ultraplex, B. Braun, Germany) will be inserted using in-plane technique. Following identification of axillary artery and cords, the needle will be advanced posterior to axillary artery. Local anesthetic (LA) (ropivacaine 0.375%, 20 mL) will then be deposited in a U-shaped distribution posterior and to each side of the axillary artery using as few injections as possible.

Then, an in-plane ultrasound-guided SSNB will be performed by locating the brachial plexus and the departure of the suprascapular nerve (SSN) from the superior trunk under the inferior belly of the omohyoid muscle by sliding the transducer distally and then injecting 5 mL of ropivacaine 0.375% in order to surround the nerve with local anesthetic.

As previously described, the SCNB will be performed injecting 5 mL of ropivacaine 0.375% in the intermuscular plane between the sternocleidomastoid and scalene muscles using a lateral to medial in-plane technique. The supraclavicular nerve is a terminal branch of the superficial cervical plexus that supplies the skin overlying the shoulder.

Any instances requiring unscheduled conversion to general anesthesia intraoperatively will be considered as a regional anesthesia failure.

The success of this combination of peripheral nerves blocks is supported by a precise innervation analysis of the shoulder. The anterior aspect of the shoulder joint is supplied by the posterior cord (which provides the subscapular and axillary nerves) and the lateral cord of brachial plexus ( which provides the lateral pectoral nerve). The posterior shoulder joint is innervated by the suprascapular nerve, which originates from the most proximal section of the superior trunk, as well as small branches of the axillary nerve. Combination of ICB and SSNB allows anesthesia of these nerves originating from the brachial plexus. However, cutaneous innervation of the shoulder is complex and partially mediated by the supraclavicular nerve. A block of this terminal branch of the superficial cervical plexus can be easily performed injecting the LA solution in the intermuscular plane between the sternocleidomastoid and scalene muscles.

Ultrasonographic diaphragmatic function assessment Diaphragmatic function will be evaluated using M-mode ultrasonography according to previously described techniques. With the patient in a semi sitting position with the head elevated approximately 30 degrees, diaphragmatic sonography will be performed using a 3.5-5 MHz phased array probe. The probe will be placed immediately below the right or left costal margin in the right or left anterior axillary line and was directed medially, cephalad and dorsally, so that the ultrasound beam reached perpendicularly the posterior third of the corresponding hemi-diaphragm. The two-dimensional (2D) mode will initially be used to obtain the best approach and to select the exploration line; the M-mode will then be used to display the motion of the anatomical structures along the selected line. Patients will be scanned along the long axis of the intercostal spaces, with the liver serving as an acoustic window to the right, and the spleen to the left. Normal inspiratory diaphragmatic movement is caudal, since the diaphragm moves toward the probe; normal expiratory trace is cranial, as the diaphragm moves away from the probe. In M-mode, the diaphragm appeares as a crisp white, hyperechoic line slowly undulating through the respiratory cycle. Patients will be then asked to perform a "voluntary sniff" (VS) test, for which patients will be asked to forcefully inhale through the nose in a sniffing fashion. Diaphragmatic excursion from baseline will be measured in centimeters using the digital calipers on the ultrasound machine interface. A normal upward movement (toward the probe) will be designated positive. A paradoxical downward movement is designated negative. Two measurements will be made, and the largest displacement will be taken as the referred value. The above measurements will be performed immediately preceding nerves blockade, and then just before PACU discharge. As previously described, complete hemi diaphragmatic paralysis is defined as a greater than 75% reduction in diaphragmatic excursion measured in the VS test13. Partial paralysis is defined as a 25% to 75% reduction.

Data analysis Data analysis for this study is largely descriptive, including percentages and counts for categorical data and medians with 25th to 75th interquartile ranges (IQRs) for continuous data. The primary outcome is the success rate of regional anesthesia (i.e. intraoperative conversion to general anesthesia was considered as a regional anesthesia failure). The secondary outcomes are; analysis of diaphragmatic paralysis, dyspnea, post-operative analgesia duration and patient satisfaction. Data were analyzed using Microsoft Excel (Microsoft, Redmond, Washington).

Study Type

Interventional

Enrollment (Actual)

10

Phase

  • Not Applicable

Contacts and Locations

This section provides the contact details for those conducting the study, and information on where this study is being conducted.

Study Locations

      • Toulouse, France, 31036
        • Clinique Médipole Garonne

Participation Criteria

Researchers look for people who fit a certain description, called eligibility criteria. Some examples of these criteria are a person's general health condition or prior treatments.

Eligibility Criteria

Ages Eligible for Study

18 years to 99 years (Adult, Older Adult)

Accepts Healthy Volunteers

No

Genders Eligible for Study

All

Description

Inclusion Criteria:

  • Patients undergoing ambulatory arthroscopic shoulder surgery (acromioplasty and supraspinatus tendon repair) will be screened.

Exclusion Criteria:

  • Exclusion criteria are: age <18 years, brachial plexus neuropathies, acute respiratory distress, coagulopathies, systemic glucocorticoid use, pregnancy, routine use of opioid medications, intolerance for one or more medication of the study protocol and diabetes.

Study Plan

This section provides details of the study plan, including how the study is designed and what the study is measuring.

How is the study designed?

Design Details

  • Primary Purpose: Treatment
  • Allocation: N/A
  • Interventional Model: Single Group Assignment
  • Masking: None (Open Label)

Arms and Interventions

Participant Group / Arm
Intervention / Treatment
Experimental: distal nerves blocks group

This study aims at assessing the effectiveness of combined supra scapular nerve block, infraclavicular block and supraclavicular nerve block as surgical anesthesia for patients scheduled for arthroscopic shoulder surgery.

These blocks are performed for decades in routine care. The originality of this study is to analyze the combination of these different blocks for post-operative pain relief in arthroscopic shoulder surgery. This combination can be considered as an alternative to interscalene block well known to be associated with diaphragmatic paralysis.

Local anesthetics used in this study are used for many years in routine care: Ropivacaine 0.375%. A single injection will be performed under ultrasounds. No continuous injection will be performed.

  • ICB: US probe will be placed just below clavicle inferior to site of needle entry. Following identification of axillary artery and cords, the needle will be advanced posterior to axillary artery. 20 cc of Ropivacaine 0.375% will then be deposited in a U-shaped distribution posterior and to each side of the axillary artery.
  • SSNB will be performed by locating the brachial plexus and the departure of the suprascapular nerve from the superior trunk under the inferior belly of the omohyoid muscle by sliding the transducer distally and then injecting 5 mL of ropivacaine 0.375%.
  • SCNB will be performed injecting 5 mL of ropivacaine 0.375% in the intermuscular plane between the sternocleidomastoid and scalene muscles using a lateral to medial in-plane technique.

Diaphragmatic excursion will be assessed under ultrasound immediately before and after regional anesthesia.

This a pain free and safe procedure, that we usually perform in patients at risk of respiratory failure.

What is the study measuring?

Primary Outcome Measures

Outcome Measure
Measure Description
Time Frame
success of regional anesthesia procedure (no requirement of intraoperative general anethesia)
Time Frame: 12 hours

The primary outcome is the success rate of regional anesthesia (i.e. intraoperative conversion to general anesthesia was considered as a regional anesthesia failure).

General anesthesia was defined as requirement of intraoperative invasive ventilation.

12 hours

Secondary Outcome Measures

Outcome Measure
Measure Description
Time Frame
diaphragmatic paralysis
Time Frame: 12 hours
The secondary outcomes is the analysis of diaphragmatic paralysis. Complete hemi diaphragmatic paralysis was defined as a greater than 75% reduction in diaphragmatic excursion measured in the Voluntary Sniff test. Partial paralysis was defined as a 25% to 75% reduction.
12 hours

Collaborators and Investigators

This is where you will find people and organizations involved with this study.

Study record dates

These dates track the progress of study record and summary results submissions to ClinicalTrials.gov. Study records and reported results are reviewed by the National Library of Medicine (NLM) to make sure they meet specific quality control standards before being posted on the public website.

Study Major Dates

Study Start (Actual)

June 20, 2017

Primary Completion (Actual)

June 22, 2017

Study Completion (Actual)

July 10, 2017

Study Registration Dates

First Submitted

June 15, 2017

First Submitted That Met QC Criteria

June 19, 2017

First Posted (Actual)

June 22, 2017

Study Record Updates

Last Update Posted (Actual)

July 13, 2017

Last Update Submitted That Met QC Criteria

July 10, 2017

Last Verified

July 1, 2017

More Information

Terms related to this study

Other Study ID Numbers

  • 2016-202

Plan for Individual participant data (IPD)

Plan to Share Individual Participant Data (IPD)?

Undecided

Drug and device information, study documents

Studies a U.S. FDA-regulated drug product

No

Studies a U.S. FDA-regulated device product

No

This information was retrieved directly from the website clinicaltrials.gov without any changes. If you have any requests to change, remove or update your study details, please contact register@clinicaltrials.gov. As soon as a change is implemented on clinicaltrials.gov, this will be updated automatically on our website as well.

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